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Posted On Jul 26, 26
Full-time 1 views Experience : 5-10 yrs required

Title: Senior Principal Investigator, Crypto Asset Investigations - Blockchain Technology Job Responsibilities: - Independently lead investigations related to tokenized securities and other crypto asset activities of organization member firms and associated persons. - Document investigative strategies, findings, and results in...

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Posted On Jul 26, 26
Full-time

Title: Senior Principal Investigator, Crypto Asset Investigations - Tokenized Securities Markets Job Responsibilities: The Senior Principal Investigator in Crypto Asset Investigations is tasked with conducting high-complexity investigations into crypto asset activities of member firms and their associated persons. This role requires...

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Full-time 3 views Experience : 5-5 yrs required

TITLE: Managing Attorney JOB RESPONSIBILITIES: The Managing Attorney will be responsible for leading the Immigration Legal Services program in Dallas and Abilene, requiring residence in one of these locations and consistent travel to the other office. The role involves overseeing...

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Posted On Aug 12, 26
Full-time 2 views

Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Lead risk monitoring activities for complex and elevated-risk member firms, utilizing independent judgment with the support of a Risk Monitoring Director. - Identify emerging and existing risks across assigned firms, coordinating with specialists and internal...

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Posted On Aug 20, 26
Full-time 1 views Experience : 2-10 yrs required

tasked with leading a team of investigators focused on crypto-related investor protection risks, market conduct rules,... and regulatory obligations. The Director oversees the execution of investigations that require both onchain and traditional investigative techniques, including blockchain analytics, smart contract au...

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Posted On Sep 01, 26
Full-time 2 views Experience : 5-10 yrs required

Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of FINRA members, reporting to a Risk Monitoring Director. - Support the Risk Monitoring Director in identifying existing and emerging risks, and interact with internal and external...

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Posted On Sep 15, 26
Full-time 1 views Experience : Min 10 yrs required

Title: Vice President, Strategic and Threat Intelligence Job Responsibilities: 1. Strategic Planning, Leadership, and Stakeholder Engagement: - Serve as a key member of senior management and strategic advisor to business stakeholders, partnering across departments to provide critical leadership and strategic direction on...

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Posted On Sep 15, 26
Full-time 2 views Experience : Min 10 yrs required

Title: Vice President, Trading and Product Risk Intelligence Job Responsibilities: The Vice President, Trading and Product Risk Intelligence, is a pivotal leadership role within the Intelligence leadership team. Reporting directly to the Senior Vice President of Strategic Intelligence, the VP will lead...

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Posted On Sep 22, 26
Full-time Experience : Min 10 yrs required

Title: Director, Market Strategy & Research Job Responsibilities: The Director, Market Strategy & Research is responsible for providing leadership in regulatory risk assessment and strategy development. This role involves several key responsibilities: - Collaborate with Surveillance Operations leadership to conduct continuous qualitative research...

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