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Posted On Jul 26, 26
Full-time 2 views Experience : Min 12 yrs required

Title: Senior Advisor: Market Regulation & Regulatory Service Agreement (RSA) Job Responsibilities: 1. Regulatory Intelligence & Strategic Advisory: - Monitor, analyze, and interpret complex regulatory developments related to market structure and market regulation from exchanges, the organization, the SEC, and other regulatory...

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Full-time 2 views Experience : Min 10 yrs required

Title: Managing Attorney Job Responsibilities: The Managing Attorney plays a critical leadership role in ensuring the effective delivery of legal services by overseeing the work of substantive unit supervisors and supporting the Executive Director in overall program management. This includes: - Legal...

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Full-time 2 views Experience : Min 10 yrs required

Title: Managing Attorney Job Responsibilities: The Managing Attorney is a pivotal leadership role within the organization, responsible for ensuring the effective delivery of legal services. This includes overseeing the work of substantive unit supervisors and supporting the Executive Director in overall program...

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Posted On Jul 26, 26
Full-time 1 views

Title: Senior Principal Investigator, Crypto Asset Investigations - Blockchain Technology Job Responsibilities: - Serve as an expert in crypto assets, blockchains, smart contracts, and other onchain technologies to address complex regulatory challenges. - Conduct investigations into potential issues such as money laundering, onchain...

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Posted On Aug 20, 26
Full-time 1 views Experience : 2-10 yrs required

Title: Director, Investigations - Crypto Exam and Regulatory Conduct Job Responsibilities: The Director of the Crypto Exam and Regulatory Conduct team is tasked with leading a proficient team of investigators focusing on crypto-related investor protection risks, market conduct rules, and regulatory obligations....

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Posted On Sep 01, 26
Full-time 1 views

Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of FINRA members, reporting to a Risk Monitoring Director. - This senior-level position involves identifying existing and emerging risks and interacting with internal and external parties. - Perform...

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Posted On Sep 08, 26
Full-time 1 views Experience : Min 12 yrs required

Title: Senior Director, Trading and Product Risk Intelligence Job Responsibilities: - Serve as a senior strategic partner to internal and external stakeholders, providing guidance on cross-departmental efforts to identify emerging threats and driving intelligence-led initiatives with measurable impact across the organization....

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Full-time Experience : Min 5 yrs required

of Positions In Requisition 1 Job Details This position involves providing day-to-day legal counsel and operational support within a specified business or legal domain. The role requires collaboration with business partners to ensure that legal guidance is in alignment with...

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Posted On Jun 21, 26
Full-time 8 views

Title: Principal Analyst, Risk Monitoring Job Responsibilities: As a Principal Risk Monitoring Analyst, you will play a critical role in maintaining the integrity of . securities markets by identifying emerging risks and assessing complex member firms. Your responsibilities include: - Leading sophisticated risk...

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Full-time 6 views Experience : Min 5 yrs required

Title: Legal Affairs Member Job Responsibilities: - Provide legal input and advice to the organization, including all associated campuses, departments, and divisions, in relation to health care transactional, regulatory, and commercial contracting matters. - Participate in transformation and efficiency initiatives, including contract and...

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Full-time 3 views Experience : Min 5 yrs required

TITLE Legal Counsel - Health Care Transactions and Regulatory Affairs JOB RESPONSIBILITIES The Legal Counsel will be a key member of the Enterprise Office of Legal Affairs (EOLA) at the organization, providing essential legal advice and support across the Thomas Jefferson University and...

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Posted On Jul 26, 26
Full-time 1 views

Title: Senior Principal Investigator, Crypto Asset Investigations - Tokenized Securities Markets Job Responsibilities: The Senior Principal Investigator in Crypto Asset Investigations plays a crucial role in managing high-complexity investigations related to crypto asset activities of organization member firms and their associated persons....

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Posted On Jul 30, 26
Full-time

Title: Housing Paralegal Job Responsibilities: The Housing Paralegal works primarily within the Housing Initiative of the organization and reports to the Supervising Attorney. The main responsibilities of the Housing Paralegal include: - Conducting initial client interviews and screening for eligibility for services. -...

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Posted On Aug 12, 26
Full-time 3 views Experience : 3-5 yrs required

Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Lead risk monitoring activities for complex and elevated-risk member firms, exercising independent judgment with the support of a Risk Monitoring Director. - Identify emerging and existing risks across assigned firms, coordinating with specialists and internal...

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Posted On Aug 20, 26
Full-time 1 views Experience : 2-10 yrs required

Title: Director, Investigations - Crypto Fraud and Market Abuse Job Responsibilities: The Director of the Crypto Fraud & Market Abuse team is responsible for leading a team of investigators focused on the detection, investigation, and mitigation of crypto-related fraud and market abuse...

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Posted On Aug 26, 26
Full-time 1 views Experience : Min 10 yrs required

Title: Director, Enforcement Job Responsibilities: The Enforcement Director is responsible for managing a team of 5-8 Enforcement attorneys to develop and resolve Enforcement cases from inception to completion. The Director oversees a diverse docket of cases, ensuring outcomes are based on accurate...

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Posted On Aug 31, 26
Full-time 1 views Experience : Min 10 yrs required

Title: Director, Emerging Technology Intelligence Job Responsibilities: The Director, Strategic Intelligence is responsible for leading a team of intelligence analysts within the Strategic Intelligence department. The role involves: - Serving as a senior partner to internal and external stakeholders, leading cross-departmental efforts to...

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Full-time 2 views

Title: Staff Attorney - Health and Independence Unit Job Responsibilities: The staff attorney in the Health and Independence Unit at the organization is tasked with a variety of responsibilities aimed at ensuring low-income individuals have access to necessary healthcare, public benefits, and...

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Posted On Sep 09, 26
Full-time 2 views Experience : Min 1 yrs required

Title: Sponsorship for Post-Graduate Legal Fellowships (Fall 2027) Job Responsibilities: The fellow's responsibilities will be aligned with the current priorities of the organization during their fellowship. Key responsibilities include: - Engaging in legal and policy research and analysis, including analyzing statutes and regulations. -...

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Posted On Sep 15, 26
Full-time 2 views Experience : Min 10 yrs required

Title: Vice President, Strategic and Threat Intelligence Job Responsibilities: 1. Strategic Planning, Leadership, and Stakeholder Engagement: - Serve as a key member of senior management and strategic advisor to business stakeholders. - Partner across departments to provide critical leadership and strategic direction...

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