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Posted On Aug 28, 26
Full-time 3 views Experience : 3-5 yrs required

Title: Staff Attorney Job Responsibilities: The Staff Attorney at the organization is tasked with providing high-quality immigration legal representation and supporting the day-to-day operations of the legal department. The role involves working closely with paralegals, DOJ Accredited Representatives, legal interns, and organizational...

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Posted On Jul 26, 26
Full-time 1 views Experience : Min 12 yrs required

Title: Senior Advisor: Market Regulation & Regulatory Service Agreement (RSA) Job Responsibilities: Regulatory Intelligence & Strategic Advisory - Monitor, analyze, and interpret complex regulatory developments related to market structure and market regulation from exchanges, the organization, the SEC, and other regulatory bodies. - Provide...

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Posted On Jul 05, 26
Full-time 2 views Experience : Min 12 yrs required

Title: Vice President, Enforcement Senior Advisor & Operations Job Responsibilities: The Vice President, Enforcement Senior Advisor & Operations is a senior leadership role reporting directly to the Executive Vice President (EVP) of Enforcement. This position is crucial for shaping the strategic direction...

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Posted On Jul 26, 26
Full-time 1 views Experience : 5-10 yrs required

Title: Senior Principal Investigator, Crypto Asset Investigations - Tokenized Securities Markets Job Responsibilities: The Senior Principal Investigator in Crypto Asset Investigations (CAI) is responsible for conducting high-complexity investigations into crypto asset activities of organization member firms and their associated persons. This role...

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Posted On Aug 19, 26
Full-time 1 views

Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Lead risk monitoring activities for complex and elevated-risk member firms, exercising independent judgment with the support of a Risk Monitoring Director. - Identify emerging and existing risks across assigned firms, coordinating with specialists and internal...

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Posted On Aug 19, 26
Full-time 1 views Experience : Min 10 yrs required

the organization's OTC Equity products and facilities. - Analyzes market and industry trends to propose and prioritize product development strategies, balancing market needs... with regulatory objectives and the organization's strategic initiatives. - Develops business plans and oversees execution from inception through prod...

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Posted On Aug 20, 26
Full-time Experience : 2-10 yrs required

Title: Director, Investigations - Crypto Fraud and Market Abuse Job Responsibilities: The Director of the Crypto Fraud & Market Abuse team is responsible for leading a team of investigators focused on detecting, investigating, and mitigating crypto-related fraud and market abuse within the...

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Posted On Aug 20, 26
Full-time 1 views Experience : 2-10 yrs required

Title: Director, Investigations - Crypto Exam and Regulatory Conduct Job Responsibilities: The Director of the Crypto Exam and Regulatory Conduct team is tasked with leading a team of investigators focusing on crypto-related investor protection risks, market conduct rules, and regulatory obligations. The...

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Posted On Sep 01, 26
Full-time

Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Conduct risk monitoring activities and perform ongoing risk assessments of FINRA members, reporting findings to a Risk Monitoring Director. - Support the Risk Monitoring Director in identifying existing and emerging risks and engage with both...

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Posted On Sep 08, 26
Full-time 1 views Experience : Min 6 yrs required

Title: Principal Analyst, Dispute Resolution Services Training Job Responsibilities: - The Principal Analyst is tasked with creating, maintaining, and updating training modules specifically tailored for key Dispute Resolution Services (DRS) regional job categories. - Responsible for training new regional hires and delivering just-in-time,...

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Posted On Sep 08, 26
Full-time 1 views Experience : Min 12 yrs required

Title: Senior Director, Trading and Product Risk Intelligence Job Responsibilities: The Senior Director, Trading and Product Risk Intelligence, plays a pivotal role in overseeing and guiding strategic and tactical intelligence efforts within the organization's Risk & Intelligence department. The role involves...

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Posted On Sep 15, 26
Full-time 1 views Experience : Min 10 yrs required

Title: Vice President, Strategic and Threat Intelligence Job Responsibilities: - Serve as a key member of senior management, providing strategic direction on regulatory oversight, emerging risks, and intelligence-driven initiatives. - Lead intelligence operations to identify, analyze, and predict emerging risks, threats, regulatory trends,...

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Posted On Sep 15, 26
Full-time 1 views Experience : Min 10 yrs required

Title: Vice President, Trading and Product Risk Intelligence Job Responsibilities: - Serve as a key member of senior management and strategic advisor to business stakeholders, providing leadership and strategic direction on regulatory oversight, emerging risks, and intelligence-driven initiatives. - Drive strategic discussions and...

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Posted On Sep 22, 26
Full-time Experience : Min 10 yrs required

risk assessment and the development of regulatory strategy. This... role is crucial for enabling the Surveillance department to effectively develop regulatory strategies informed by market conditions and developments, aligning with the goals and priorities of the department. Key responsibilities include:...

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Posted On Sep 29, 26
Full-time 1 views

reports, intelligence, and regulatory responses for a portfolio of firms within an Organizational Business Model or Business Segment. - Oversee the development of risk-based Regulatory Responses... to address identified risks and evaluate the adequacy of firm corrective actions to assist with...

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Full-time 4 views Experience : Min 6 yrs required

Title: Legal Counsel Job Responsibilities: Counsel and Advice: - Provides legal counsel on personnel and employment matters, employee benefits, and compliance with federal and state labor and workplace laws and regulations. - Offers advice on intellectual property matters, including trademark and copyright issues, and...

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Posted On Jul 14, 26
Full-time 1 views Experience : Min 5 yrs required

Title: Legal Support Associate Job Responsibilities: Support Blended Finance and Trust Funds: - Provide transaction-related legal support to internal clients for blended finance projects, which includes preparing, reviewing, and negotiating transaction documentation. - Offer legal assistance to the Trust Funds unit, encompassing the preparation,...

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Posted On Jun 22, 26
Full-time 7 views Experience : Min 7 yrs required

Title: Associate General Counsel, Advocacy and Political Law Job Responsibilities: The Associate General Counsel at the organization is responsible for ensuring compliance with a variety of laws and regulations applicable to exempt organizations, including 501(c)(3), 501(c)(4), and 527 organizations. The position...

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Full-time 6 views Experience : Min 8 yrs required

government. - Perform core litigation tasks including legal research, fact development, drafting pleadings and briefs,... and participating in discovery, hearings, and other proceedings. - Identify, develop, and help bring new litigation matters to fruition based on public reporting and research...

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Full-time 2 views Experience : Min 15 yrs required

Title: Chief Legal Officer Job Responsibilities: The Chief Legal Officer (CLO) will report directly to the President & CEO and serve as a crucial member of the executive team at the organization. The CLO will be accountable for shaping, leading, and managing...

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