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Posted On Jul 26, 26
Full-time Experience : 3-10 yrs required

Title: Senior Principal Investigator, Crypto Asset Investigations - Tokenized Securities Markets Job Responsibilities: - Conduct high-complexity investigations into crypto asset activities of organization member firms and their associated persons. - Provide subject matter expertise to Regulatory Operations staff on crypto asset matters and...

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Posted On Aug 20, 26
Full-time Experience : 2-10 yrs required

Title: Director, Investigations - Crypto Exam and Regulatory Conduct Job Responsibilities: The Director of the Crypto Exam and Regulatory Conduct team is tasked with leading a team of investigators focused on crypto-related investor protection risks, market conduct rules, and regulatory obligations. Key...

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Posted On Sep 07, 26
Full-time

Title Legal Fellow Job Responsibilities Legal fellows at the organization will engage in a variety of tasks that encompass the broad spectrum of legal issues faced by the organization. These responsibilities include but are not limited to: - Conducting research on various legal questions...

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Posted On Jun 10, 26
Full-time 4 views Experience : Min 10 yrs required

Title: Senior Director, Market Strategy & Research Job Responsibilities: The Senior Director, Market Strategy & Research is tasked with providing crucial leadership in the proactive assessment of regulatory risks and the formulation of regulatory strategies. This role is pivotal in enabling the...

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Posted On Jun 21, 26
Full-time 5 views

Title: Principal Analyst, Risk Monitoring Job Responsibilities: As a Principal Risk Monitoring Analyst at the organization, you will play a crucial role in protecting the integrity of the . securities markets. Your primary responsibilities will include: - Lead Risk Assessments: Conduct sophisticated monitoring...

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Posted On Jul 03, 26
Full-time 3 views

Reputed Firm Reputed Firm is a nonprofit legal services organization that provides free civil legal assistance to residents of Los Angeles County. The organization focuses on aiding survivors of domestic violence, immigrants, veterans, and tenants at risk of eviction. Legal services...

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Posted On Jul 26, 26
Full-time

Title: Senior Principal Investigator, Crypto Asset Investigations - Blockchain Technology Job Responsibilities: - Independently lead investigations concerning tokenized securities and other crypto asset activities of organization member firms and associated persons. - Document investigative strategies, findings, and results in a timely...

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Posted On Aug 20, 26
Full-time Experience : 2-10 yrs required

Title: Director, Investigations - Crypto Fraud and Market Abuse Job Responsibilities: The Director of the Crypto Fraud & Market Abuse team is responsible for leading a highly skilled team of investigators focused on detecting, investigating, and mitigating crypto-related fraud and market...

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Posted On Aug 31, 26
Full-time Experience : Min 10 yrs required

Title: Director, Emerging Technology Intelligence Job Responsibilities: - Serve as a senior partner to internal and external stakeholders, leading cross-departmental efforts to identify emerging threats and drive intelligence-driven initiatives with measurable impact on Strategic Intelligence results. - Lead a team of intelligence analysts...

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Posted On Sep 01, 26
Full-time 1 views

Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of FINRA members, reporting to a Risk Monitoring Director. - Identify existing and emerging risks, and interact with internal and external parties under minimal supervision. - Collaborate with...

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Full-time 1 views Experience : Min 6 yrs required

Title: Assistant General Counsel, AI, Emerging Technologies, & Strategic Agreements Job Responsibilities: The Assistant General Counsel will report directly to the Vice President, General Counsel, and Corporate Secretary, playing a critical role in the Legal Strategy & Advancement Team within the organization....

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Full-time 2 views Experience : 5-7 yrs required

matters, primarily focusing on technology transactions. - Draft and revise a variety of agreements related to technology, including master services agreements, general terms and conditions agreements, terms of services, end user license agreements, information security standards provisions, statements of... work f...

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Full-time Experience : Min 10 yrs required

Title: Senior Counsel Job Responsibilities: The Senior Counsel provides comprehensive legal support to the organization, focusing on sponsored research compliance, research-related contracting, and intellectual property (IP) matters. The role involves several key responsibilities: - Drafting, reviewing, analyzing, and negotiating various research-related agreements,...

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