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Posted On Aug 20, 26
Full-time 1 views Experience : 2-10 yrs required

Crypto Exam and Regulatory Conduct Job Responsibilities: The Director of the... Crypto Exam and Regulatory Conduct team is tasked with... investor protection risks, market conduct rules, and regulatory obligations.... Key responsibilities include: - Leading and managing investigations: Provide leadership, oversight, and day-to-day management...

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Full-time 6 views Experience : Min 6 yrs required

Title: Counsel, Enforcement Job Responsibilities: The role of Enforcement Counsel involves resolving non-complex enforcement matters and contributing to large complex matters with high-quality work. Key responsibilities include: - Resolving non-complex enforcement matters through rigorous assessment and effective advocacy. - Executing a risk-based legal strategy...

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Posted On Jul 26, 26
Full-time Experience : Min 12 yrs required

Title: Senior Advisor: Market Regulation & Regulatory Service Agreement (RSA) Job Responsibilities: Regulatory Intelligence & Strategic Advisory - Monitor, analyze, and interpret complex regulatory developments related to market structure and market regulation from exchanges, the SEC, and other regulatory bodies. - Provide expert guidance...

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Posted On Aug 20, 26
Full-time 1 views Experience : 2-10 yrs required

Title: Director, Investigations - Crypto Fraud and Market Abuse Job Responsibilities: The Director of the Crypto Fraud & Market Abuse team is tasked with the leadership and management of a specialized group of investigators focused on identifying, investigating, and mitigating...

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Full-time 1 views Experience : Min 10 yrs required

Title: Director, Enforcement Job Responsibilities: The Director of Enforcement is responsible for managing a team of 5-8 enforcement attorneys, overseeing the development and resolution of enforcement cases from inception to completion. The Director ensures that all cases are supported by complete, accurate,...

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Posted On Jun 07, 26
Full-time 8 views Experience : Min 10 yrs required

Title: Strategic Advisor, Market and Regulatory Services Job Responsibilities: - Serve as a senior strategic partner reporting to the Chief of Staff, providing leadership and strategic support across all Market and Regulatory Services (MRS) lines of business. - Act as a strategic thought...

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Posted On Jun 10, 26
Full-time 7 views Experience : Min 10 yrs required

Title: Senior Director, Market Strategy & Research Job Responsibilities: The Senior Director, Market Strategy & Research plays a vital role in leading proactive regulatory risk assessment and developing regulatory strategy. This position is crucial for enabling the Surveillance department to...

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Posted On Jun 21, 26
Full-time 12 views Experience : 3-7 yrs required

in ensuring the integrity and protection of . securities markets. Your primary responsibilities include: - Lead Risk Assessments: Conduct sophisticated risk monitoring of... member firms, particularly those that are complex or present elevated risks, with minimal supervision. - Drive Strategic Intelligence: Analyze...

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Posted On Jul 26, 26
Full-time

Title: Senior Principal Investigator, Crypto Asset Investigations - Blockchain Technology Job Responsibilities: The Senior Principal Investigator in Crypto Asset Investigations serves as an expert in the organization, applying specialized knowledge of crypto assets, blockchains, smart contracts, and other onchain technologies...

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Posted On Jul 26, 26
Full-time 1 views

Title: Senior Principal Investigator, Crypto Asset Investigations - Tokenized Securities Markets Job Responsibilities: The Senior Principal Investigator in Crypto Asset Investigations is responsible for conducting high-complexity investigations into crypto asset activities of organization member firms and their associated persons. This role involves...

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Posted On Aug 11, 26
Full-time

Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Lead risk monitoring activities for complex and elevated-risk member firms, utilizing independent judgment with the support of a Risk Monitoring Director. - Identify emerging and existing risks across assigned firms and coordinate with specialists and...

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Posted On Aug 12, 26
Full-time 1 views Experience : Min 10 yrs required

Title: Director, Transparency Services Equities Job Responsibilities: 1. Market Strategy & Product Leadership: - Own the P&L and business operations for the organization's OTC Equity products and facilities. - Analyze market and industry trends to develop and prioritize product development strategies, aligning...

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Posted On Aug 31, 26
Full-time Experience : Min 10 yrs required

Title: Director, Emerging Technology Intelligence Job Responsibilities: The Director, Emerging Technology Intelligence plays a crucial role within the Strategic Intelligence team of the Risk & Intelligence department at the organization. The primary responsibilities of the Director include: - Serving as a...

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Posted On Sep 01, 26
Full-time 1 views Experience : 3-7 yrs required

Analyst, Risk Monitoring Job Responsibilities: - Conduct risk monitoring activities and... manager in interactions with internal and external parties. - Conduct risk monitoring activities for... complex or elevated risk firms with guidance and minimal supervision from a Risk Monitoring Director or designee. -...

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Posted On Sep 08, 26
Full-time Experience : Min 6 yrs required

Title: Principal Analyst, Dispute Resolution Services Training Job Responsibilities: The Principal Analyst in the Dispute Resolution Services Training department is tasked with the development, maintenance, and updating of training modules for various regional job categories within the Dispute Resolution Services (DRS). The...

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Posted On Sep 08, 26
Full-time Experience : Min 12 yrs required

Title: Senior Director, Trading and Product Risk Intelligence Job Responsibilities: - Serve as a senior strategic partner to internal and external stakeholders, providing guidance on cross-departmental efforts to identify emerging threats and drive intelligence-led initiatives with measurable impact across the...

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Posted On Jul 07, 26
Full-time 1 views Experience : Min 1 yrs required

Title Legal Assistant, Immigrant Rights Program Job Responsibilities The Legal Assistant will be part of a team providing immigration legal services to low-income immigrants. This role primarily supports the program's fee-based affirmative immigration practice, focusing on family-based immigration filings before the...

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Posted On Aug 20, 26
Full-time Experience : 2-10 yrs required

Crypto Exam and Regulatory Conduct Job Responsibilities: The Director of the... Crypto Exam and Regulatory Conduct team is entrusted with... investor protection risks, market conduct rules, and regulatory obligations.... The role involves overseeing investigations related to these areas, employing both onchain and...

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Full-time 2 views Experience : Max 3 yrs required

Title: Division Counsel, Environmental Health Legal Team Job Responsibilities: - Support the Bureau of Food Safety and Community Sanitation (BFSCS) on legal matters related to the regulation and enforcement of restaurants and mobile food vendors. - Represent the Department in hearings before the...

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