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United States
Full-time 4 views

Title: Assistant General Counsel Job Responsibilities: The Assistant General Counsel (AGC) at the organization will work closely with the General Counsel and the Strategy & Operations team to ensure that the organization and its core operating entities are compliant with legal standards...

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Full-time 2 views Experience : 10-10 yrs required

Title: General Counsel Summary of Job Responsibilities The General Counsel (GC) position is an integral part of the Executive Leadership Team at the organization. The role is responsible for safeguarding the organization's legal posture and interests as delineated by Colorado Statute, the...

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Posted On Jul 26, 26
Full-time 1 views Experience : Min 12 yrs required

Title: Senior Advisor: Market Regulation & Regulatory Service Agreement (RSA) Job Responsibilities: Regulatory Intelligence & Strategic Advisory: - Monitor, analyze, and interpret complex regulatory developments related to market structure and market regulation from exchanges, FINRA, the SEC, and other regulatory bodies. - Provide expert...

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Posted On Jun 10, 26
Full-time 5 views Experience : Min 10 yrs required

organization, primarily focusing on proactive regulatory risk assessment and the development of regulatory strategies. The... individual in this position is crucial for enabling the Surveillance department to develop regulatory strategies informed by market conditions and developments, aligning with the department's...

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Posted On Jun 21, 26
Full-time 7 views

Title: Principal Analyst, Risk Monitoring Job Responsibilities: As a Principal Risk Monitoring Analyst at the organization, you will be a vital part of safeguarding the integrity of the . securities markets. The role involves identifying emerging risks, assessing complex member firms, and...

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Posted On Jul 02, 26
Full-time 3 views Experience : Min 12 yrs required

Title: Vice President, Enforcement Senior Advisor & Operations Job Responsibilities: - Serve as a strategic partner and thought leader to the EVP of Enforcement, providing trusted advice on significant matters impacting Enforcement and the organization's regulatory mission. - Exercise sound judgment and decision-making...

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Posted On Jul 26, 26
Full-time 1 views Experience : Min 5 yrs required

organization member firms and their associated persons. - Provide subject matter expertise to Regulatory Operations staff on crypto asset matters and initiatives. - Assist in the development and delivery of crypto... asset training for organization staff and the securities industry....

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Posted On Aug 12, 26
Full-time 1 views

Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Lead risk monitoring activities for complex and elevated-risk member firms, exercising independent judgment with the support of a Risk Monitoring Director. - Identify emerging and existing risks across assigned firms, coordinating with specialists and internal...

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Posted On Aug 20, 26
Full-time 1 views Experience : 2-10 yrs required

Title: Director, Investigations - Crypto Exam and Regulatory Conduct Job Responsibilities: The Director of the Crypto Exam and Regulatory Conduct team is tasked with leading a team of investigators focusing on crypto-related investor protection risks, market conduct rules, and regulatory obligations. The...

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Posted On Aug 20, 26
Full-time 1 views Experience : 2-10 yrs required

Title: Director, Investigations - Crypto Fraud and Market Abuse Job Responsibilities: The Director of the Crypto Fraud & Market Abuse team is tasked with leading a team of investigators focused on the detection, investigation, and mitigation of crypto-related fraud and market abuse...

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Posted On Aug 31, 26
Full-time 1 views Experience : Min 12 yrs required

Title: Senior Director, Trading and Product Risk Intelligence Job Responsibilities: - Serve as a senior strategic partner to internal and external stakeholders, providing guidance on cross-departmental efforts to identify emerging threats and driving intelligence-led initiatives with measurable impact across the organization. - Provide...

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Posted On Sep 01, 26
Full-time 1 views Experience : 3-5 yrs required

Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of organization members, reporting to a Risk Monitoring Director. - Identify existing and emerging risks with minimal supervision from a Risk Monitoring Director or designee. - Collaborate with...

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Posted On Sep 08, 26
Full-time 1 views Experience : Min 12 yrs required

Title: Senior Director, Trading and Product Risk Intelligence Job Responsibilities: - Serve as a senior strategic partner to internal and external stakeholders, offering guidance on cross-departmental efforts to identify emerging threats and driving intelligence-led initiatives with measurable impact across the organization. - Provide...

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Posted On Jul 03, 26
Full-time 3 views Experience : Max 3 yrs required

Title Legal Assistant Job Responsibilities - Act as an integral resource for attorneys and staff on activities directed by the General Counsel and Deputy General Counsels. - Demonstrate integrity, discretion, and commitment to maintaining confidentiality and legal privileges. - Exhibit impeccable attention to detail, document...

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Posted On Jul 03, 26
Full-time 2 views Experience : Min 8 yrs required

Title: Legal Assistant/Paralegal Job Responsibilities: - Act as a crucial resource for attorneys and staff under the guidance of the General Counsel and Deputy General Counsels, utilizing advanced problem-solving and exercising professional judgment on legal matters. - Exhibit integrity and a strong commitment...

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Posted On Jul 06, 26
Full-time 4 views Experience : Max 3 yrs required

Title: Legal Assistant Job Responsibilities: - Act as a vital resource for attorneys and staff on activities directed by the General Counsel and Deputy General Counsels. - Demonstrate integrity, discretion, and commitment to maintaining confidentiality and legal privileges. - Exhibit impeccable attention to detail,...

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Posted On Jul 22, 26
Full-time Experience : 10-15 yrs required

Rights Fund's (NARF) leadership team, working closely with the Executive Director and other senior leaders. The primary responsibilities include: - Overseeing multiple departments: Finance & Accounting, Development, Information Technology, Facilities, Human... Resources, and Communications. - Providing strategic and operational leadership to bu...

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Posted On Aug 04, 26
Full-time 2 views

Title Legal Intern, Climate Risk Job Responsibilities - Conduct legal and factual research on climate risk issues. - Contribute to litigation filings and administrative comments advocating for data transparency and environmental protections. - Assess the impacts of recent court decisions...

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