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Attorney in Jersey City, NJ

Public Interest • **Members Only** Jersey City, NJ

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Posted On Jul 26, 26
Full-time 1 views Experience : Min 12 yrs required
Job Tags:
Affirmative Action agreements child Code of Conduct domestic partner family FINRA Insurance invention Securities securities laws spouse
Job Tags:
Affirmative Action agreements child Code of Conduct domestic partner family FINRA Insurance invention Securities securities laws spouse

interpret complex regulatory developments related to market structure and market regulation from exchanges, the SEC, and other regulatory bodies. - Provide expert guidance to senior leadership on operational, strategic, and policy implications of new and emerging regulatory requirements. - Direct the... pre...

Attorney in Jersey City, NJ

Public Interest • **Members Only** Jersey City, NJ

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Posted On Jul 26, 26
Full-time 2 views
Job Tags:
Affirmative Action blockchain child Code of Conduct domestic partner family FINRA Insurance invention Securities spouse
Job Tags:
Affirmative Action blockchain child Code of Conduct domestic partner family FINRA Insurance invention Securities spouse

Investigations - Tokenized Securities Markets Job Responsibilities: The Senior Principal Investigator... in Crypto Asset Investigations is responsible for conducting high-complexity investigations into crypto asset activities of organization member firms and their associated persons. This role involves providing subject matter expertise to Regulatory...

Attorney in Jersey City, NJ

Public Interest • **Members Only** Jersey City, NJ

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Posted On Aug 31, 26
Full-time 1 views Experience : Min 10 yrs required
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Government Insurance invention partnerships Securities securities laws Software spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Government Insurance invention partnerships Securities securities laws Software spouse

Job Title: Director, Emerging Technology Intelligence Job Responsibilities:... The Director, Emerging Technology Intelligence plays a... the Director include: - Serving as a senior partner to internal and external stakeholders, leading cross-departmental efforts to identify emerging threats and drive intelligence-driven... initiatives with...

Attorney in Jersey City, NJ

Public Interest • **Members Only** Jersey City, NJ

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Posted On Aug 20, 26
Full-time 1 views Experience : 2-10 yrs required
Job Tags:
Affirmative Action blockchain child Code of Conduct cryptocurrency domestic partner evidence family finance FINRA fraud Insurance invention Money Laundering Partnership regulatory compliance Securities Securities Exchange Act of 1934 securities laws spouse
Job Tags:
Affirmative Action blockchain child Code of Conduct cryptocurrency domestic partner evidence family finance FINRA fraud Insurance invention Money Laundering Partnership regulatory compliance Securities Securities Exchange Act of 1934 securities laws spouse

Title: Director, Investigations - Crypto Exam and Regulatory Conduct Job Responsibilities: The Director of the Crypto Exam and Regulatory Conduct team is tasked with leading a team of investigators focused on crypto-related investor protection risks, market conduct rules, and regulatory obligations. Key...

Attorney in Jersey City, NJ

Public Interest • **Members Only** Jersey City, NJ

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Posted On Jun 21, 26
Full-time 12 views Experience : 3-7 yrs required
Job Tags:
Affirmative Action child Code of Conduct domestic partner family finance FINRA fraud Insurance invention Money Laundering Securities special projects spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family finance FINRA fraud Insurance invention Money Laundering Securities special projects spouse

in ensuring the integrity and protection of . securities markets. Your primary responsibilities include: -... Lead Risk Assessments: Conduct sophisticated risk monitoring of member firms, particularly those that are complex or present elevated risks, with minimal supervision. - Drive Strategic Intelligence: Analyze...

Attorney in Jersey City, NJ

Public Interest • **Members Only** Jersey City, NJ

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Posted On Jul 26, 26
Full-time 1 views
Job Tags:
Affirmative Action blockchain child Code of Conduct Cybersecurity domestic partner family FINRA fraud Insurance invention Money Laundering Securities spouse
Job Tags:
Affirmative Action blockchain child Code of Conduct Cybersecurity domestic partner family FINRA fraud Insurance invention Money Laundering Securities spouse

Title: Senior Principal Investigator, Crypto Asset Investigations - Blockchain Technology Job Responsibilities: The Senior Principal Investigator in Crypto Asset Investigations serves as an expert in the organization, applying specialized knowledge of crypto assets, blockchains, smart contracts, and other onchain technologies...

Attorney in Jersey City, NJ

Public Interest • **Members Only** Jersey City, NJ

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Posted On Aug 11, 26
Full-time
Job Tags:
Affirmative Action child Code of Conduct domestic partner family finance FINRA fraud Insurance invention Money Laundering Securities special projects spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family finance FINRA fraud Insurance invention Money Laundering Securities special projects spouse

independent judgment with the support of a Risk Monitoring Director. - Identify emerging and existing risks across... assigned firms and coordinate with specialists and internal teams to execute a comprehensive monitoring strategy. - Collaborate cross-functionally with internal departments to analyze regulatory developments,...

Attorney in Jersey City, NJ

Public Interest • **Members Only** Jersey City, NJ

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Posted On Aug 12, 26
Full-time 1 views Experience : Min 10 yrs required
Job Tags:
Affirmative Action child Code of Conduct cryptocurrency domestic partner equity family finance FINRA fraud Insurance invention Securities spouse
Job Tags:
Affirmative Action child Code of Conduct cryptocurrency domestic partner equity family finance FINRA fraud Insurance invention Securities spouse

Title: Director, Transparency Services Equities Job Responsibilities: 1. Market Strategy & Product Leadership: - Own the P&L and business operations for the organization's OTC Equity products and facilities. - Analyze market and industry trends to develop and prioritize product development strategies, aligning...

Attorney in Jersey City, NJ

Public Interest • **Members Only** Jersey City, NJ

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Posted On Sep 01, 26
Full-time 1 views Experience : 3-7 yrs required
Job Tags:
Affirmative Action child Code of Conduct domestic partner family finance Financial Industry Regulatory Authority FINRA fraud Insurance invention Money Laundering Securities special projects spouse Trademark
Job Tags:
Affirmative Action child Code of Conduct domestic partner family finance Financial Industry Regulatory Authority FINRA fraud Insurance invention Money Laundering Securities special projects spouse Trademark

Director. - Identify existing and emerging risks, supporting the direct... manager in interactions with internal and external parties. - Conduct risk monitoring activities for complex or elevated risk firms with guidance and minimal supervision from a Risk Monitoring Director or designee. -...

Attorney in Jersey City, NJ

Public Interest • **Members Only** Jersey City, NJ

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Posted On Sep 08, 26
Full-time 1 views Experience : Min 12 yrs required
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Government Insurance invention partnerships Securities securities laws Software spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Government Insurance invention partnerships Securities securities laws Software spouse

providing guidance on cross-departmental efforts to identify emerging threats and drive intelligence-led... initiatives with measurable impact across the organization. - Provide guidance and leadership to teams identifying, analyzing, and predicting a broad and complex range of emerging risks, threats, regulator...

Attorney in Jersey City, NJ

Public Interest • **Members Only** Jersey City, NJ

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Posted On Sep 15, 26
Full-time 1 views Experience : Min 10 yrs required
Job Tags:
Affirmative Action child Code of Conduct domestic partner family financial products FINRA Insurance invention Securities Software spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family financial products FINRA Insurance invention Securities Software spouse

key member of senior management and a strategic advisor to business stakeholders, providing leadership and direction on regulatory oversight, emerging risks, and intelligence-driven initiatives. ... - Facilitate strategic discussions and decisions, engage senior leadership on priorities, and recommend improvements to su...

Attorney in Jersey City, NJ

Public Interest • **Members Only** Jersey City, NJ

Apply
Posted On Sep 15, 26
Full-time 2 views Experience : Min 10 yrs required
Job Tags:
Affirmative Action child Code of Conduct domestic partner family financial products FINRA Insurance invention Securities Software spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family financial products FINRA Insurance invention Securities Software spouse

senior management and strategic advisor to business stakeholders, providing critical leadership and strategic direction on regulatory oversight, emerging risks, and intelligence-driven initiatives. -... Drive strategic discussions, decisions, and cross-departmental initiatives; engage senior leadership on priorities, opportunities, and gaps; and make recommendations...

Attorney in New York City, NY

Public Interest • **Members Only** New York City, NY

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Posted On Jul 26, 26
Full-time 1 views Experience : Min 12 yrs required
Job Tags:
Affirmative Action agreements child Code of Conduct domestic partner family FINRA Insurance invention Securities securities laws spouse
Job Tags:
Affirmative Action agreements child Code of Conduct domestic partner family FINRA Insurance invention Securities securities laws spouse

Title: Senior Advisor: Market Regulation & Regulatory Service Agreement (RSA) Job Responsibilities: The Senior Advisor serves as a strategic regulatory advisor and subject matter expert on market structure, market regulation, and Regulatory Services Agreement (RSA) matters. Key responsibilities include: - Regulatory Intelligence...

Attorney in New York City, NY

Public Interest • **Members Only** New York City, NY

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Posted On Aug 20, 26
Full-time 1 views Experience : 2-10 yrs required
Job Tags:
abuse Affirmative Action blockchain child Code of Conduct cryptocurrency domestic partner evidence family finance FINRA fraud Insurance invention Money Laundering Partnership regulatory compliance Securities Securities Exchange Act of 1934 securities laws spouse
Job Tags:
abuse Affirmative Action blockchain child Code of Conduct cryptocurrency domestic partner evidence family finance FINRA fraud Insurance invention Money Laundering Partnership regulatory compliance Securities Securities Exchange Act of 1934 securities laws spouse

Title: Director, Investigations - Crypto Fraud and Market Abuse Job Responsibilities: - Lead and manage a team of investigators focusing on crypto-related fraud and market abuse within the securities industry, ensuring thorough and strategic investigations using reliable methodologies. - Drive...

Attorney in New York City, NY

Public Interest • **Members Only** New York City, NY

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Posted On Jul 26, 26
Full-time 1 views
Job Tags:
Affirmative Action blockchain child Code of Conduct domestic partner family FINRA Insurance invention Securities spouse
Job Tags:
Affirmative Action blockchain child Code of Conduct domestic partner family FINRA Insurance invention Securities spouse

Investigations - Tokenized Securities Markets Job Responsibilities: - Conduct high-complexity investigations... into crypto asset activities of organization member firms and their associated persons. - Provide subject matter expertise to Regulatory Operations staff on crypto asset matters and initiatives. - Assist in the development and...

Attorney in New York City, NY

Public Interest • **Members Only** New York City, NY

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Posted On Aug 31, 26
Full-time 1 views Experience : Min 10 yrs required
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Government Insurance invention partnerships Securities securities laws Software spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Government Insurance invention partnerships Securities securities laws Software spouse

Job Title: Director, Emerging Technology Intelligence Job Responsibilities: The Director,... Emerging Technology Intelligence is integral... to the Strategic Intelligence team within the Risk & Intelligence department at the organization. The primary role involves providing leadership to a team of analysts engaged in...

Attorney in New York City, NY

Public Interest • **Members Only** New York City, NY

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Posted On Aug 17, 26
Full-time
Job Tags:
Administrative Law Constitutional Law Corporate Taxation Domestic Violence Emerging Markets equity GDPR Litigation Partnership Privacy tax litigation Taxation
Job Tags:
Administrative Law Constitutional Law Corporate Taxation Domestic Violence Emerging Markets equity GDPR Litigation Partnership Privacy tax litigation Taxation

Title: Tax Law and Policy Fellow Job Responsibilities: The Tax Law and Policy Fellow will be responsible for a variety of tasks within an established department, including: - Researching and drafting comments on proposed administrative actions, legal briefs, legislative language, and policy...

Attorney in New York City, NY

Public Interest • **Members Only** New York City, NY

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Posted On Jun 21, 26
Full-time 9 views
Job Tags:
Affirmative Action child Code of Conduct domestic partner family finance FINRA fraud Insurance invention Money Laundering Securities special projects spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family finance FINRA fraud Insurance invention Money Laundering Securities special projects spouse

Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Lead Risk Assessments: Conduct sophisticated risk monitoring of member firms, including complex or elevated-risk organizations, with minimal supervision. - Drive Strategic Intelligence: Analyze regulatory developments and market trends, translating them into actionable recommendations for senior...

Attorney in New York City, NY

Public Interest • **Members Only** New York City, NY

Apply
Posted On Jun 25, 26
Full-time 7 views Experience : Min 15 yrs required
Job Tags:
Affirmative Action artificial intelligence child Code of Conduct domestic partner emerging technologies family financial services regulation FINRA fraud Insurance invention Machine Learning Securities spouse
Job Tags:
Affirmative Action artificial intelligence child Code of Conduct domestic partner emerging technologies family financial services regulation FINRA fraud Insurance invention Machine Learning Securities spouse

the organization's central hub for integrated risk assessment and intelligence operations. - Serve as a key advisor to executive leadership and the Board on systemic risks, emerging threats, and regulatory priorities. -... Drive collaboration across Regulatory Operations departments to ensure risk intellig...

Posted On Jul 23, 26
Full-time 2 views Experience : 4-10 yrs required
Practice Area:
Administrative Law Government and Government Relations Government - General
Job Tags:
consumer protection Consumer Protection Law Harassment licensing Litigation Media trials
Practice Area:
Administrative Law Government and Government Relations Government - General
Job Tags:
consumer protection Consumer Protection Law Harassment licensing Litigation Media trials

Title Associate General Counsel (AGC) Job Responsibilities The Associate General Counsel (AGC) will serve in the General Counsel Division (GCD) of the organization, reporting to the General Counsel and Deputy General Counsel for Litigation and Regulatory Enforcement. The AGC will be...

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