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United States
Full-time 7 views Experience : Min 12 yrs required

Title: General Counsel Job Responsibilities: - Serve as the chief legal resource and strategic legal advisor to the Executive Director, Management, and the Board of Directors. - Oversee and manage all legal matters and risks for the organization, ensuring compliance with all applicable...

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Full-time 2 views Experience : Min 12 yrs required

Title: General Counsel Job Responsibilities: 1. Legal Strategy & Organizational Leadership: - Serve as the chief legal resource and strategic advisor to the Executive Director, Management, and the Board of Directors. - Provide strategic counsel on legal and regulatory matters, corporate governance,...

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Posted On Sep 09, 26
Full-time 2 views Experience : Min 2 yrs required

Draft, review, and negotiate data privacy and security agreements,... including cloud security agreements, end user license... agency. - Provide support to the Chief Privacy Officer (CPO) to develop and implement policies for data privacy and security. - Assist... the CPO with... investiga...

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Full-time 3 views

Title: Director of Policy Engagement & Advocacy Job Responsibilities: The Director of Policy Engagement & Advocacy is tasked with a range of responsibilities that include the development, execution, and monitoring of the organization's annual policy advocacy plan. This plan outlines the organization's...

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Posted On Jul 26, 26
Full-time

Title: Senior Principal Investigator, Crypto Asset Investigations - Tokenized Securities Markets Job Responsibilities: - Conduct high-complexity investigations into crypto asset activities of organization member firms and their associated persons. - Provide subject matter expertise to Regulatory Operations staff on crypto asset matters and...

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Full-time 1 views Experience : 5-10 yrs required

Title General Counsel Job Responsibilities The General Counsel is responsible for providing strategic legal guidance to the leadership and staff of the organization. This includes advising on organizational policies, programs, contracts, and risk management. Key responsibilities involve: - Drafting and...

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Posted On Jun 07, 26
Full-time 8 views Experience : Min 10 yrs required

Title: Strategic Advisor, Market and Regulatory Services Job Responsibilities: - Act as a strategic thought partner within an assigned Market and Regulatory Services (MRS) line of business, providing counsel on business initiatives, strategic planning, risk management, policy, and processes, ensuring alignment with...

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Posted On Jun 10, 26
Full-time 5 views Experience : Min 10 yrs required

Title: Senior Director, Market Strategy & Research Job Responsibilities: The Senior Director, Market Strategy & Research plays a pivotal role in providing leadership in regulatory risk assessment and strategy development. This position is crucial for the department's ability to craft regulatory strategies...

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Posted On Jun 21, 26
Full-time 9 views

Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Lead Risk Assessments: Conduct sophisticated risk monitoring of member firms, including complex or elevated-risk organizations, with minimal supervision. - Drive Strategic Intelligence: Analyze regulatory developments and market trends, translating them into actionable recommendations for senior...

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Posted On Jun 25, 26
Full-time 7 views Experience : Min 15 yrs required

Title: Executive Vice President, Risk & Intelligence Job Responsibilities: Strategic Leadership - Establish and execute the strategic vision for Risk and Intelligence as the organization's central hub for integrated risk assessment and intelligence operations. - Serve as a key advisor to executive leadership and...

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Posted On Jul 02, 26
Full-time 4 views Experience : Min 12 yrs required

Title: Vice President, Enforcement Senior Advisor & Operations Job Responsibilities: - Serve as a strategic partner and thought leader to the EVP of Enforcement, acting as a trusted advisor on significant matters related to Enforcement and the organization's regulatory mission. - Exercise sound...

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Posted On Jul 26, 26
Full-time 1 views

Title: Senior Principal Investigator, Crypto Asset Investigations - Blockchain Technology Job Responsibilities: - Serve as an expert for the organization, applying specialized knowledge of crypto assets, blockchains, smart contracts, and other onchain technologies to address complex regulatory challenges. - Conduct investigations into potential...

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Posted On Aug 10, 26
Full-time Experience : Min 10 yrs required

Title: Director, Transparency Services Equities Job Responsibilities: Market Strategy & Product Leadership - Own the P&L and business operations for the organization's OTC Equity products and facilities. - Analyze market and industry trends to propose and prioritize product development strategies, balancing market needs with...

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Posted On Aug 12, 26
Full-time 2 views Experience : 3-5 yrs required

Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Lead risk monitoring activities for complex and elevated-risk member firms, exercising independent judgment with support from a Risk Monitoring Director. - Identify emerging and existing risks across assigned firms, coordinating with specialists and internal teams...

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Posted On Aug 20, 26
Full-time Experience : 2-10 yrs required

Title: Director, Investigations - Crypto Exam and Regulatory Conduct Job Responsibilities: The Director of the Crypto Exam and Regulatory Conduct team is entrusted with leading a team of skilled investigators focused on crypto-related investor protection risks, market conduct rules, and regulatory obligations....

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Posted On Aug 20, 26
Full-time 1 views Experience : 2-10 yrs required

Title: Director, Investigations - Crypto Fraud and Market Abuse Job Responsibilities: - Lead and manage a team of investigators focusing on crypto-related fraud and market abuse within the securities industry, ensuring thorough and strategic investigations using reliable methodologies. - Drive...

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Posted On Aug 31, 26
Full-time 1 views

Title: Principal Analyst, Risk Monitoring Job Responsibilities: The Principal Analyst, Risk Monitoring is responsible for conducting risk monitoring activities and ongoing risk assessments of organization members, reporting to a Risk Monitoring Director. Key responsibilities include: - Conducting risk monitoring activities which may involve...

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