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United States
Full-time 14 views Experience : Min 6 yrs required

Title: Counsel, Enforcement Job Responsibilities: The Enforcement Counsel is responsible for resolving non-complex Enforcement matters and contributing high-quality work for larger, complex matters. Key responsibilities include: - Resolving non-complex Enforcement matters through rigorous assessment and effective advocacy. - Executing a...

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Posted On Jun 21, 26
Full-time 6 views Experience : 5-10 yrs required

Title: Principal Analyst, Risk Monitoring Job Responsibilities: As a Principal Risk Monitoring Analyst, the candidate will play a crucial role in protecting the integrity of . securities markets. The responsibilities include: - Leading risk assessments by conducting sophisticated risk monitoring of member firms,...

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Posted On Jul 05, 26
Full-time 2 views Experience : Min 12 yrs required

Title: Vice President, Enforcement Senior Advisor & Operations Job Responsibilities: - Serve as a strategic partner and thought leader to the EVP, providing expert advice on significant matters related to Enforcement and the organization's regulatory mission. - Exercise sound judgment and independent decision-making...

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Posted On Jul 26, 26
Full-time Experience : Min 12 yrs required

Title: Senior Advisor: Market Regulation & Regulatory Service Agreement (RSA) Job Responsibilities: Regulatory Intelligence & Strategic Advisory - Monitor, analyze, and interpret complex regulatory developments related to market structure and market regulation from exchanges, the organization, the SEC, and other regulatory bodies. - Provide...

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Posted On Aug 20, 26
Full-time 1 views Experience : 2-10 yrs required

Title: Director, Investigations - Crypto Exam and Regulatory Conduct Job Responsibilities: The Director of the Crypto Exam and Regulatory Conduct team is tasked with leading a team of investigators focusing on crypto-related investor protection risks, market conduct rules, and regulatory obligations. The...

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Posted On Aug 20, 26
Full-time 1 views Experience : 2-10 yrs required

Title: Director, Investigations - Crypto Fraud and Market Abuse Job Responsibilities: The Director of the Crypto Fraud & Market Abuse team is tasked with leading a team of investigators focused on detecting, investigating, and mitigating crypto-related fraud and market abuse within the...

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