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Posted On Jul 26, 26
Full-time 1 views Experience : 5-10 yrs required

Title: Senior Principal Investigator, Crypto Asset Investigations - Tokenized Securities Markets Job Responsibilities: The Senior Principal Investigator in Crypto Asset Investigations (CAI) is responsible for conducting high-complexity investigations into crypto asset activities of organization member firms and their associated persons. This role...

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Posted On Jun 07, 26
Full-time 5 views Experience : Min 10 yrs required

Title: Strategic Advisor, Market and Regulatory Services Job Responsibilities: - Act as a strategic thought partner within an assigned Market and Regulatory Services (MRS) line of business, offering counsel on business initiatives, strategic planning, risk management, policy, and processes to...

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Posted On Jun 10, 26
Full-time 6 views Experience : Min 10 yrs required

Title: Senior Director, Market Strategy & Research Job Responsibilities: The Senior Director, Market Strategy & Research is tasked with providing critical leadership in assessing regulatory risks and developing regulatory strategies. Key responsibilities include: - Collaborating with the head of Surveillance Operations and senior...

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Posted On Jun 21, 26
Full-time 9 views

Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Lead sophisticated risk assessments of member firms, including those with complex or elevated risks, with minimal supervision. - Drive strategic intelligence by analyzing regulatory developments and market trends, and translating them into actionable recommendations for...

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Posted On Jul 26, 26
Full-time 1 views

Title: Senior Principal Investigator, Crypto Asset Investigations - Blockchain Technology Job Responsibilities: - Serve as an expert in crypto assets, blockchains, smart contracts, and other onchain technologies, addressing complex regulatory challenges. - Conduct investigations into money laundering, onchain vulnerabilities, cybersecurity incidents, fraud, and...

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Posted On Aug 19, 26
Full-time

Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Lead risk monitoring activities for complex and elevated-risk member firms, exercising independent judgment with the support of a Risk Monitoring Director. - Identify emerging and existing risks across assigned firms, coordinating with specialists and internal...

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Posted On Aug 19, 26
Full-time 1 views Experience : Min 10 yrs required

Title: Director, Transparency Services Equities Job Responsibilities: Market Strategy & Product Leadership: - Owns the P&L and business operations for the organization's OTC Equity products and facilities. - Analyzes market and industry trends to propose and prioritize product development strategies, balancing market needs with...

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Posted On Aug 20, 26
Full-time Experience : 2-10 yrs required

Title: Director, Investigations - Crypto Fraud and Market Abuse Job Responsibilities: The Director of the Crypto Fraud & Market Abuse team is responsible for leading a team of investigators focused on detecting, investigating, and mitigating crypto-related fraud and market abuse within the...

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Posted On Aug 20, 26
Full-time 1 views Experience : 2-10 yrs required

Title: Director, Investigations - Crypto Exam and Regulatory Conduct Job Responsibilities: The Director of the Crypto Exam and Regulatory Conduct team is tasked with leading a team of investigators focusing on crypto-related investor protection risks, market conduct rules, and regulatory obligations. The...

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Posted On Sep 01, 26
Full-time

Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Conduct risk monitoring activities and perform ongoing risk assessments of FINRA members, reporting findings to a Risk Monitoring Director. - Support the Risk Monitoring Director in identifying existing and emerging risks and engage with both...

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Posted On Jul 07, 26
Full-time 4 views Experience : Min 3 yrs required

supporting and advancing the firm's self-regulatory programs aimed at enhancing data privacy transparency and independent... accountability for businesses. Your key responsibilities will include: - Monitoring websites and mobile applications for interest-based advertising, ensuring compliance with the DAA Principles, the Children’s Onl...

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Posted On Jul 07, 26
Full-time Experience : Min 3 yrs required

ensure independent accountability and data privacy transparency. - Serve as... lead for the Digital Advertising Accountability Program (DAAP), focusing on digital network forensics, artificial intelligence, data collection, and analysis. - Support... other privacy initiatives, as needed, in areas such as data priva...

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Posted On Jul 07, 26
Full-time Experience : Min 3 yrs required

ensuring independent accountability and data privacy transparency. - Serve as... legal technology lead for the Digital Advertising Accountability Program (DAAP), researching and implementing solutions for digital network forensics, artificial intelligence, data collection, and analysis. - Monitor... websites and mobile apps for inter...

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Posted On Jul 26, 26
Full-time Experience : 5-10 yrs required

Title: Senior Principal Investigator, Crypto Asset Investigations - Tokenized Securities Markets Job Responsibilities: The Senior Principal Investigator in Crypto Asset Investigations (CAI) is responsible for conducting high-complexity investigations into crypto asset activities of organization member firms and their associated persons. The role...

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Full-time 5 views Experience : Min 5 yrs required

business forward. - Negotiating and drafting contracts and license agreements with private-sector partners and federal clients, including SAAS agreements, technology licenses, IP agreements, and channel partner agreements. - Advising on technology product development, intellectual property, compliance, data rights, and related legal......

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Full-time 3 views Experience : Min 5 yrs required

Title: Technology Focused, Business-Minded Attorney Job Responsibilities: - Provide legal guidance to the CTO and sales organizations to develop strategies that drive the technology business forward. - Negotiate and draft contracts and license agreements with private-sector partners and federal clients, including Software as...

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Posted On Aug 20, 26
Full-time Experience : 2-10 yrs required

Title: Director, Investigations - Crypto Exam and Regulatory Conduct Job Responsibilities: - Lead & Manage Investigations: Oversee a team of investigators focused on crypto-related investor protection risks, market conduct rules, and regulatory obligations. Ensure investigations are thorough, strategically sound, and supported by...

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Posted On Aug 20, 26
Full-time Experience : 2-10 yrs required

Title: Director, Investigations - Crypto Fraud and Market Abuse Job Responsibilities: The Director of the Crypto Fraud & Market Abuse team is tasked with leading a proficient team of investigators focusing on detecting, investigating, and mitigating crypto-related fraud and market abuse within...

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Posted On Jun 07, 26
Full-time 10 views Experience : Min 10 yrs required

Title: Strategic Advisor, Market and Regulatory Services Job Responsibilities: The Strategic Advisor in Market and Regulatory Services (MRS) serves as a senior strategic partner, reporting to the Chief of Staff. The key responsibilities include: - Acting as a strategic thought partner embedded...

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Posted On Jun 10, 26
Full-time 8 views Experience : Min 10 yrs required

Title: Senior Director, Market Strategy & Research Job Responsibilities: The Senior Director, Market Strategy & Research, plays a pivotal role in leading proactive regulatory risk assessment and developing regulatory strategies. The position is crucial for enabling the Surveillance department to craft regulatory...

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