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United States
Posted On Jun 01, 26
Full-time 21 views Experience : Min 6 yrs required
Practice Area:
Litigation - Regulatory Enforcement (SEC, Telecom, Energy, etc.) Data Privacy - Litigation
Job Tags:
Affirmative Action child Code of Conduct domestic partner evidence family FINRA Insurance invention Litigation Securities spouse
Practice Area:
Litigation - Regulatory Enforcement (SEC, Telecom, Energy, etc.) Data Privacy - Litigation
Job Tags:
Affirmative Action child Code of Conduct domestic partner evidence family FINRA Insurance invention Litigation Securities spouse

Title: Counsel, Enforcement Job Responsibilities: The Enforcement Counsel is responsible for resolving non-complex enforcement matters and contributing high-quality work to large, complex cases. The primary duties include: - Resolving non-complex enforcement matters through rigorous assessment and effective advocacy. - Executing...

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Attorney in Woodbridge, NJ

Public Interest • **Members Only** Woodbridge, NJ

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Posted On Jul 26, 26
Full-time
Job Tags:
Affirmative Action blockchain child Code of Conduct domestic partner family FINRA Insurance invention Securities spouse
Job Tags:
Affirmative Action blockchain child Code of Conduct domestic partner family FINRA Insurance invention Securities spouse

Title: Senior Principal Investigator, Crypto Asset Investigations - Tokenized Securities Markets Job Responsibilities: The Senior Principal Investigator in Crypto Asset Investigations is tasked with conducting high-complexity investigations into crypto asset activities of organization member firms and their associated individuals. The role requires...

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Attorney in Woodbridge, NJ

Public Interest • **Members Only** Woodbridge, NJ

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Posted On Jun 07, 26
Full-time 18 views Experience : Min 10 yrs required
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Insurance invention regulatory compliance Securities Securities Exchange Act of 1934 special projects spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Insurance invention regulatory compliance Securities Securities Exchange Act of 1934 special projects spouse

Title: Strategic Advisor, Market and Regulatory Services Job Responsibilities: - Act as a strategic thought partner within an assigned Market and Regulatory Services (MRS) line of business, providing counsel on business initiatives, strategic planning, risk management, policy, and processes to ensure alignment...

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Attorney in Woodbridge, NJ

Public Interest • **Members Only** Woodbridge, NJ

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Posted On Jun 10, 26
Full-time 7 views Experience : Min 10 yrs required
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Insurance invention Securities spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Insurance invention Securities spouse

Title: Senior Director, Market Strategy & Research Job Responsibilities: The Senior Director, Market Strategy & Research is responsible for providing critical leadership in the proactive regulatory risk assessment and development of regulatory strategy. This role is instrumental in enabling Surveillance to effectively...

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Attorney in Woodbridge, NJ

Public Interest • **Members Only** Woodbridge, NJ

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Posted On Jun 21, 26
Full-time 6 views
Job Tags:
Affirmative Action child Code of Conduct domestic partner family finance FINRA fraud Insurance invention Money Laundering Securities special projects spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family finance FINRA fraud Insurance invention Money Laundering Securities special projects spouse

Title Principal Analyst, Risk Monitoring Job Responsibilities As a Principal Risk Monitoring Analyst at the organization, the role involves serving as a trusted advisor and risk expert, with responsibilities directly influencing regulatory responses to evolving market risks. Key responsibilities include: - Lead Risk Assessments:...

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Attorney in Woodbridge, NJ

Public Interest • **Members Only** Woodbridge, NJ

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Posted On Jun 25, 26
Full-time 7 views Experience : Min 15 yrs required
Job Tags:
Affirmative Action artificial intelligence child Code of Conduct domestic partner emerging technologies family financial services regulation FINRA fraud Insurance invention Machine Learning Securities spouse
Job Tags:
Affirmative Action artificial intelligence child Code of Conduct domestic partner emerging technologies family financial services regulation FINRA fraud Insurance invention Machine Learning Securities spouse

Title: Executive Vice President, Risk & Intelligence Job Responsibilities: The Executive Vice President of Risk and Intelligence is a strategic leadership position reporting directly to the Chief Regulatory Operations Officer and is a key member of the Regulatory Operations Senior Leadership Team....

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Attorney in Woodbridge, NJ

Public Interest • **Members Only** Woodbridge, NJ

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Posted On Jul 05, 26
Full-time 1 views Experience : Min 12 yrs required
Job Tags:
Affirmative Action child Code of Conduct corporate compliance domestic partner family finance financial services regulation FINRA Government Insurance invention Litigation Media Securities special projects spouse
Job Tags:
Affirmative Action child Code of Conduct corporate compliance domestic partner family finance financial services regulation FINRA Government Insurance invention Litigation Media Securities special projects spouse

Title: Vice President, Enforcement Senior Advisor & Operations Job Responsibilities: - Serve as a strategic partner and thought leader to the EVP, acting as a trusted advisor on significant matters related to Enforcement and the organization's regulatory mission. Exercise sound judgment and...

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Attorney in Woodbridge, NJ

Public Interest • **Members Only** Woodbridge, NJ

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Posted On Jul 26, 26
Full-time 1 views
Job Tags:
Affirmative Action blockchain child Code of Conduct Cybersecurity domestic partner family FINRA fraud Insurance invention Money Laundering Securities spouse
Job Tags:
Affirmative Action blockchain child Code of Conduct Cybersecurity domestic partner family FINRA fraud Insurance invention Money Laundering Securities spouse

Title: Senior Principal Investigator, Crypto Asset Investigations - Blockchain Technology Job Responsibilities: The Senior Principal Investigator, Crypto Asset Investigations serves as an expert within the organization, utilizing specialized knowledge in crypto assets, blockchains, smart contracts, and other onchain technologies. The...

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Attorney in Woodbridge, NJ

Public Interest • **Members Only** Woodbridge, NJ

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Posted On Aug 12, 26
Full-time 1 views Experience : 3-5 yrs required
Job Tags:
Affirmative Action child Code of Conduct domestic partner family finance FINRA fraud Insurance invention Money Laundering Securities special projects spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family finance FINRA fraud Insurance invention Money Laundering Securities special projects spouse

Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Lead risk monitoring activities for complex and elevated-risk member firms, exercising independent judgment with the support of a Risk Monitoring Director. - Identify emerging and existing risks across assigned firms, coordinating with specialists and internal...

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Attorney in Woodbridge, NJ

Public Interest • **Members Only** Woodbridge, NJ

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Posted On Aug 20, 26
Full-time Experience : 2-10 yrs required
Job Tags:
Affirmative Action blockchain child Code of Conduct cryptocurrency domestic partner evidence family finance FINRA fraud Insurance invention Money Laundering Partnership regulatory compliance Securities Securities Exchange Act of 1934 securities laws spouse
Job Tags:
Affirmative Action blockchain child Code of Conduct cryptocurrency domestic partner evidence family finance FINRA fraud Insurance invention Money Laundering Partnership regulatory compliance Securities Securities Exchange Act of 1934 securities laws spouse

Title: Director, Investigations - Crypto Exam and Regulatory Conduct Job Responsibilities: The Director of the Crypto Exam and Regulatory Conduct team is tasked with leading a team of investigators focusing on crypto-related investor protection risks, market conduct rules, and regulatory obligations. Key...

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Attorney in Woodbridge, NJ

Public Interest • **Members Only** Woodbridge, NJ

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Posted On Aug 20, 26
Full-time Experience : 2-10 yrs required
Job Tags:
abuse Affirmative Action blockchain child Code of Conduct cryptocurrency domestic partner evidence family finance FINRA fraud Insurance invention Money Laundering Partnership regulatory compliance Securities Securities Exchange Act of 1934 securities laws spouse
Job Tags:
abuse Affirmative Action blockchain child Code of Conduct cryptocurrency domestic partner evidence family finance FINRA fraud Insurance invention Money Laundering Partnership regulatory compliance Securities Securities Exchange Act of 1934 securities laws spouse

Title: Director, Investigations - Crypto Fraud and Market Abuse Job Responsibilities: The Director of the Crypto Fraud & Market Abuse team is primarily responsible for leading a highly skilled team of investigators focused on detecting, investigating, and mitigating crypto-related fraud and market...

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Attorney in Woodbridge, NJ

Public Interest • **Members Only** Woodbridge, NJ

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Posted On Sep 01, 26
Full-time 1 views Experience : Min 5 yrs required
Job Tags:
Affirmative Action child Code of Conduct domestic partner family finance Financial Industry Regulatory Authority FINRA fraud Insurance invention Money Laundering Securities special projects spouse Trademark
Job Tags:
Affirmative Action child Code of Conduct domestic partner family finance Financial Industry Regulatory Authority FINRA fraud Insurance invention Money Laundering Securities special projects spouse Trademark

Title: Principal Analyst, Risk Monitoring Job Responsibilities: The Principal Analyst, Risk Monitoring, is responsible for conducting risk monitoring activities and ongoing risk assessments of organization members, reporting directly to a Risk Monitoring Director. This senior-level position plays a crucial role in identifying...

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Attorney in Woodbridge, NJ

Public Interest • **Members Only** Woodbridge, NJ

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Posted On Sep 08, 26
Full-time Experience : Min 6 yrs required
Job Tags:
Affirmative Action Alternative Dispute Resolution child Code of Conduct domestic partner family FINRA Insurance invention Securities spouse
Job Tags:
Affirmative Action Alternative Dispute Resolution child Code of Conduct domestic partner family FINRA Insurance invention Securities spouse

Title: Principal Analyst, Dispute Resolution Services Training Job Responsibilities: - The Principal Analyst is tasked with creating, maintaining, and updating training modules for key Dispute Resolution Services (DRS) regional job categories. - Train new regional hires. - Develop and deliver just-in-time, customized training...

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Posted On Jul 07, 26
Full-time 1 views Experience : Min 1 yrs required
Practice Area:
Family Immigration Immigration - General
Job Tags:
Domestic Violence evidence family Immigration Naturalization pension refugees social security Software spouse title USCIS VAWA
Practice Area:
Family Immigration Immigration - General
Job Tags:
Domestic Violence evidence family Immigration Naturalization pension refugees social security Software spouse title USCIS VAWA

Title Legal Assistant, Immigrant Rights Program Job Responsibilities The Legal Assistant will be part of a team providing immigration legal services to low-income immigrants. This role primarily supports the program's fee-based affirmative immigration practice, focusing on family-based immigration filings before the...

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Posted On Jul 07, 26
Full-time 1 views Experience : Min 1 yrs required
Practice Area:
Family Immigration Immigration - General
Job Tags:
Domestic Violence evidence family Immigration Naturalization pension refugees social security Software spouse title USCIS VAWA
Practice Area:
Family Immigration Immigration - General
Job Tags:
Domestic Violence evidence family Immigration Naturalization pension refugees social security Software spouse title USCIS VAWA

Title: Legal Assistant, Immigrant Rights Program Job Responsibilities: The Legal Assistant in the Immigrant Rights Program is responsible for supporting the provision of immigration legal services to low-income immigrants. This role primarily involves assisting with the program’s fee-based affirmative immigration practice, focusing...

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Attorney in Jersey City, NJ

Public Interest • **Members Only** Jersey City, NJ

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Posted On Jul 26, 26
Full-time
Job Tags:
Affirmative Action blockchain child Code of Conduct domestic partner family FINRA Insurance invention Securities spouse
Job Tags:
Affirmative Action blockchain child Code of Conduct domestic partner family FINRA Insurance invention Securities spouse

Title: Senior Principal Investigator, Crypto Asset Investigations - Tokenized Securities Markets Job Responsibilities: The Senior Principal Investigator in Crypto Asset Investigations is responsible for conducting high-complexity investigations into crypto asset activities of organization member firms and their associated persons. This role involves...

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Attorney in Jersey City, NJ

Public Interest • **Members Only** Jersey City, NJ

Apply
Posted On Jun 07, 26
Full-time 8 views Experience : Min 10 yrs required
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Insurance invention regulatory compliance Securities Securities Exchange Act of 1934 special projects spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Insurance invention regulatory compliance Securities Securities Exchange Act of 1934 special projects spouse

Title: Strategic Advisor, Market and Regulatory Services Job Responsibilities: - Serve as a senior strategic partner reporting to the Chief of Staff, providing leadership and strategic support across all Market and Regulatory Services (MRS) lines of business. - Act as a strategic thought...

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Attorney in Jersey City, NJ

Public Interest • **Members Only** Jersey City, NJ

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Posted On Jun 10, 26
Full-time 7 views Experience : Min 10 yrs required
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Insurance invention Securities spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Insurance invention Securities spouse

Title: Senior Director, Market Strategy & Research Job Responsibilities: The Senior Director, Market Strategy & Research plays a vital role in leading proactive regulatory risk assessment and developing regulatory strategy. This position is crucial for enabling the Surveillance department to...

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Attorney in Jersey City, NJ

Public Interest • **Members Only** Jersey City, NJ

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Posted On Jun 21, 26
Full-time 12 views Experience : 3-7 yrs required
Job Tags:
Affirmative Action child Code of Conduct domestic partner family finance FINRA fraud Insurance invention Money Laundering Securities special projects spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family finance FINRA fraud Insurance invention Money Laundering Securities special projects spouse

Title: Principal Analyst, Risk Monitoring Job Responsibilities: As a Principal Risk Monitoring Analyst within the organization, you will play a critical role in ensuring the integrity and protection of . securities markets. Your primary responsibilities include: - Lead Risk Assessments: Conduct sophisticated risk...

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Attorney in Jersey City, NJ

Public Interest • **Members Only** Jersey City, NJ

Apply
Posted On Jul 26, 26
Full-time
Job Tags:
Affirmative Action blockchain child Code of Conduct Cybersecurity domestic partner family FINRA fraud Insurance invention Money Laundering Securities spouse
Job Tags:
Affirmative Action blockchain child Code of Conduct Cybersecurity domestic partner family FINRA fraud Insurance invention Money Laundering Securities spouse

Title: Senior Principal Investigator, Crypto Asset Investigations - Blockchain Technology Job Responsibilities: The Senior Principal Investigator in Crypto Asset Investigations serves as an expert in the organization, applying specialized knowledge of crypto assets, blockchains, smart contracts, and other onchain technologies...

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