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United States
Posted On Aug 25, 26
Full-time 51 views Experience : 3-5 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets equity ETFs Mutual Funds REITs trusts
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets equity ETFs Mutual Funds REITs trusts

Job Title: Investment Funds, Registered Funds/BDC Associate Job Responsibilities: - Work... within the Registered Funds practice of the... Investment Funds Group. - Form, structure,... “alternative” funds, including interval/tender offer funds, business development companies (BDCs), real estate investment trusts (REITs), “holding company”... and...

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Posted On Sep 07, 26
Full-time 59 views Experience : 2-6 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets corporate transactions Financial Institutions health insurance hedge funds high yield initial public offerings Insurance private equity REITs Rule 144A Securities trusts underwriters Venture Capital
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets corporate transactions Financial Institutions health insurance hedge funds high yield initial public offerings Insurance private equity REITs Rule 144A Securities trusts underwriters Venture Capital

corporate transactions with a focus on Capital Markets. Responsibilities include working on . and cross-border transactions, including initial public offerings, high yield, and investment-grade debt offerings. The associate... will also handle Rule 144A and Regulation S offerings for foreign p...

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Archived Job Listings: Real Employers, Hidden Opportunities

The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.

  • ✅ LawCrossing has monitored employer hiring for 25+ years
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Compliance Consultant The candidate will involve assisting Registered Investment Advisers (“RIA”s) on-going... regulatory compliance obligations for a range of investment advisers. Will work on... On-the-job training. Heavy client contact, legal research and document drafting. Leading RIAs and their representatives through the SEC and/or state registration process. Completing required regulatory annual filings. Creating and/or revising RIA disclosure documents, advisory agreem... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Regulatory Compliance Consultant The candidate work will involve assisting Registered Investment Advisers (“RIA”s) on-going... regulatory compliance obligations for a range of investment advisers. Heavy client contact,... legal research and document drafting; Leading RIAs and their representatives through the SEC and/or state registration process; Completing required regulatory annual filings; Creating and/or revising RIA disclosure documents, advisory agreements, and compliance d... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Compliance Consultant and Examiner The candidate will involve assisting Registered Investment Advisers (“RIA”s) on-going... regulatory compliance obligations for a range of investment advisers. Duties will include:... On-the-job training; Travel to RIA offices across the United States to conduct branch audits (Up to 30% travel required); Ensure clients are adhering to SEC and FINRA rules and regulations; Heavy client contact, legal research and document drafting; Leading RIAs... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Compliance Consultant Professional The candidate will involve assisting Registered Investment Advisers (“RIA”s) on-going... regulatory compliance obligations for a range of investment advisers. Duties will include:... On-the-job training; Heavy client contact, legal research and document drafting; Leading RIAs and their representatives through the SEC and/or state registration process; Completing required regulatory annual filings; Creating and/or revising RIA disclosure docum... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Compliance Consultant And Examiner The candidate will be assisting Registered Investment Advisers (“RIA”s) on-going... regulatory compliance obligations for a range of investment advisers. Ensure clients are... adhering to SEC and FINRA rules and regulations. Heavy client contact, legal research and document drafting. Leading RIAs and their representatives through the SEC and/or state registration process. Completing required regulatory annual filings. Creating and/or revising... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Compliance Consultant The candidate will be assisting Registered Investment Advisers (“RIA”s) on-going... regulatory compliance obligations for a range of investment advisers. Heavy client contact,... legal research and document drafting. Leading RIAs and their representatives through the SEC and/or state registration process. Completing required regulatory annual filings. Creating and/or revising RIA disclosure documents, advisory agreements, and compliance documents. Reviewi... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Compliance Consultant The candidate assisting Registered Investment Advisers on-going regulatory... compliance obligations for a range of investment advisers. Will leading and... their representatives through the SEC and/or state registration process. Completing required regulatory annual filings. Creating and/or revising RIA disclosure documents, advisory agreements, and compliance documents. Reviewing marketing materials. Reviewing and/or drafting employment agreements. Formatio... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Compliance Consultant The candidate will be assisting Registered Investment Advisers (“RIA”s) on-going... regulatory compliance obligations for a range of investment advisers. Duties will include:... On-the-job training; Heavy client contact, legal research and document drafting; Leading RIAs and their representatives through the SEC and/or state registration process; Completing required regulatory annual filings; Creating and/or revising RIA disclosure documents, advisory agr... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Compliance Consultant and Examiner The candidate will involve assisting Registered Investment Advisers (“RIA”s) on-going... regulatory compliance obligations for a range of investment advisers. Travel to RIA... offices across the United States to conduct branch audits (Up to 30% travel required). Ensure clients are adhering to SEC and FINRA rules and regulations. Heavy client contact, legal research and document drafting; Leading RIAs and their representatives through the SEC... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Regulatory Compliance Consultant The candidate will involve assisting Registered Investment Advisers (“RIA”s) on-going... regulatory compliance obligations for a range of investment advisers. The position includes:... On-the-job training; Heavy client contact, legal research and document drafting; Leading RIAs and their representatives through the SEC and/or state registration process; Completing required regulatory annual filings; Creating and/or revising RIA disclosure docum... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

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