Legal jobs

Manager - Corporate Compliance Programs Duties: Responsibilities to include partnering with key stakeholders to identify, enhance and document processes, policies & procedures for both line-of- business and product specific in the creation, on-going maintenance and support of corporate compliance policies, procedures and compliance with the creation and on-going maintenance of compliance standards that clearly articulate expectations rega... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

– Mutual Fund Contract Administration The candidate will be responsible for managing the overall contract administration process including drafting, preparing and negotiating MFMP contracts with third party asset management firms in a high volume environment. Act as an internal consultant to facilitate accurate and creative solutions to operational and other business issues as they relate to MFMP contracts and to resolve inconsistencies in contracts across asset ma... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Manager - Complex Account Review Team The candidate will be responsible for performing deep dive analysis of various complex organizational account structures, including, reviewing, researching and evaluating large volumes of documents and presenting assessments and recommendations and/or escalations to senior management regarding the potential risks associated with certain higher risk organizations, such as hedge funds, private equity funds and venture capital fu... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Third Party Actions Responsibilities: Collecting information and documents from throughout the company and organizing that information for production in Financial Industry Regulatory Authority (FINRA) arbitration cases and regulatory inquiries. Complying with the FINRA discovery rules that require broker-dealers to produce a significant amount of documents for each newly-filed arbitration claim. Researching inquiries from attorneys and outside counsel for company... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Team Manager, Legal Support(Third Party Actions) Duties: Handling court order documents received by the TPA team, including determining what, if any, type of restrictions should be placed on the relevant accounts, corresponding with attorneys for the parties, placing and lifting restrictions for prohibited or allowed activities, working with other departments to address issues raised by court order, and monitoring the development of these matters. Acting as a liaiso... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Manager - AML Governance Policies & Procedures Duties: coordinates the Company's compliance efforts, and performs an advisory, monitoring, testing, and education role to support management's supervisory responsibility and its efforts to achieve compliance with the financial services industry rules and regulations, and policies of the Company. Assists across the firm in the assessment of BSA / AML / Sanctions risk presented to our business units and in the affirmativ... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Specialist The candidate will liaise with legal, distributors and intermediaries to negotiate selling agreements for third-party platforms. Manage vendor relationships with distributor. Prepare agreements and cover letters and communicate to intermediaries and maintain Intermediary and Service Provider contacts in Salesforce. Coordinate with Operations, Legal and Schwab Bank related to client onboarding for Collective Trust Funds. Maintain legal contract database and... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Analyst The candidate will liaise with legal, distributors and intermediaries to negotiate selling agreements for third-party platforms. Will manage vendor relationships with distributor. Prepare agreements and cover letters and communicate to intermediaries and maintain Intermediary and Service Provider contacts in Sales force. Coordinate with Operations, Legal and firm Bank related to client on boarding for Collective Trust Funds. Maintain legal contract database an... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Analyst/Paralegal Duties: Assist attorneys in support of Fund and investment advisor governance functions, including, (i) review and processing of Fund Board meeting materials, preparation of Board resolutions and communications, interfacing with Fund Board Relations business counterparts, preparation and coordination of shareholder meetings, and preparation of legal presentations to the Board; (ii) updates to Form ADV, (iii) updates to 38a-1 compliance program, (iv) f... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Analyst/Paralegal The candidate will assists legal counsel in supporting the Schwab mutual funds and ETFs (exchange-traded funds). Will primarily assist in the creation and on-going maintenance of mutual fund registration statements, including filing and amending the funds’ registration statements, drafting and filing supplements, and various other SEC filings including proxy statements/information statements. Assist attorneys in support of Fund and investment adviso... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here