Post Jobs Upload Your Resume Log in

Legal jobs

17 jobs
  1. Legal Jobs
  2. Browse Legal Jobs
  3. New Jersey
  4. Rutherford
  5. 1940 Act
  6. Law Firm

Preview Results

Here’s a preview of jobs we found from direct employer sources. To protect confidentiality and prevent scraping, full results require an email + account access.

Direct-from-employer coverage Private search Less competition vs. paid ads
Filter by

Create a Job Alert for this Search

United States
Posted On Sep 04, 26
Full-time 7 views Experience : Min 5 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets Domestic Violence equity ERISA finance fund formation growth equity health benefits Insurance investment management life sciences marketing Partnership private equity Securities stalking
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets Domestic Violence equity ERISA finance fund formation growth equity health benefits Insurance investment management life sciences marketing Partnership private equity Securities stalking

Title: Attorney, Vice President (VP) Job Responsibilities: - Participate in the design, launch, and ongoing management of new and existing registered funds and other vehicles. - Assist with project management and fund formation matters and participate in product development of various investment structures...

Posted On Jul 16, 26
Full-time 146 views Experience : 3-6 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
asset management directors ETFs fund formation Investment Advisers Act of 1940 Mergers and Acquisitions Mutual Funds registered investment companies Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
asset management directors ETFs fund formation Investment Advisers Act of 1940 Mergers and Acquisitions Mutual Funds registered investment companies Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws

successful candidate may be asked to perform other duties as necessary. Salary Information The salary for this position will be competitive and commensurate with experience. The firm also offers a comprehensive benefits package including medical, dental, vision, and...

Posted On Sep 11, 26
Full-time 13 views Experience : 3-6 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - M&A Corporate - General
Job Tags:
child Disability Benefits family Investment Advisers Act of 1940 M&A mergers private equity Retirement Planning Securities Act of 1933 securities laws shareholders Venture Capital
Practice Area:
Corporate - Asset/Investment Management Corporate - M&A Corporate - General
Job Tags:
child Disability Benefits family Investment Advisers Act of 1940 M&A mergers private equity Retirement Planning Securities Act of 1933 securities laws shareholders Venture Capital

Title: Associate - Private Funds/Investment Services Job Responsibilities: The Associate in the Private Funds/Investment Services role will be part of a cohesive and collaborative Investment Services team at a law firm, working from either Chicago, New York, or Washington, DC offices. The...

Posted On Jul 09, 26
Full-time 15 views Experience : 3-8 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - Asset/Investment Management
Job Tags:
1940 Act asset management Capital Markets due diligence ETFs life sciences private equity public offerings Securities underwriters
Practice Area:
Corporate - Securities and Capital Markets Corporate - Asset/Investment Management
Job Tags:
1940 Act asset management Capital Markets due diligence ETFs life sciences private equity public offerings Securities underwriters

Title: Capital Markets Associate Job Responsibilities: - Collaborate within the Corporate Finance and Capital Markets practice to structure and execute innovative, complex financial transactions for clients across various industries globally. - Participate in organizing and raising capital for private credit and private equity...

Posted On Sep 11, 26
Full-time 22 views Experience : 3-5 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - M&A Corporate - General
Job Tags:
child Disability Benefits family Investment Advisers Act of 1940 M&A mergers private equity Retirement Planning Securities Act of 1933 securities laws Venture Capital
Practice Area:
Corporate - Asset/Investment Management Corporate - M&A Corporate - General
Job Tags:
child Disability Benefits family Investment Advisers Act of 1940 M&A mergers private equity Retirement Planning Securities Act of 1933 securities laws Venture Capital

specifically with SEC-registered investment advisers and private investment funds. Responsibilities include handling regulatory and compliance matters concerning federal securities laws, such as the Investment Advisers Act of 1940, the Investment Company Act... of 1940, and the Securities Act... of 193...

Posted On Sep 02, 26
Full-time 1 views Experience : 7-10 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
1940 Act Corporation directors FINRA Human Rights Law International Law LLC renewals Securities special projects
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
1940 Act Corporation directors FINRA Human Rights Law International Law LLC renewals Securities special projects

Title: Paralegal - Investment Funds Job Responsibilities: The role of a Paralegal in the Investment Funds practice group involves a variety of responsibilities centered around securities law and regulatory compliance. The candidate is expected to prepare and file Form IDs with the...

Posted On Sep 03, 26
Full-time 1 views Experience : Min 3 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
Investment Advisers Act of 1940
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
Investment Advisers Act of 1940

various stakeholders. - Interpreting and ensuring compliance with applicable regulations, including the Investment Company Act of 1940, the Investment Advisers Act... of 1940, and relevant commodity regulations. -... Collaborating with clients to address legal issues related to investment fund formation and r...

Posted On Aug 20, 26
Full-time Experience : 2-4 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
1940 Act criminal directors ETFs investment management M&A Mutual Funds registered investment companies sexual assault stalking underwriters
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
1940 Act criminal directors ETFs investment management M&A Mutual Funds registered investment companies sexual assault stalking underwriters

Title Investment Management Group – Registered Funds Mid-Level Associate Job Responsibilities The mid-level associate in the Investment Management Group at the law firm is expected to have experience in 1940 Act registered funds and... business development company work. The associate will work closely...

Posted On Sep 06, 26
Full-time 4 views Experience : Min 5 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets
Job Tags:
1940 Act acquisitions asset management branding fund formation Harassment investment management Joint Ventures M&A marketing Partnership Privacy private equity REITs Securities Securities Act of 1933
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets
Job Tags:
1940 Act acquisitions asset management branding fund formation Harassment investment management Joint Ventures M&A marketing Partnership Privacy private equity REITs Securities Securities Act of 1933

Title Registered Funds Content Lawyer Job Responsibilities - Develop and execute a comprehensive content strategy focused on innovative and complex registered funds products and regulatory developments within the registered funds landscape. - Produce high-quality written content including industry publications, thought...

Posted On Aug 25, 26
Full-time 50 views Experience : 1-3 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
equity Investment Advisers Act of 1940 SEC filings Securities Act of 1933
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
equity Investment Advisers Act of 1940 SEC filings Securities Act of 1933

Title: Investment Funds, Regulatory Associate Job Responsibilities: - Assist fund sponsors with fundraising and transactions. - Navigate SEC examination and enforcement matters. - Review offering materials and fund governing documents. - Advise clients on compliance with applicable rules and regulations. - Prepare SEC filings and respond...

Posted On Sep 04, 26
Full-time 13 views Experience : Min 5 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Finance - Financial Services Regulation Corporate - General
Job Tags:
Capital Markets Domestic Violence equity ERISA finance fund formation growth equity health benefits Insurance investment management life sciences marketing Partnership private equity Securities stalking
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Finance - Financial Services Regulation Corporate - General
Job Tags:
Capital Markets Domestic Violence equity ERISA finance fund formation growth equity health benefits Insurance investment management life sciences marketing Partnership private equity Securities stalking

Title: Attorney - Private Wealth Public Funds Legal Group Job Responsibilities: - Participate in the design, launch, and ongoing management of new and existing registered funds and other vehicles. - Assist with project management and fund formation matters, and participate in product development...

Posted On Aug 11, 26
Full-time 2 views Experience : Min 3 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
asset management corporate transactions criminal enforcement proceedings family federal government Financial Institutions fund formation hedge funds Investment Advisers Act of 1940 Investment Company Act Litigation private equity Securities spectrum white collar
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
asset management corporate transactions criminal enforcement proceedings family federal government Financial Institutions fund formation hedge funds Investment Advisers Act of 1940 Investment Company Act Litigation private equity Securities spectrum white collar

Title: Associate - Corporate - Investment Funds Regulatory Job Responsibilities: The role of Associate in the Investment Funds Regulatory Practice involves providing legal, regulatory, and compliance advice to investment advisers, family offices, and other financial institutions globally. Key responsibilities include: - Advising on...

Posted On Aug 26, 26
Full-time 3 views Experience : 2-5 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Practice Area:
Corporate - Asset/Investment Management Corporate - General

funds. - Handle the formation and ongoing operation of “permanent capital” retail investment vehicles, including business development companies (BDCs), registered closed-end funds, and similar structures. - Support fund boards on governance and compliance matters under the Investment Company Act of 1940. - Collab...

Posted On Aug 20, 26
Full-time 3 views Experience : Min 4 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Tax - International Tax - General Corporate - General
Job Tags:
AML Capital Markets Domestic Violence Energy equity ERISA finance fund formation growth equity health benefits hedge funds Insurance insurance coverage life sciences Litigation marketing OFAC Partnership private equity regulatory compliance Securities securities laws stalking
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Tax - International Tax - General Corporate - General
Job Tags:
AML Capital Markets Domestic Violence Energy equity ERISA finance fund formation growth equity health benefits hedge funds Insurance insurance coverage life sciences Litigation marketing OFAC Partnership private equity regulatory compliance Securities securities laws stalking

Title: Legal & Compliance - Private Wealth Funds Attorney, VP Job Responsibilities: - Serve as a key legal partner in the design and development of private wealth funds, overseeing projects from initial concept through launch and ongoing operation. - Participate in structuring, designing,...

Posted On Sep 06, 26
Full-time 2 views Experience : Min 7 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Private Equity Corporate - Venture Capital/Emerging Companies Corporate - Securities and Capital Markets Corporate - General
Job Tags:
family fund formation Investment Advisers Act of 1940 private equity Securities Securities Act of 1933
Practice Area:
Corporate - Asset/Investment Management Corporate - Private Equity Corporate - Venture Capital/Emerging Companies Corporate - Securities and Capital Markets Corporate - General
Job Tags:
family fund formation Investment Advisers Act of 1940 private equity Securities Securities Act of 1933

clients with all aspects of fund formation, private placements, and securities regulation. - Advising on matters pertaining to the Securities Act of 1933, the Investment... Advisers Act of 1940, and the... Investment Company... Act of 1940. - Representing venture... capitalists, private... eq...

Posted On Aug 20, 26
Full-time 9 views Experience : 2-4 yrs required
Practice Area:
Finance - Financial Services Regulation Finance - General
Job Tags:
1940 Act directors ETFs investment management M&A Mutual Funds registered investment companies underwriters
Practice Area:
Finance - Financial Services Regulation Finance - General
Job Tags:
1940 Act directors ETFs investment management M&A Mutual Funds registered investment companies underwriters

Title: Mid-Level Associate - Investment Management Group Job Responsibilities: The mid-level associate will be part of the Investment Management Group, focusing on: - Advising funds, fund sponsors, underwriters, and other service providers. - Structuring, offering, operating, ongoing financing, and regulation of registered investment...

Posted On Sep 03, 26
Full-time Experience : 2-5 yrs required
Practice Area:
Insurance - Regulatory & Compliance
Job Tags:
Amnesty Domestic Violence Insurance regulatory compliance Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws
Practice Area:
Insurance - Regulatory & Compliance
Job Tags:
Amnesty Domestic Violence Insurance regulatory compliance Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws

Title: Insurance Regulatory Associate Job Responsibilities: The Insurance Regulatory Associate will work in the Insurance Products Group of a law firm, focusing on sophisticated matters at the intersection of insurance and securities regulation. The responsibilities include: - Advising life insurance...

Narrow Your Search Results - Try Advanced Search
Share these jobs with a friend