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United States
Posted On Jun 01, 26
Full-time 21 views Experience : Min 6 yrs required
Practice Area:
Litigation - Regulatory Enforcement (SEC, Telecom, Energy, etc.) Data Privacy - Litigation
Job Tags:
Affirmative Action child Code of Conduct domestic partner evidence family FINRA Insurance invention Litigation Securities spouse
Practice Area:
Litigation - Regulatory Enforcement (SEC, Telecom, Energy, etc.) Data Privacy - Litigation
Job Tags:
Affirmative Action child Code of Conduct domestic partner evidence family FINRA Insurance invention Litigation Securities spouse

Job Title: Counsel, Enforcement Job Responsibilities: The Enforcement Counsel is responsible for resolving non-complex enforcement matters and contributing high-quality work to large, complex cases. The primary duties include: - Resolving non-complex enforcement matters through rigorous assessment and effective advocacy. - Executing risk-based legal strategies to fairly assess records. - Recommending fair and effective outcomes by accurately assessing evidence and app

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Attorney in Woodbridge, NJ

Public Interest • **Members Only** Woodbridge, NJ

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Posted On Jun 07, 26
Full-time 18 views Experience : Min 10 yrs required
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Insurance invention regulatory compliance Securities Securities Exchange Act of 1934 special projects spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Insurance invention regulatory compliance Securities Securities Exchange Act of 1934 special projects spouse

Job Title: Strategic Advisor, Market and Regulatory Services Job Responsibilities: - Act as a strategic thought partner within an assigned Market and Regulatory Services (MRS) line of business, providing counsel on business initiatives, strategic planning, risk management, policy, and processes to ensure alignment with MRS strategic goals. - Assess and propose solutions for complex, high-risk operational, regulatory, and policy issues requiring senior leadership attention; s

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Attorney in Woodbridge, NJ

Public Interest • **Members Only** Woodbridge, NJ

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Posted On Jun 10, 26
Full-time 7 views Experience : Min 10 yrs required
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Insurance invention Securities spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Insurance invention Securities spouse

Job Title: Senior Director, Market Strategy & Research Job Responsibilities: The Senior Director, Market Strategy & Research is responsible for providing critical leadership in the proactive regulatory risk assessment and development of regulatory strategy. This role is instrumental in enabling Surveillance to effectively develop regulatory strategies informed by market conditions and developments, aligning with the goals and priorities of the department. The key responsibil

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Attorney in Woodbridge, NJ

Public Interest • **Members Only** Woodbridge, NJ

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Posted On Jun 21, 26
Full-time 6 views
Job Tags:
Affirmative Action child Code of Conduct domestic partner family finance FINRA fraud Insurance invention Money Laundering Securities special projects spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family finance FINRA fraud Insurance invention Money Laundering Securities special projects spouse

Job Title Principal Analyst, Risk Monitoring Job Responsibilities As a Principal Risk Monitoring Analyst at the organization, the role involves serving as a trusted advisor and risk expert, with responsibilities directly influencing regulatory responses to evolving market risks. Key responsibilities include: - Lead Risk Assessments: Conduct sophisticated risk monitoring of member firms, particularly those that are complex or have elevated risks, with minimal supervision.

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Attorney in Woodbridge, NJ

Public Interest • **Members Only** Woodbridge, NJ

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Posted On Jun 25, 26
Full-time 7 views Experience : Min 15 yrs required
Job Tags:
Affirmative Action artificial intelligence child Code of Conduct domestic partner emerging technologies family financial services regulation FINRA fraud Insurance invention Machine Learning Securities spouse
Job Tags:
Affirmative Action artificial intelligence child Code of Conduct domestic partner emerging technologies family financial services regulation FINRA fraud Insurance invention Machine Learning Securities spouse

Job Title: Executive Vice President, Risk & Intelligence Job Responsibilities: The Executive Vice President of Risk and Intelligence is a strategic leadership position reporting directly to the Chief Regulatory Operations Officer and is a key member of the Regulatory Operations Senior Leadership Team. This role is responsible for overseeing four departments related to risk monitoring, intelligence, collection and dissemination, and emerging risk identification to enhance th

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Attorney in Woodbridge, NJ

Public Interest • **Members Only** Woodbridge, NJ

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Posted On Jul 05, 26
Full-time 1 views Experience : Min 12 yrs required
Job Tags:
Affirmative Action child Code of Conduct corporate compliance domestic partner family finance financial services regulation FINRA Government Insurance invention Litigation Media Securities special projects spouse
Job Tags:
Affirmative Action child Code of Conduct corporate compliance domestic partner family finance financial services regulation FINRA Government Insurance invention Litigation Media Securities special projects spouse

Job Title: Vice President, Enforcement Senior Advisor & Operations Job Responsibilities: - Serve as a strategic partner and thought leader to the EVP, acting as a trusted advisor on significant matters related to Enforcement and the organization's regulatory mission. Exercise sound judgment and independent decision-making authority on matters within the delegated scope and establish decision frameworks for escalation when EVP involvement is necessary. - Lead strategic analy

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Attorney in Woodbridge, NJ

Public Interest • **Members Only** Woodbridge, NJ

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Posted On Jul 26, 26
Full-time 1 views
Job Tags:
Affirmative Action blockchain child Code of Conduct Cybersecurity domestic partner family FINRA fraud Insurance invention Money Laundering Securities spouse
Job Tags:
Affirmative Action blockchain child Code of Conduct Cybersecurity domestic partner family FINRA fraud Insurance invention Money Laundering Securities spouse

Job Title: Senior Principal Investigator, Crypto Asset Investigations - Blockchain Technology Job Responsibilities: The Senior Principal Investigator, Crypto Asset Investigations serves as an expert within the organization, utilizing specialized knowledge in crypto assets, blockchains, smart contracts, and other onchain technologies. The role involves addressing complex regulatory challenges related to crypto assets and compliance. Key responsibilities include: - Leading

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Attorney in Woodbridge, NJ

Public Interest • **Members Only** Woodbridge, NJ

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Posted On Jul 26, 26
Full-time 1 views Experience : Min 12 yrs required
Job Tags:
Affirmative Action agreements child Code of Conduct domestic partner family FINRA Insurance invention Securities securities laws spouse
Job Tags:
Affirmative Action agreements child Code of Conduct domestic partner family FINRA Insurance invention Securities securities laws spouse

Job Title: Senior Advisor: Market Regulation & Regulatory Service Agreement (RSA) Job Responsibilities: Regulatory Intelligence & Strategic Advisory - Monitor, analyze, and interpret complex regulatory developments related to market structure and market regulation from exchanges, the organization, the SEC, and other regulatory bodies. - Provide expert guidance to senior leadership on operational, strategic, and policy implications of new and emerging regulatory requirements

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Attorney in Woodbridge, NJ

Public Interest • **Members Only** Woodbridge, NJ

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Posted On Jul 26, 26
Full-time
Job Tags:
Affirmative Action blockchain child Code of Conduct domestic partner family FINRA Insurance invention Securities spouse
Job Tags:
Affirmative Action blockchain child Code of Conduct domestic partner family FINRA Insurance invention Securities spouse

Job Title: Senior Principal Investigator, Crypto Asset Investigations - Tokenized Securities Markets Job Responsibilities: The Senior Principal Investigator in Crypto Asset Investigations is tasked with conducting high-complexity investigations into crypto asset activities of organization member firms and their associated individuals. The role requires providing subject matter expertise to Regulatory Operations staff on crypto asset matters and initiatives, assisting in the

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Attorney in Woodbridge, NJ

Public Interest • **Members Only** Woodbridge, NJ

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Posted On Aug 12, 26
Full-time 1 views Experience : 3-5 yrs required
Job Tags:
Affirmative Action child Code of Conduct domestic partner family finance FINRA fraud Insurance invention Money Laundering Securities special projects spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family finance FINRA fraud Insurance invention Money Laundering Securities special projects spouse

Job Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Lead risk monitoring activities for complex and elevated-risk member firms, exercising independent judgment with the support of a Risk Monitoring Director. - Identify emerging and existing risks across assigned firms, coordinating with specialists and internal teams to execute a comprehensive monitoring strategy. - Collaborate cross-functionally with internal departments to analyze regulatory developments,

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Attorney in Woodbridge, NJ

Public Interest • **Members Only** Woodbridge, NJ

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Posted On Aug 20, 26
Full-time Experience : 2-10 yrs required
Job Tags:
Affirmative Action blockchain child Code of Conduct cryptocurrency domestic partner evidence family finance FINRA fraud Insurance invention Money Laundering Partnership regulatory compliance Securities Securities Exchange Act of 1934 securities laws spouse
Job Tags:
Affirmative Action blockchain child Code of Conduct cryptocurrency domestic partner evidence family finance FINRA fraud Insurance invention Money Laundering Partnership regulatory compliance Securities Securities Exchange Act of 1934 securities laws spouse

Job Title: Director, Investigations - Crypto Exam and Regulatory Conduct Job Responsibilities: The Director of the Crypto Exam and Regulatory Conduct team is tasked with leading a team of investigators focusing on crypto-related investor protection risks, market conduct rules, and regulatory obligations. Key responsibilities include: - Lead and manage a team of investigators, ensuring thorough and strategically sound investigations supported by reliable methodologies. - Dri

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Attorney in Woodbridge, NJ

Public Interest • **Members Only** Woodbridge, NJ

Apply
Posted On Aug 20, 26
Full-time Experience : 2-10 yrs required
Job Tags:
abuse Affirmative Action blockchain child Code of Conduct cryptocurrency domestic partner evidence family finance FINRA fraud Insurance invention Money Laundering Partnership regulatory compliance Securities Securities Exchange Act of 1934 securities laws spouse
Job Tags:
abuse Affirmative Action blockchain child Code of Conduct cryptocurrency domestic partner evidence family finance FINRA fraud Insurance invention Money Laundering Partnership regulatory compliance Securities Securities Exchange Act of 1934 securities laws spouse

Job Title: Director, Investigations - Crypto Fraud and Market Abuse Job Responsibilities: The Director of the Crypto Fraud & Market Abuse team is primarily responsible for leading a highly skilled team of investigators focused on detecting, investigating, and mitigating crypto-related fraud and market abuse within the securities industry. Key responsibilities include: - Lead & Manage Investigations: Provide leadership, oversight, and active day-to-day management of a team h

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Posted On Aug 25, 26
Full-time 1 views Experience : Min 10 yrs required
Practice Area:
Administrative Law Government - General
Job Tags:
Affirmative Action agreements Case Law child Code of Conduct directors domestic partner family FINRA Insurance invention Litigation Partnership Securities Securities Exchange Act of 1934 securities laws spouse trials
Practice Area:
Administrative Law Government - General
Job Tags:
Affirmative Action agreements Case Law child Code of Conduct directors domestic partner family FINRA Insurance invention Litigation Partnership Securities Securities Exchange Act of 1934 securities laws spouse trials

Job Title: Director, Enforcement Job Responsibilities: The Enforcement Director is tasked with managing a team of 5-8 Enforcement attorneys. This role involves overseeing and resolving Enforcement cases from inception to completion while ensuring that each case outcome is supported by thorough factual findings and a clear legal framework. The Director is responsible for ensuring cases progress promptly, using a risk-based approach to prioritize them appropriately. Collaborat

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Attorney in Woodbridge, NJ

Public Interest • **Members Only** Woodbridge, NJ

Apply
Posted On Aug 31, 26
Full-time Experience : Min 10 yrs required
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Government Insurance invention partnerships Securities securities laws Software spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Government Insurance invention partnerships Securities securities laws Software spouse

Job Title: Director, Emerging Technology Intelligence Job Responsibilities: The Director of Emerging Technology Intelligence plays a critical role within the organization's Risk & Intelligence department. This position involves leading a team of analysts in the Strategic Intelligence team to identify, analyze, and assess emerging risks and trends, thereby generating insights that inform regulatory decisions. Key responsibilities include: - Serving as a senior partner to in

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Attorney in Woodbridge, NJ

Public Interest • **Members Only** Woodbridge, NJ

Apply
Posted On Sep 01, 26
Full-time 1 views Experience : Min 5 yrs required
Job Tags:
Affirmative Action child Code of Conduct domestic partner family finance Financial Industry Regulatory Authority FINRA fraud Insurance invention Money Laundering Securities special projects spouse Trademark
Job Tags:
Affirmative Action child Code of Conduct domestic partner family finance Financial Industry Regulatory Authority FINRA fraud Insurance invention Money Laundering Securities special projects spouse Trademark

Job Title: Principal Analyst, Risk Monitoring Job Responsibilities: The Principal Analyst, Risk Monitoring, is responsible for conducting risk monitoring activities and ongoing risk assessments of organization members, reporting directly to a Risk Monitoring Director. This senior-level position plays a crucial role in identifying existing and emerging risks and interacting with both internal and external parties. Key responsibilities include: - Conducting risk monitoring act

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Attorney in Woodbridge, NJ

Public Interest • **Members Only** Woodbridge, NJ

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Posted On Sep 08, 26
Full-time Experience : Min 6 yrs required
Job Tags:
Affirmative Action Alternative Dispute Resolution child Code of Conduct domestic partner family FINRA Insurance invention Securities spouse
Job Tags:
Affirmative Action Alternative Dispute Resolution child Code of Conduct domestic partner family FINRA Insurance invention Securities spouse

Job Title: Principal Analyst, Dispute Resolution Services Training Job Responsibilities: - The Principal Analyst is tasked with creating, maintaining, and updating training modules for key Dispute Resolution Services (DRS) regional job categories. - Train new regional hires. - Develop and deliver just-in-time, customized training for all DRS staff levels on new rules, procedures, and policies, as well as refresher training on topics identified through quality control review

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Attorney in Woodbridge, NJ

Public Interest • **Members Only** Woodbridge, NJ

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Posted On Sep 08, 26
Full-time Experience : Min 12 yrs required
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Government Insurance invention partnerships Securities securities laws Software spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Government Insurance invention partnerships Securities securities laws Software spouse

Job Title: Senior Director, Trading and Product Risk Intelligence Job Responsibilities: - Serve as a senior strategic partner to internal and external stakeholders, offering guidance on cross-departmental efforts to identify emerging threats and driving intelligence-led initiatives with measurable impact across the organization. - Provide leadership to teams identifying, analyzing, and predicting a broad and complex range of emerging risks, threats, regulatory trends, an

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Posted On Sep 07, 26
Full-time Experience : Min 1 yrs required
Practice Area:
Social Security Law Government - General
Job Tags:
appeals social security Social Security Disability
Practice Area:
Social Security Law Government - General
Job Tags:
appeals social security Social Security Disability

Job Title: Paralegal/Case Manager Job Responsibilities: - Represent claimants in SSI/SSDI cases, focusing on individuals with various physical and psychological impairments and low-income backgrounds. - Conduct client intake and screening to gather relevant information for disability claims. - Prepare and file necessary forms, appeals, and supporting documentation for claims. - Draft legal correspondence and case summaries. - Provide administrative and legal support througho

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Posted On Jun 01, 26
Full-time 14 views
Job Tags:
Consumer Law Domestic Violence Education Law Elder Law Employment Law equity eviction family Family Law Government Immigration partnerships pleadings
Job Tags:
Consumer Law Domestic Violence Education Law Elder Law Employment Law equity eviction family Family Law Government Immigration partnerships pleadings

Job Title: Civil Practice Legal Intern - Fall 2026 Job Responsibilities: The Civil Practice Legal Intern will be responsible for assisting Civil Practice attorneys at the organization. The interns will help in improving the lives of low-income New Yorkers by aiding vulnerable families and individuals to obtain and maintain essential necessities such as housing, healthcare, food, and subsistence income. This role involves enhancing family and community stability by addressing

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Posted On Jun 01, 26
Full-time 5 views
Job Tags:
Consumer Law Domestic Violence Education Law Elder Law Employment Law equity eviction family Family Law Government Immigration partnerships pleadings
Job Tags:
Consumer Law Domestic Violence Education Law Elder Law Employment Law equity eviction family Family Law Government Immigration partnerships pleadings

Job Title: Civil Practice Legal Intern - Fall 2026 Job Responsibilities: The Civil Practice Legal Intern will assist attorneys in the Civil Practice department of the organization. The primary responsibility is to aid in providing legal assistance to low-income New Yorkers, helping vulnerable families and individuals secure essential life necessities such as housing, health care, food, and subsistence income or self-sufficiency. Interns will participate in resolving a broad

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