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United States
Posted On Aug 31, 26
Full-time Experience : Min 10 yrs required

Job Title: Director, Emerging Technology Intelligence Job Responsibilities: The Director,... Emerging Technology Intelligence is integral... to the Strategic Intelligence team within the Risk & Intelligence department at the organization. The primary role involves providing leadership to a team of analysts engaged in...

Full-time 18 views

General Counsel Job Title Associate General Counsel Job Responsibilities Lead M&A Legal Due Diligence (Primary Responsibility) - Own and coordinate the legal diligence workstream for acquisition targets from initiation through close. - Build and maintain diligence trackers that serve as the deal team’s source of truth...

Posted On Jul 26, 26
Full-time Experience : Min 12 yrs required

Title: Senior Advisor: Market Regulation & Regulatory Service Agreement (RSA) Job Responsibilities: The Senior Advisor serves as a strategic regulatory advisor and subject matter expert on market structure, market regulation, and Regulatory Services Agreement (RSA) matters. Key responsibilities include: - Regulatory Intelligence...

Posted On Jun 07, 26
Full-time 8 views Experience : Min 10 yrs required

Title: Strategic Advisor, Market and Regulatory Services Job Responsibilities: - Act as a strategic thought partner within an assigned Market and Regulatory Services (MRS) line of business, providing counsel on business initiatives, strategic planning, risk management, policy, and processes, ensuring alignment with...

Posted On Jun 21, 26
Full-time 9 views

Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Lead Risk Assessments: Conduct sophisticated risk monitoring of member firms, including complex or elevated-risk organizations, with minimal supervision. - Drive Strategic Intelligence: Analyze regulatory developments and market trends, translating them into actionable recommendations for senior...

Posted On Jun 25, 26
Full-time 7 views Experience : Min 15 yrs required

the organization's central hub for integrated risk assessment and intelligence operations. - Serve as a key advisor to executive leadership and the Board on systemic risks, emerging threats, and regulatory priorities. -... Drive collaboration across Regulatory Operations departments to ensure risk intellig...

Full-time Experience : Min 3 yrs required

Title: Policy Counsel Job Responsibilities: The Policy Counsel at the organization plays a crucial role in advancing the Policy Department's reform agenda by promoting state and federal policies that enhance the fairness and reliability of the criminal legal system to minimize wrongful...

Posted On Jul 26, 26
Full-time 1 views

Title: Senior Principal Investigator, Crypto Asset Investigations - Blockchain Technology Job Responsibilities: - Serve as an expert for the organization, applying specialized knowledge of crypto assets, blockchains, smart contracts, and other onchain technologies to address complex regulatory challenges. - Conduct investigations into potential...

Posted On Jul 26, 26
Full-time

Title: Senior Principal Investigator, Crypto Asset Investigations - Tokenized Securities Markets Job Responsibilities: - Conduct high-complexity investigations into crypto asset activities of organization member firms and their associated persons. - Provide subject matter expertise to Regulatory Operations staff on crypto asset matters and...

Posted On Aug 10, 26
Full-time 1 views Experience : Min 10 yrs required

Title: Director, Transparency Services Equities Job Responsibilities: Market Strategy & Product Leadership - Own the P&L and business operations for the organization's OTC Equity products and facilities. - Analyze market and industry trends to propose and prioritize product development strategies, balancing market needs with...

Posted On Aug 12, 26
Full-time 2 views Experience : 3-5 yrs required

exercising independent judgment with support from a Risk Monitoring Director. - Identify emerging and existing risks across... assigned firms, coordinating with specialists and internal teams to execute a comprehensive monitoring strategy. - Collaborate cross-functionally with internal departments to analyze regulatory developments, c...

Posted On Aug 20, 26
Full-time 1 views Experience : 2-10 yrs required

Title: Director, Investigations - Crypto Fraud and Market Abuse Job Responsibilities: - Lead and manage a team of investigators focusing on crypto-related fraud and market abuse within the securities industry, ensuring thorough and strategic investigations using reliable methodologies. - Drive...

Posted On Aug 31, 26
Full-time 1 views

Title: Principal Analyst, Risk Monitoring Job Responsibilities: The Principal Analyst, Risk Monitoring is responsible for conducting risk monitoring activities and ongoing risk assessments of organization members, reporting to a Risk Monitoring Director. Key responsibilities include: - Conducting risk monitoring activities which may involve...

Posted On Sep 08, 26
Full-time 1 views Experience : Min 12 yrs required

providing guidance on cross-departmental efforts to identify emerging threats and driving intelligence-led... initiatives with measurable impact across the organization. - Provide guidance and leadership to teams identifying, analyzing, and predicting a broad and complex range of emerging risks, threats, regulatory ......

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