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United States
Full-time 14 views Experience : Min 6 yrs required

Job Title: Counsel, Enforcement Job Responsibilities: The Counsel, Enforcement is... responsible for resolving non-complex Enforcement matters and contributing meaningful,... high-quality work for large complex matters. The role involves executing a risk-based legal strategy to fairly assess records, recommending fair and effective outcomes,...

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Posted On Jul 05, 26
Full-time 2 views Experience : Min 12 yrs required

Job Title: Vice President, Enforcement Senior Advisor & Operations Job... significant matters related to Enforcement and the organization's regulatory... mission. - Exercise sound judgment and independent decision-making authority within delegated scope, establishing decision frameworks and escalation protocols for when EVP involvement is...

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Full-time 1 views Experience : Min 10 yrs required

Job Title: Director, Enforcement Job Responsibilities: The Enforcement Director is... a team of 5-8 Enforcement attorneys, overseeing the development... and resolution of Enforcement cases from inception to... completion. The Director ensures that every case outcome is supported by complete, accurate, and well-supported...

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Posted On Jul 26, 26
Full-time 1 views Experience : Min 12 yrs required

Title: Senior Advisor: Market Regulation & Regulatory Service Agreement (RSA) Job Responsibilities: The Senior Advisor serves as a strategic regulatory advisor and subject matter expert on market structure, market regulation, and Regulatory Services Agreement (RSA) matters. The role encompasses several...

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Posted On Aug 20, 26
Full-time 1 views Experience : 2-10 yrs required

Title: Director, Investigations - Crypto Exam and Regulatory Conduct Job Responsibilities: The Director of the Crypto Exam and Regulatory Conduct team is tasked with leading a team of investigators focused on crypto-related investor protection risks, market conduct rules, and regulatory...

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