Legal jobs

Investment Management and Broker-Dealer Associate... The candidate must have 2+ years of relevant experience for its Winston-Salem, Raleigh, Charlotte, Atlanta, Washington DC, or New York office. Should have experience in one or more of the Investment Advisers Act, the Investment... Company Act, or private... fund formation; desired skillsets include statutory and regulatory analysis and application, legal writing, securities offerings, corporate and governance principles, and 1940 A... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Corporate Investment Counsel The candidate should... have 6+ years of experience working on matters related to ETFs, mutual funds, closed-end funds and investment advisers. Experience working with... boards, SEC filings and complex Investment Company Act of 1940... issues is a plus.... Should have a superior academic record, strong work ethic and excellent writing skills.... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Legal Counsel The candidate should be familiar with unregistered securities offerings, the Investment Company Act of 1940,... and the Investment Advisers Act of 1940.... Experience with the Securities Act of 1933, broker-dealer regulation,... and real estate is a plus.... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Attorney The candidate will be working with a variety of technology and independent RIAs and need to be comfortable and able to work in the gray, providing creative solutions to help meet the client's business goals while keeping them in line with regulatory requirements and expectations. Will be responsible for interfacing with our ongoing compliance consulting clients, our regtech and fintech clients and general counsel consulting be working closely... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Fund Attorney The candidate will represent private funds on a wide spectrum of matters including compliance and regulatory issues, capital raising, marketing, investor relations, fund formation and structuring, corporate transactional matters, etc. Draft and review of private fund offering materials, partnership agreements and other private fund legal documentation. Regulatory filing assistance. Advise on the legal implications of offering new and existing products a... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Attorney- RIA The candidate will be responsible for interfacing with ongoing compliance consulting clients, regtech and fintech clients and general counsel consulting clients. Will be working closely with mostly SEC-registered RIAs providing creative solutions to RIA compliance and legal issues. Will be working and managing a team who will assist with many of the day- to-day activities of compliance consulting while focus on higher level service to clients. should... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

provide specialized services to the financial services industry, including compliance consulting, regulatory defense, and legal services. Our team of attorneys and compliance professionals have over 25 years of combined experience in the financial services industry. We strive to provide the highest quality of legal services to our clients and to ensure that our clients are able to comply with the ever-changing landscape of securities regulations. Summary Law Firm is... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

mission is to provide comprehensive and cost-effective legal support to the financial services industry. We provide a wide range of services, from compliance to legal advice, to help our clients navigate the complexities of the financial services industry. We strive to help our clients stay ahead of the curve and anticipate changes and regulations in the industry. We are looking for a Senior Attorney to join our team and help us provide the best legal services to our c... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Senior Securities Attorney =========================== The Law Firm is looking for an experienced and knowledgeable Senior Securities Attorney to provide counsel and advice to clients. The successful candidate will have at least 10-15 years of legal experience related to financial services, preferably with an investment firm or law firm... serving RIA and BD clients. The attorney will be responsible for analyzing and advising on compliance and regulatory matters that affect... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Seeking an Associate with 2-4 years of extensive securities and corporate governance experience. Should be academically distinguished with excellent writing and analytical skills. Experience with 1940 Act registered funds, including ETFs... and closed-end funds a plus. Experience in variable insurance products, private funds, investment adviser, and/or commodities work... desirable.... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here