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United States
Full-time 7 views Experience : Min 12 yrs required

Title: General Counsel Job Responsibilities: - Serve as the chief legal resource and strategic legal advisor to the Executive Director, Management, and the Board of Directors. - Oversee and manage all legal matters and risks for the organization, ensuring compliance with all applicable...

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Full-time 2 views Experience : Min 12 yrs required

Title: General Counsel Job Responsibilities: 1. Legal Strategy & Organizational Leadership: - Serve as the chief legal resource and strategic advisor to the Executive Director, Management, and the Board of Directors. - Provide strategic counsel on legal and regulatory matters, corporate governance,...

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Posted On Jul 26, 26
Full-time

Title: Senior Principal Investigator, Crypto Asset Investigations - Tokenized Securities Markets Job Responsibilities: The Senior Principal Investigator in Crypto Asset Investigations is responsible for conducting high-complexity investigations into crypto asset activities of organization member firms and their associated persons. This role involves...

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Posted On Jun 07, 26
Full-time 8 views Experience : Min 10 yrs required

Title: Strategic Advisor, Market and Regulatory Services Job Responsibilities: - Serve as a senior strategic partner reporting to the Chief of Staff, providing leadership and strategic support across all Market and Regulatory Services (MRS) lines of business. - Act as a strategic thought...

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Posted On Jun 10, 26
Full-time 7 views Experience : Min 10 yrs required

Title: Senior Director, Market Strategy & Research Job Responsibilities: The Senior Director, Market Strategy & Research plays a vital role in leading proactive regulatory risk assessment and developing regulatory strategy. This position is crucial for enabling the Surveillance department to...

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Posted On Jun 21, 26
Full-time 12 views Experience : 3-7 yrs required

Title: Principal Analyst, Risk Monitoring Job Responsibilities: As a Principal Risk Monitoring Analyst within the organization, you will play a critical role in ensuring the integrity and protection of . securities markets. Your primary responsibilities include: - Lead Risk Assessments: Conduct sophisticated risk...

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Posted On Jul 26, 26
Full-time

Title: Senior Principal Investigator, Crypto Asset Investigations - Blockchain Technology Job Responsibilities: The Senior Principal Investigator in Crypto Asset Investigations serves as an expert in the organization, applying specialized knowledge of crypto assets, blockchains, smart contracts, and other onchain technologies...

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Posted On Aug 11, 26
Full-time

Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Lead risk monitoring activities for complex and elevated-risk member firms, utilizing independent judgment with the support of a Risk Monitoring Director. - Identify emerging and existing risks across assigned firms and coordinate with specialists and...

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Posted On Aug 12, 26
Full-time 1 views Experience : Min 10 yrs required

Title: Director, Transparency Services Equities Job Responsibilities: 1. Market Strategy & Product Leadership: - Own the P&L and business operations for the organization's OTC Equity products and facilities. - Analyze market and industry trends to develop and prioritize product development strategies, aligning...

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Posted On Aug 20, 26
Full-time 1 views Experience : 2-10 yrs required

Title: Director, Investigations - Crypto Exam and Regulatory Conduct Job Responsibilities: The Director of the Crypto Exam and Regulatory Conduct team is tasked with leading a team of investigators focused on crypto-related investor protection risks, market conduct rules, and regulatory obligations. Key...

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Posted On Aug 20, 26
Full-time 1 views Experience : 2-10 yrs required

Title: Director, Investigations - Crypto Fraud and Market Abuse Job Responsibilities: The Director of the Crypto Fraud & Market Abuse team is tasked with the leadership and management of a specialized group of investigators focused on identifying, investigating, and mitigating...

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Posted On Sep 09, 26
Full-time 2 views Experience : Min 2 yrs required

Draft, review, and negotiate data privacy and security agreements,... including cloud security agreements, end user license... agency. - Provide support to the Chief Privacy Officer (CPO) to develop and implement policies for data privacy and security. - Assist... the CPO with... investiga...

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Full-time 3 views

Title: Director of Policy Engagement & Advocacy Job Responsibilities: The Director of Policy Engagement & Advocacy is tasked with a range of responsibilities that include the development, execution, and monitoring of the organization's annual policy advocacy plan. This plan outlines the organization's...

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Posted On Jul 26, 26
Full-time

Title: Senior Principal Investigator, Crypto Asset Investigations - Tokenized Securities Markets Job Responsibilities: - Conduct high-complexity investigations into crypto asset activities of organization member firms and their associated persons. - Provide subject matter expertise to Regulatory Operations staff on crypto asset matters and...

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Full-time 1 views Experience : 5-10 yrs required

Title General Counsel Job Responsibilities The General Counsel is responsible for providing strategic legal guidance to the leadership and staff of the organization. This includes advising on organizational policies, programs, contracts, and risk management. Key responsibilities involve: - Drafting and...

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Posted On Jun 07, 26
Full-time 8 views Experience : Min 10 yrs required

Title: Strategic Advisor, Market and Regulatory Services Job Responsibilities: - Act as a strategic thought partner within an assigned Market and Regulatory Services (MRS) line of business, providing counsel on business initiatives, strategic planning, risk management, policy, and processes, ensuring alignment with...

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Posted On Jun 10, 26
Full-time 5 views Experience : Min 10 yrs required

Title: Senior Director, Market Strategy & Research Job Responsibilities: The Senior Director, Market Strategy & Research plays a pivotal role in providing leadership in regulatory risk assessment and strategy development. This position is crucial for the department's ability to craft regulatory strategies...

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