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Posted On Aug 31, 26
Full-time Experience : Min 10 yrs required

Job Title: Director, Emerging Technology Intelligence Job Responsibilities:... The Director, Emerging Technology Intelligence plays a... the Director include: - Serving as a senior partner to internal and external stakeholders, leading cross-departmental efforts to identify emerging threats and drive intelligence-driven... initiatives with...

Posted On Jun 07, 26
Full-time 8 views Experience : Min 10 yrs required

Title: Strategic Advisor, Market and Regulatory Services Job Responsibilities: - Serve as a senior strategic partner reporting to the Chief of Staff, providing leadership and strategic support across all Market and Regulatory Services (MRS) lines of business. - Act as a strategic thought...

Posted On Jun 21, 26
Full-time 12 views Experience : 3-7 yrs required

Title: Principal Analyst, Risk Monitoring Job Responsibilities: As a Principal Risk Monitoring Analyst within the organization, you will play a critical role in ensuring the integrity and protection of . securities markets. Your primary responsibilities include: - Lead Risk Assessments: Conduct sophisticated risk...

Posted On Jul 26, 26
Full-time

Title: Senior Principal Investigator, Crypto Asset Investigations - Blockchain Technology Job Responsibilities: The Senior Principal Investigator in Crypto Asset Investigations serves as an expert in the organization, applying specialized knowledge of crypto assets, blockchains, smart contracts, and other onchain technologies...

Posted On Jul 26, 26
Full-time 1 views

Title: Senior Principal Investigator, Crypto Asset Investigations - Tokenized Securities Markets Job Responsibilities: The Senior Principal Investigator in Crypto Asset Investigations is responsible for conducting high-complexity investigations into crypto asset activities of organization member firms and their associated persons. This role involves...

Posted On Aug 11, 26
Full-time

independent judgment with the support of a Risk Monitoring Director. - Identify emerging and existing risks across... assigned firms and coordinate with specialists and internal teams to execute a comprehensive monitoring strategy. - Collaborate cross-functionally with internal departments to analyze regulatory developments,...

Posted On Aug 12, 26
Full-time 1 views Experience : Min 10 yrs required

Title: Director, Transparency Services Equities Job Responsibilities: 1. Market Strategy & Product Leadership: - Own the P&L and business operations for the organization's OTC Equity products and facilities. - Analyze market and industry trends to develop and prioritize product development strategies, aligning...

Posted On Aug 20, 26
Full-time 1 views Experience : 2-10 yrs required

Title: Director, Investigations - Crypto Exam and Regulatory Conduct Job Responsibilities: The Director of the Crypto Exam and Regulatory Conduct team is tasked with leading a team of investigators focused on crypto-related investor protection risks, market conduct rules, and regulatory obligations. Key...

Posted On Sep 01, 26
Full-time 1 views Experience : 3-7 yrs required

Director. - Identify existing and emerging risks, supporting the direct... manager in interactions with internal and external parties. - Conduct risk monitoring activities for complex or elevated risk firms with guidance and minimal supervision from a Risk Monitoring Director or designee. -...

Posted On Sep 08, 26
Full-time Experience : Min 12 yrs required

providing guidance on cross-departmental efforts to identify emerging threats and drive intelligence-led... initiatives with measurable impact across the organization. - Provide guidance and leadership to teams identifying, analyzing, and predicting a broad and complex range of emerging risks, threats, regulator...

Posted On Aug 31, 26
Full-time 1 views Experience : Min 10 yrs required

Job Title: Director, Emerging Technology Intelligence Job Responsibilities: The Director,... Emerging Technology Intelligence is integral... to the Strategic Intelligence team within the Risk & Intelligence department at the organization. The primary role involves providing leadership to a team of analysts engaged in...

Full-time 18 views

General Counsel Job Title Associate General Counsel Job Responsibilities Lead M&A Legal Due Diligence (Primary Responsibility) - Own and coordinate the legal diligence workstream for acquisition targets from initiation through close. - Build and maintain diligence trackers that serve as the deal team’s source of truth...

Posted On Jul 26, 26
Full-time Experience : Min 12 yrs required

Title: Senior Advisor: Market Regulation & Regulatory Service Agreement (RSA) Job Responsibilities: The Senior Advisor serves as a strategic regulatory advisor and subject matter expert on market structure, market regulation, and Regulatory Services Agreement (RSA) matters. Key responsibilities include: - Regulatory Intelligence...

Posted On Jun 07, 26
Full-time 8 views Experience : Min 10 yrs required

Title: Strategic Advisor, Market and Regulatory Services Job Responsibilities: - Act as a strategic thought partner within an assigned Market and Regulatory Services (MRS) line of business, providing counsel on business initiatives, strategic planning, risk management, policy, and processes, ensuring alignment with...

Posted On Jun 21, 26
Full-time 9 views

Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Lead Risk Assessments: Conduct sophisticated risk monitoring of member firms, including complex or elevated-risk organizations, with minimal supervision. - Drive Strategic Intelligence: Analyze regulatory developments and market trends, translating them into actionable recommendations for senior...

Posted On Jun 25, 26
Full-time 7 views Experience : Min 15 yrs required

the organization's central hub for integrated risk assessment and intelligence operations. - Serve as a key advisor to executive leadership and the Board on systemic risks, emerging threats, and regulatory priorities. -... Drive collaboration across Regulatory Operations departments to ensure risk intellig...

Full-time Experience : Min 3 yrs required

Title: Policy Counsel Job Responsibilities: The Policy Counsel at the organization plays a crucial role in advancing the Policy Department's reform agenda by promoting state and federal policies that enhance the fairness and reliability of the criminal legal system to minimize wrongful...

Posted On Jul 26, 26
Full-time 1 views

Title: Senior Principal Investigator, Crypto Asset Investigations - Blockchain Technology Job Responsibilities: - Serve as an expert for the organization, applying specialized knowledge of crypto assets, blockchains, smart contracts, and other onchain technologies to address complex regulatory challenges. - Conduct investigations into potential...

Posted On Jul 26, 26
Full-time

Title: Senior Principal Investigator, Crypto Asset Investigations - Tokenized Securities Markets Job Responsibilities: - Conduct high-complexity investigations into crypto asset activities of organization member firms and their associated persons. - Provide subject matter expertise to Regulatory Operations staff on crypto asset matters and...

Posted On Aug 10, 26
Full-time 1 views Experience : Min 10 yrs required

Title: Director, Transparency Services Equities Job Responsibilities: Market Strategy & Product Leadership - Own the P&L and business operations for the organization's OTC Equity products and facilities. - Analyze market and industry trends to propose and prioritize product development strategies, balancing market needs with...

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