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Los Angeles Regulatory Compliance Legal Secretary Jobs in Law Firm

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Los Angeles Regulatory Compliance Legal Secretary Jobs in Law Firm - Related Job Titles

Compliance Regulatory Licensing Paralegal
United States
Posted On Aug 20, 26
Full-time 6 views Experience : Min 2 yrs required
Job Tags:
criminal Federal Employment Law Litigation partnerships sexual assault Software spectrum stalking
Job Tags:
criminal Federal Employment Law Litigation partnerships sexual assault Software spectrum stalking

Title New Business Conflicts Clearance Analyst Job Responsibilities The New Business Conflicts Clearance Analyst plays a critical role in supporting the New Business Conflicts Clearance team by conducting comprehensive conflicts checks and maintaining precise records within the conflicts database. The analyst ensures the...

Posted On Sep 14, 26
Full-time 2 views Experience : Min 5 yrs required
Practice Area:
Corporate - Asset/Investment Management Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
AML child fund formation Insurance life sciences Litigation operating agreements private equity regulatory compliance securities laws Software
Practice Area:
Corporate - Asset/Investment Management Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
AML child fund formation Insurance life sciences Litigation operating agreements private equity regulatory compliance securities laws Software

supporting attorneys and clients by delivering high-quality, cost-effective legal services in sophisticated fund... matters. The responsibilities include: - Preparing and reviewing fund formation documents, such as limited partnership agreements, operating agreements, subscription documents, and side letters. - Coordinating and managing investor onboardi...

Posted On Sep 06, 26
Full-time 3 views Experience : 7-10 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - M&A Corporate - General
Job Tags:
acquisitions closing documents corporate governance Corporate Law equity family Insurance IPO mergers Secured lending Securities securities laws UCC
Practice Area:
Corporate - Securities and Capital Markets Corporate - M&A Corporate - General
Job Tags:
acquisitions closing documents corporate governance Corporate Law equity family Insurance IPO mergers Secured lending Securities securities laws UCC

and private company securities compliance matters, including managing beneficial... ownership tables, EDGAR Next management for individual filers, Section 16 and Schedule 13 reporting, and Rule 13H filings. - Prepare, file, and maintain corporate governance and entity-formation documents for corporations, LLCs,...

Posted On Sep 18, 26
Full-time 3 views Experience : Min 2 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements child Corporate Law criminal Energy family finance FINRA fund formation health benefits life sciences limited liability companies partnerships Software
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements child Corporate Law criminal Energy family finance FINRA fund formation health benefits life sciences limited liability companies partnerships Software

Title: Private Funds Paralegal Job Responsibilities: The Private Funds Paralegal will be a crucial member of the Private Fund Practice within the Technology Companies Group at the law firm. The individual will support attorneys across various stages of fund formation, investor onboarding,...

Posted On Sep 22, 26
Full-time Experience : Min 5 yrs required
Job Tags:
AML due diligence equity health insurance Insurance Litigation mergers SEC filings Software special projects
Job Tags:
AML due diligence equity health insurance Insurance Litigation mergers SEC filings Software special projects

potential client engagements to ensure compliance with the law firm's... risk management procedures and policies. Key duties include: - Gathering and analyzing financial information, regulatory and litigation histories, and... recent news from external corporate and governmental databases like Dun and Br...

Posted On Oct 09, 26
Full-time Experience : Min 5 yrs required
Practice Area:
Probate Estate & Tax Planning Trusts and Estates - General
Job Tags:
depositions Estate Planning estates FLSA health insurance Insurance pleadings Probate Software title trusts UCC Wills
Practice Area:
Probate Estate & Tax Planning Trusts and Estates - General
Job Tags:
depositions Estate Planning estates FLSA health insurance Insurance pleadings Probate Software title trusts UCC Wills

Title: Estates and Trusts Legal Assistant Department: Estates and Trusts FLSA... Trust and Estate Planning/Probate Legal Assistant at the law... firm is tasked with supporting trust and estates attorneys by managing secretarial and clerical duties associated with estate and probate matters. Key...

Posted On Sep 14, 26
Full-time 1 views Experience : Min 5 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
AML child fund formation Insurance life sciences Litigation operating agreements private equity regulatory compliance securities laws Software
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
AML child fund formation Insurance life sciences Litigation operating agreements private equity regulatory compliance securities laws Software

delivering high-quality and cost-effective legal services. They work closely... sophisticated fund matters, particularly in the areas of private investment fund formation, investor onboarding, and regulatory compliance. Their responsibilities include: -... Preparing and reviewing fund formation documents such as limited partnership agreeme...

Posted On Sep 14, 26
Full-time 2 views Experience : Min 5 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets closing documents emerging technologies FINRA Insurance stock exchange
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets closing documents emerging technologies FINRA Insurance stock exchange

Title: Senior Capital Markets & Public Companies Paralegal Job Responsibilities: The Senior Capital Markets & Public Companies Paralegal will be responsible for managing and supporting various aspects related to capital markets and public companies. Key responsibilities include: - Handling initial...

Posted On Sep 18, 26
Full-time 3 views Experience : Min 2 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements child Corporate Law criminal Energy family finance FINRA fund formation health benefits life sciences limited liability companies partnerships Software
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements child Corporate Law criminal Energy family finance FINRA fund formation health benefits life sciences limited liability companies partnerships Software

Title: Private Funds Paralegal Job Responsibilities: The Private Funds Paralegal is tasked with supporting attorneys in various stages of fund formation, investor onboarding, and fund management. Key responsibilities include: - Assisting attorneys with the formation and structuring of private investment funds, such as...

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