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Posted On Jun 09, 26
Full-time 9 views Experience : Min 3 yrs required

Title: Specialist, Corporate Governance Job Responsibilities: - Conduct comprehensive legal and regulatory research on corporate governance practices and procedures. - Synthesize complex findings into authoritative research summaries and policy recommendations for internal and external requests. - Draft and proofread all deliverables to ensure documentation...

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Posted On Jun 10, 26
Full-time 12 views Experience : Min 10 yrs required

Title: Senior Director, Market Strategy & Research Job Responsibilities: The Senior Director, Market Strategy & Research is tasked with providing critical leadership in proactive regulatory risk assessment and the development of regulatory strategy. This role is crucial for the Surveillance department to...

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Posted On Jun 21, 26
Full-time 6 views

Title: Principal Analyst, Risk Monitoring Job Responsibilities: As a Principal Risk Monitoring Analyst at the organization, you will play a crucial role in safeguarding the integrity of . securities markets. Your responsibilities include: - Leading sophisticated risk assessments of member firms, focusing on...

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Posted On Jul 05, 26
Full-time 2 views Experience : Min 12 yrs required

Title: Vice President, Enforcement Senior Advisor & Operations Job Responsibilities: - Serve as a strategic partner and thought leader to the EVP of Enforcement, acting as a trusted advisor on significant matters related to Enforcement and the regulatory mission. - Exercise sound judgment...

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Full-time 3 views Experience : Min 6 yrs required

Title: Principal Counsel in Office of General Counsel (OGC), Regulatory Policy Job Responsibilities: The Principal Counsel in the Office of General Counsel (OGC), Regulatory Policy at the organization is tasked with providing legal advice and support throughout the life cycle of new...

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Posted On Aug 12, 26
Full-time 2 views

Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Lead risk monitoring activities for complex and elevated-risk member firms, exercising independent judgment with the support of a Risk Monitoring Director. - Identify emerging and existing risks across assigned firms, coordinating with specialists and internal...

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Full-time 1 views Experience : Min 10 yrs required

Title: Director, Enforcement Job Responsibilities: The Director of Enforcement manages a team of 5-8 enforcement attorneys to develop and resolve enforcement cases from inception to completion. The Director is responsible for managing a large and diverse docket of cases, ensuring that each...

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Posted On Aug 25, 26
Full-time 3 views

Title Legal Intern Job Responsibilities The legal intern will support the Strategy and Policy team at the organization, focusing on democratic reform and judicial nominations. Key responsibilities include: - Researching and drafting advocacy resources, comments, and memos concerning democratic and court reform at both...

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Posted On Sep 01, 26
Full-time Experience : 5-10 yrs required

Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of **Members Only,** members, reporting to a Risk Monitoring Director. - Support Risk Monitoring Director in identifying existing and emerging risks, and manage interactions with internal and external...

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Full-time 4 views Experience : Min 3 yrs required

Title: Staff Attorney / Senior Attorney Job Responsibilities: Regulatory Monitoring and Advocacy: - Support the Director of Regulatory Affairs & Legal Research in monitoring federal regulatory activity, including proposed rules, executive actions, and other administrative actions. - Analyze proposed rulemakings and administrative actions to...

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Full-time 11 views Experience : Min 6 yrs required

Title: Counsel, Enforcement Job Responsibilities: The Enforcement Counsel is responsible for resolving non-complex enforcement matters and contributing to larger, more complex cases. Key responsibilities include: - Resolving non-complex enforcement matters with a rigorous assessment and effective advocacy. - Executing a...

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Posted On Jun 07, 26
Full-time 5 views Experience : Min 10 yrs required

Title: Strategic Advisor, Market and Regulatory Services Job Responsibilities: - Act as a strategic thought partner within an assigned Market and Regulatory Services (MRS) line of business, offering counsel on business initiatives, strategic planning, risk management, policy, and processes to...

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Posted On Jun 10, 26
Full-time 6 views Experience : Min 10 yrs required

Title: Senior Director, Market Strategy & Research Job Responsibilities: The Senior Director, Market Strategy & Research is tasked with providing critical leadership in assessing regulatory risks and developing regulatory strategies. Key responsibilities include: - Collaborating with the head of Surveillance Operations and senior...

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Posted On Jun 21, 26
Full-time 9 views

Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Lead sophisticated risk assessments of member firms, including those with complex or elevated risks, with minimal supervision. - Drive strategic intelligence by analyzing regulatory developments and market trends, and translating them into actionable recommendations for...

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Full-time 1 views Experience : Min 6 yrs required

Title: Principal Counsel, Regulatory Job Responsibilities: The Principal Counsel in the Office of General Counsel (OGC), Regulatory Policy provides legal advice and support throughout the life cycle of new regulatory initiatives and acts as a subject matter resource in specific areas of...

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Full-time Experience : Min 10 yrs required

Title: Director, Enforcement Job Responsibilities: The Director of Enforcement is responsible for managing a team of 5-8 Enforcement attorneys. This role involves overseeing the development and resolution of Enforcement cases through all stages, from inception to completion. The Director is tasked with...

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Posted On Aug 31, 26
Full-time Experience : Min 10 yrs required

Title: Director, Emerging Technology Intelligence Job Responsibilities: - Serve as a senior partner to internal and external stakeholders, leading cross-departmental efforts to identify emerging threats and drive intelligence-driven initiatives with measurable impact on Strategic Intelligence results. - Lead a team of intelligence analysts...

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Posted On Sep 08, 26
Full-time Experience : Min 6 yrs required

Title: Principal Analyst, Dispute Resolution Services Training Job Responsibilities: - The Principal Analyst is tasked with creating, maintaining, and updating training modules specifically tailored for key Dispute Resolution Services (DRS) regional job categories. - Responsible for training new regional hires and delivering just-in-time,...

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Full-time 9 views Experience : Min 6 yrs required

Title: Counsel, Enforcement Job Responsibilities: The Enforcement Counsel is tasked with resolving non-complex enforcement matters and contributing significant work towards large, complex cases. Key responsibilities include: - Resolving non-complex enforcement matters through rigorous assessment and effective advocacy. - Executing risk-based...

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Posted On Jun 21, 26
Full-time 9 views Experience : 5-10 yrs required

Title: Principal Analyst, Risk Monitoring Job Responsibilities: As a Principal Risk Monitoring Analyst at the organization, you will assume a critical role in ensuring the integrity of . securities markets. Your responsibilities will encompass: - Leading sophisticated risk assessments of member firms, particularly...

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