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Attorney in Chicago, IL

Public Interest • **Members Only** Chicago, IL

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Posted On Aug 20, 26
Full-time Experience : 2-10 yrs required
Job Tags:
Affirmative Action blockchain child Code of Conduct cryptocurrency domestic partner evidence family finance FINRA fraud Insurance invention Money Laundering Partnership regulatory compliance Securities Securities Exchange Act of 1934 securities laws spouse
Job Tags:
Affirmative Action blockchain child Code of Conduct cryptocurrency domestic partner evidence family finance FINRA fraud Insurance invention Money Laundering Partnership regulatory compliance Securities Securities Exchange Act of 1934 securities laws spouse

Crypto Exam and Regulatory Conduct Job Responsibilities: The Director of the... Crypto Exam and Regulatory Conduct team is tasked with... ensuring adherence to market conduct rules and regulatory obligations.... The role involves overseeing the execution of comprehensive investigations using both onchain and...

Posted On Jul 06, 26
Full-time 3 views Experience : 7-10 yrs required
Practice Area:
Health Care - General
Job Tags:
artificial intelligence Collective Bargaining corporate compliance criminal equity Ethics family Insurance Medicine physicians Transportation
Practice Area:
Health Care - General
Job Tags:
artificial intelligence Collective Bargaining corporate compliance criminal equity Ethics family Insurance Medicine physicians Transportation

adhering to the organization's Code of Ethics and Corporate... Compliance Program. The role involves a variety of clerical, secretarial, and operational duties to support the efficient day-to-day management and coordination of office procedures under the direction of the VP/SVP. Key...

Attorney in Chicago, IL

Public Interest • **Members Only** Chicago, IL

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Posted On Jul 26, 26
Full-time 1 views
Job Tags:
Affirmative Action blockchain child Code of Conduct Cybersecurity domestic partner family FINRA fraud Insurance invention Money Laundering Securities spouse
Job Tags:
Affirmative Action blockchain child Code of Conduct Cybersecurity domestic partner family FINRA fraud Insurance invention Money Laundering Securities spouse

Title: Senior Principal Investigator, Crypto Asset Investigations - Blockchain Technology Job Responsibilities: The Senior Principal Investigator will serve as an expert in crypto assets, blockchains, smart contracts, and other on-chain technologies, addressing complex regulatory challenges. Key responsibilities include: - Leading investigations related to...

Attorney in Chicago, IL

Public Interest • **Members Only** Chicago, IL

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Posted On Sep 15, 26
Full-time 2 views Experience : Min 10 yrs required
Job Tags:
Affirmative Action child Code of Conduct domestic partner family financial products FINRA Insurance invention Securities Software spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family financial products FINRA Insurance invention Securities Software spouse

Title: Vice President, Strategic and Threat Intelligence Job Responsibilities: - Serve as a key member of senior management and strategic advisor to business stakeholders, providing critical leadership and strategic direction on regulatory oversight, emerging risks, and intelligence-driven initiatives. - Drive strategic discussions, decisions,...

Attorney in Chicago, IL

Public Interest • **Members Only** Chicago, IL

Apply
Posted On Sep 15, 26
Full-time 1 views Experience : Min 10 yrs required
Job Tags:
Affirmative Action child Code of Conduct domestic partner family financial products FINRA Insurance invention Securities Software spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family financial products FINRA Insurance invention Securities Software spouse

Title: Vice President, Trading and Product Risk Intelligence Job Responsibilities: Strategic Planning, Leadership, and Stakeholder Engagement - Serve as a key member of senior management, providing leadership and strategic direction on regulatory oversight and intelligence-driven initiatives. - Drive strategic discussions and cross-departmental initiatives, engaging...

Attorney in Chicago, IL

Public Interest • **Members Only** Chicago, IL

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Posted On Jun 21, 26
Full-time 7 views
Job Tags:
Affirmative Action child Code of Conduct domestic partner family finance FINRA fraud Insurance invention Money Laundering Securities special projects spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family finance FINRA fraud Insurance invention Money Laundering Securities special projects spouse

Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Lead sophisticated risk assessments of member firms, including those with complex or elevated risks, with minimal supervision. - Analyze regulatory developments and market trends, providing actionable recommendations for senior leadership. - Collaborate with internal departments to...

Attorney in Chicago, IL

Public Interest • **Members Only** Chicago, IL

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Posted On Jun 25, 26
Full-time 7 views Experience : Min 15 yrs required
Job Tags:
Affirmative Action artificial intelligence child Code of Conduct domestic partner emerging technologies family financial services regulation FINRA fraud Insurance invention Machine Learning Securities spouse
Job Tags:
Affirmative Action artificial intelligence child Code of Conduct domestic partner emerging technologies family financial services regulation FINRA fraud Insurance invention Machine Learning Securities spouse

Title: Executive Vice President, Risk & Intelligence Job Responsibilities: Strategic Leadership - Establish and execute the strategic vision for Risk and Intelligence as the organization's central hub for integrated risk assessment and intelligence operations. - Serve as a key advisor to executive leadership and...

Attorney in Chicago, IL

Public Interest • **Members Only** Chicago, IL

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Posted On Jul 05, 26
Full-time 3 views Experience : Min 12 yrs required
Job Tags:
Affirmative Action child Code of Conduct corporate compliance domestic partner family finance financial services regulation FINRA Government Insurance invention Litigation Media Securities special projects spouse
Job Tags:
Affirmative Action child Code of Conduct corporate compliance domestic partner family finance financial services regulation FINRA Government Insurance invention Litigation Media Securities special projects spouse

Title: Vice President, Enforcement Senior Advisor & Operations Job Responsibilities: - Serve as a strategic partner and thought leader to the EVP, providing trusted advice on Enforcement and regulatory mission matters. - Exercise sound judgment and independent decision-making within delegated scope, establishing decision...

Attorney in Chicago, IL

Public Interest • **Members Only** Chicago, IL

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Posted On Jul 26, 26
Full-time 1 views Experience : Min 12 yrs required
Job Tags:
Affirmative Action agreements child Code of Conduct domestic partner family FINRA Insurance invention Securities securities laws spouse
Job Tags:
Affirmative Action agreements child Code of Conduct domestic partner family FINRA Insurance invention Securities securities laws spouse

Title: Senior Advisor: Market Regulation & Regulatory Service Agreement (RSA) Job Responsibilities: Regulatory Intelligence & Strategic Advisory - Monitor, analyze, and interpret complex regulatory developments related to market structure and market regulation from exchanges, the organization, the SEC, and other regulatory bodies. - Provide...

Attorney in Chicago, IL

Public Interest • **Members Only** Chicago, IL

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Posted On Jul 26, 26
Full-time 1 views Experience : 5-10 yrs required
Job Tags:
Affirmative Action blockchain child Code of Conduct domestic partner family FINRA Insurance invention Securities spouse
Job Tags:
Affirmative Action blockchain child Code of Conduct domestic partner family FINRA Insurance invention Securities spouse

Tokenized Securities Markets Job Responsibilities: - Conduct high-complexity investigations into crypto... asset activities of organization member firms and their associated persons. - Provide subject matter expertise to Regulatory Operations staff on crypto asset matters and initiatives. - Assist in the development and delivery of...

Attorney in Chicago, IL

Public Interest • **Members Only** Chicago, IL

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Posted On Aug 12, 26
Full-time 2 views Experience : 3-7 yrs required
Job Tags:
Affirmative Action child Code of Conduct domestic partner family finance FINRA fraud Insurance invention Money Laundering Securities special projects spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family finance FINRA fraud Insurance invention Money Laundering Securities special projects spouse

Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Lead risk monitoring activities for complex and elevated-risk member firms, exercising independent judgment with the support of a Risk Monitoring Director. - Identify emerging and existing risks across assigned firms, coordinating with specialists and internal...

Posted On Aug 25, 26
Full-time 1 views Experience : Min 10 yrs required
Practice Area:
Administrative Law Government - General
Job Tags:
Affirmative Action agreements Case Law child Code of Conduct directors domestic partner family FINRA Insurance invention Litigation Partnership Securities Securities Exchange Act of 1934 securities laws spouse trials
Practice Area:
Administrative Law Government - General
Job Tags:
Affirmative Action agreements Case Law child Code of Conduct directors domestic partner family FINRA Insurance invention Litigation Partnership Securities Securities Exchange Act of 1934 securities laws spouse trials

Title: Director, Enforcement Job Responsibilities: The Enforcement Director is tasked with managing a team of 5-8 Enforcement attorneys, guiding the development and resolution of Enforcement cases from inception to completion. The Director ensures outcomes are backed by thorough factual findings within a...

Posted On Aug 27, 26
Full-time 4 views Experience : Min 3 yrs required
Practice Area:
Asylum Immigration - General
Job Tags:
children criminal evidence Government Human Rights Law Immigration Litigation refugees
Practice Area:
Asylum Immigration - General
Job Tags:
children criminal evidence Government Human Rights Law Immigration Litigation refugees

Title: Senior Attorney Job Responsibilities: The Senior Attorney at the organization is responsible for handling complex immigration matters with minimal supervision, providing legal consultations, advice, and representation to low-income immigrants, refugees, and asylum seekers before government agencies and federal courts. Some of...

Posted On Aug 27, 26
Full-time 2 views
Practice Area:
Immigration - General
Job Tags:
asylum children criminal evidence Government Human Rights Law Immigration Litigation refugees
Practice Area:
Immigration - General
Job Tags:
asylum children criminal evidence Government Human Rights Law Immigration Litigation refugees

Title: Senior Attorney Job Responsibilities: - Conduct preliminary intake interviews and... implement complex case strategies in consultation with a supervisor. - Prepare cases for interviews or hearings, including drafting legal papers, conducting client advocacy, presenting evidence, etc., in accordance with the Code...

Posted On Aug 27, 26
Full-time 3 views
Practice Area:
Asylum Immigration - General
Job Tags:
asylum children criminal evidence Government Human Rights Law Immigration Litigation refugees
Practice Area:
Asylum Immigration - General
Job Tags:
asylum children criminal evidence Government Human Rights Law Immigration Litigation refugees

Title: Senior Attorney Job Responsibilities: Senior attorneys at the organization are tasked with handling complex immigration matters with minimal supervision. Their primary responsibilities include: - Providing legal consultations, advice, and representation to low-income immigrants, refugees, and asylum seekers before government agencies and federal...

Attorney in Chicago, IL

Public Interest • **Members Only** Chicago, IL

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Posted On Aug 31, 26
Full-time 1 views Experience : Min 10 yrs required
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Government Insurance invention partnerships Securities securities laws Software spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Government Insurance invention partnerships Securities securities laws Software spouse

Title: Director, Emerging Technology Intelligence Job Responsibilities: The Director, Emerging Technology Intelligence is responsible for leading a team within the Strategic Intelligence department of the organization, which is part of the Risk & Intelligence department. The role involves: - Serving...

Attorney in Chicago, IL

Public Interest • **Members Only** Chicago, IL

Apply
Posted On Sep 01, 26
Full-time 1 views Experience : 5-10 yrs required
Job Tags:
Affirmative Action child Code of Conduct domestic partner family finance Financial Industry Regulatory Authority FINRA fraud Insurance invention Money Laundering Securities special projects spouse Trademark
Job Tags:
Affirmative Action child Code of Conduct domestic partner family finance Financial Industry Regulatory Authority FINRA fraud Insurance invention Money Laundering Securities special projects spouse Trademark

Analyst, Risk Monitoring Job Responsibilities: - Conduct risk monitoring activities and... existing and emerging risks, and facilitate interactions with internal and external parties. - Conduct risk monitoring activities, including... those involving complex or elevated risk firms, with guidance and minimal supervision from...

Attorney in Chicago, IL

Public Interest • **Members Only** Chicago, IL

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Posted On Sep 08, 26
Full-time 1 views Experience : Min 6 yrs required
Job Tags:
Affirmative Action Alternative Dispute Resolution child Code of Conduct domestic partner family FINRA Insurance invention Securities spouse
Job Tags:
Affirmative Action Alternative Dispute Resolution child Code of Conduct domestic partner family FINRA Insurance invention Securities spouse

Title: Principal Analyst, Dispute Resolution Services Training Job Responsibilities: The Principal Analyst in Dispute Resolution Services (DRS) Training is responsible for a comprehensive range of training-related activities aimed at enhancing the skills and knowledge of DRS staff. Key responsibilities include: - Creating, maintaining,...

Attorney in Chicago, IL

Public Interest • **Members Only** Chicago, IL

Apply
Posted On Sep 08, 26
Full-time 1 views Experience : Min 12 yrs required
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Government Insurance invention partnerships Securities securities laws Software spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Government Insurance invention partnerships Securities securities laws Software spouse

Title: Senior Director, Trading and Product Risk Intelligence Job Responsibilities: - Serve as a senior strategic partner to internal and external stakeholders, offering guidance on cross-departmental efforts to identify emerging threats and driving intelligence-led initiatives with significant impact across the organization. - Provide...

Attorney in Chicago, IL

Public Interest • **Members Only** Chicago, IL

Apply
Posted On Sep 22, 26
Full-time Experience : Min 10 yrs required
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Insurance invention Securities spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Insurance invention Securities spouse

Title: Director, Market Strategy & Research Job Responsibilities: The Director, Market Strategy & Research is responsible for providing leadership in proactive regulatory risk assessment and the development of regulatory strategy. Key responsibilities include: - Collaborating with the Surveillance Operations leadership to perform continuous...

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