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Attorney in Denver, CO

Public Interest • **Members Only** Denver, CO

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Posted On Jul 26, 26
Full-time 1 views Experience : Min 5 yrs required
Job Tags:
Affirmative Action blockchain child Code of Conduct domestic partner family FINRA Insurance invention Securities spouse
Job Tags:
Affirmative Action blockchain child Code of Conduct domestic partner family FINRA Insurance invention Securities spouse

Title Senior Principal Investigator, Crypto Asset Investigations - Tokenized Securities Markets Job Responsibilities - Conduct high-complexity investigations into crypto asset activities of organization member firms and their associated persons. - Provide subject matter expertise to Regulatory Operations staff on crypto...

Attorney in Denver, CO

Public Interest • **Members Only** Denver, CO

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Posted On Jun 10, 26
Full-time 5 views Experience : Min 10 yrs required
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Insurance invention Securities spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Insurance invention Securities spouse

Title: Senior Director, Market Strategy & Research Job Responsibilities: The Senior Director, Market Strategy & Research is a pivotal leadership role within the organization, primarily focusing on proactive regulatory risk assessment and the development of regulatory strategies. The individual in this position...

Attorney in Denver, CO

Public Interest • **Members Only** Denver, CO

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Posted On Jun 21, 26
Full-time 7 views
Job Tags:
Affirmative Action child Code of Conduct domestic partner family finance FINRA fraud Insurance invention Money Laundering Securities special projects spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family finance FINRA fraud Insurance invention Money Laundering Securities special projects spouse

Title: Principal Analyst, Risk Monitoring Job Responsibilities: As a Principal Risk Monitoring Analyst at the organization, you will be a vital part of safeguarding the integrity of the . securities markets. The role involves identifying emerging risks, assessing complex member firms, and...

Posted On Jul 03, 26
Full-time 3 views Experience : Min 5 yrs required
Practice Area:
Corporate - Contract Law Corporate - Compliance Real Estate - General Real Estate - Finance Real Estate- Commercial Transactions Real Estate - Purchase and Sale (Commercial) Real Estate - Leasing Finance - Financial Services Regulation Finance - General Corporate - General
Job Tags:
finance Government Insurance licensing LLC social security Software spectrum
Practice Area:
Corporate - Contract Law Corporate - Compliance Real Estate - General Real Estate - Finance Real Estate- Commercial Transactions Real Estate - Purchase and Sale (Commercial) Real Estate - Leasing Finance - Financial Services Regulation Finance - General Corporate - General
Job Tags:
finance Government Insurance licensing LLC social security Software spectrum

Title: Paralegal Job Responsibilities: The paralegal at the organization will work under the direct supervision of the General Counsel and will be responsible for a variety of tasks that support operational, compliance, transactional, and administrative matters. The main responsibilities include: -...

Posted On Jul 03, 26
Full-time 2 views Experience : Min 5 yrs required
Practice Area:
Administrative Law Government - General Government / Public Law Corporate - Contract Law Corporate - Compliance Corporate - General
Job Tags:
finance Government Insurance licensing LLC social security Software spectrum
Practice Area:
Administrative Law Government - General Government / Public Law Corporate - Contract Law Corporate - Compliance Corporate - General
Job Tags:
finance Government Insurance licensing LLC social security Software spectrum

Title Paralegal Job Responsibilities The paralegal at the organization operates under the direct supervision of the General Counsel and is responsible for supporting operational, compliance, transactional, and administrative matters. Key responsibilities include: - Collecting, organizing, submitting, and tracking government licensing and regulatory...

Posted On Jul 03, 26
Full-time 4 views Experience : Min 5 yrs required
Practice Area:
Administrative Law Government - General Government / Public Law
Job Tags:
finance Government Insurance licensing LLC social security Software spectrum
Practice Area:
Administrative Law Government - General Government / Public Law
Job Tags:
finance Government Insurance licensing LLC social security Software spectrum

Description At the organization, we believe in living without limits, aging fearlessly, and sharing great stories. Our story is full of compassion, hard work, and fun. If the chapters of your life story include caring for others and a dedicated work...

Attorney in Denver, CO

Public Interest • **Members Only** Denver, CO

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Posted On Jul 26, 26
Full-time 1 views
Job Tags:
Affirmative Action blockchain child Code of Conduct Cybersecurity domestic partner family FINRA fraud Insurance invention Money Laundering Securities spouse
Job Tags:
Affirmative Action blockchain child Code of Conduct Cybersecurity domestic partner family FINRA fraud Insurance invention Money Laundering Securities spouse

Title: Senior Principal Investigator, Crypto Asset Investigations - Blockchain Technology Job Responsibilities: - Independently lead investigations specific to tokenized securities and other crypto asset activities of organization member firms and associated persons. - Timely documentation of investigative strategies, findings, and results; provide recommendations...

Attorney in Denver, CO

Public Interest • **Members Only** Denver, CO

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Posted On Aug 12, 26
Full-time 1 views
Job Tags:
Affirmative Action child Code of Conduct domestic partner family finance FINRA fraud Insurance invention Money Laundering Securities special projects spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family finance FINRA fraud Insurance invention Money Laundering Securities special projects spouse

Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Lead risk monitoring activities for complex and elevated-risk member firms, exercising independent judgment with the support of a Risk Monitoring Director. - Identify emerging and existing risks across assigned firms, coordinating with specialists and internal...

Attorney in Denver, CO

Public Interest • **Members Only** Denver, CO

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Posted On Aug 20, 26
Full-time 1 views Experience : 2-10 yrs required
Job Tags:
Affirmative Action blockchain child Code of Conduct cryptocurrency domestic partner evidence family finance FINRA fraud Insurance invention Money Laundering Partnership regulatory compliance Securities Securities Exchange Act of 1934 securities laws spouse
Job Tags:
Affirmative Action blockchain child Code of Conduct cryptocurrency domestic partner evidence family finance FINRA fraud Insurance invention Money Laundering Partnership regulatory compliance Securities Securities Exchange Act of 1934 securities laws spouse

Title: Director, Investigations - Crypto Exam and Regulatory Conduct Job Responsibilities: The Director of the Crypto Exam and Regulatory Conduct team is tasked with leading a team of investigators focusing on crypto-related investor protection risks, market conduct rules, and regulatory obligations. The...

Attorney in Denver, CO

Public Interest • **Members Only** Denver, CO

Apply
Posted On Aug 20, 26
Full-time 1 views Experience : 2-10 yrs required
Job Tags:
abuse Affirmative Action blockchain child Code of Conduct cryptocurrency domestic partner evidence family finance FINRA fraud Insurance invention Money Laundering Partnership regulatory compliance Securities Securities Exchange Act of 1934 securities laws spouse
Job Tags:
abuse Affirmative Action blockchain child Code of Conduct cryptocurrency domestic partner evidence family finance FINRA fraud Insurance invention Money Laundering Partnership regulatory compliance Securities Securities Exchange Act of 1934 securities laws spouse

Title: Director, Investigations - Crypto Fraud and Market Abuse Job Responsibilities: The Director of the Crypto Fraud & Market Abuse team is tasked with leading a team of investigators focused on the detection, investigation, and mitigation of crypto-related fraud and market abuse...

Attorney in Denver, CO

Public Interest • **Members Only** Denver, CO

Apply
Posted On Sep 01, 26
Full-time 1 views Experience : 3-5 yrs required
Job Tags:
Affirmative Action child Code of Conduct domestic partner family finance Financial Industry Regulatory Authority FINRA fraud Insurance invention Money Laundering Securities special projects spouse Trademark
Job Tags:
Affirmative Action child Code of Conduct domestic partner family finance Financial Industry Regulatory Authority FINRA fraud Insurance invention Money Laundering Securities special projects spouse Trademark

Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of organization members, reporting to a Risk Monitoring Director. - Identify existing and emerging risks with minimal supervision from a Risk Monitoring Director or designee. - Collaborate with...

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