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United States
Posted On Jul 07, 26
Full-time 2 views Experience : Min 10 yrs required
Practice Area:
Nonprofit / Charities Law Health Care - Compliance, Transactions, HIPAA Health Care - General Corporate - M&A Corporate - Contract Law Corporate - General
Job Tags:
acquisitions corporate governance Litigation mergers regulatory compliance
Practice Area:
Nonprofit / Charities Law Health Care - Compliance, Transactions, HIPAA Health Care - General Corporate - M&A Corporate - Contract Law Corporate - General
Job Tags:
acquisitions corporate governance Litigation mergers regulatory compliance

Title: Deputy General Counsel / General Counsel Job Responsibilities: The Deputy General Counsel / General Counsel holds a strategic, senior-leadership role within the organization. This position is primarily responsible for serving as the senior legal advisor to Boundless while also supporting the...

Attorney in Philadelphia, PA

Public Interest • **Members Only** Philadelphia, PA

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Posted On Aug 12, 26
Full-time 3 views Experience : 3-5 yrs required
Job Tags:
Affirmative Action child Code of Conduct domestic partner family finance FINRA fraud Insurance invention Money Laundering Securities special projects spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family finance FINRA fraud Insurance invention Money Laundering Securities special projects spouse

Job Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Lead risk... monitoring activities for complex... the support of a Risk Monitoring Director. - Identify emerging... and existing risks across assigned firms, coordinating with specialists and internal teams to execute a comprehensive monitoring strategy. -...

Attorney in Philadelphia, PA

Public Interest • **Members Only** Philadelphia, PA

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Posted On Sep 01, 26
Full-time 1 views
Job Tags:
Affirmative Action child Code of Conduct domestic partner family finance Financial Industry Regulatory Authority FINRA fraud Insurance invention Money Laundering Securities special projects spouse Trademark
Job Tags:
Affirmative Action child Code of Conduct domestic partner family finance Financial Industry Regulatory Authority FINRA fraud Insurance invention Money Laundering Securities special projects spouse Trademark

Job Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Conduct risk... monitoring activities and ongoing... risk assessments of FINRA members,... reporting to a Risk Monitoring Director. - This senior-level... and external parties. - Perform risk monitoring activities, including those... involving complex or elevated risk firms, with guidance and... Risk...

Attorney in Philadelphia, PA

Public Interest • **Members Only** Philadelphia, PA

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Posted On Sep 08, 26
Full-time 1 views Experience : Min 12 yrs required
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Government Insurance invention partnerships Securities securities laws Software spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Government Insurance invention partnerships Securities securities laws Software spouse

Director, Trading and Product Risk Intelligence Job Responsibilities: - Serve... as a senior strategic partner to internal and external stakeholders, providing guidance on cross-departmental efforts to identify emerging threats and driving intelligence-led initiatives with measurable impact across the organization. - Provide...

Attorney in Philadelphia, PA

Public Interest • **Members Only** Philadelphia, PA

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Posted On Sep 15, 26
Full-time 1 views Experience : Min 10 yrs required
Job Tags:
Affirmative Action child Code of Conduct domestic partner family financial products FINRA Insurance invention Securities Software spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family financial products FINRA Insurance invention Securities Software spouse

President, Trading and Product Risk Intelligence Job Responsibilities: The Vice President,... Trading and Product Risk Intelligence, is a vital... role within the Intelligence leadership team, reporting directly to the Senior Vice President of Strategic Intelligence. The responsibilities include: - Leading a team of...

Attorney in Philadelphia, PA

Public Interest • **Members Only** Philadelphia, PA

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Posted On Sep 29, 26
Full-time
Job Tags:
Affirmative Action child Code of Conduct domestic partner family finance FINRA Insurance invention Securities special projects spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family finance FINRA Insurance invention Securities special projects spouse

Job Title: Director, Risk Monitoring Job Responsibilities: - Ensure implementation... and completion of the Risk Monitoring Program for a... or Business Segment. - Supervise Risk Monitoring Analysts, ensuring timeliness,... precision, and quality of risk assessments and related reports. -... Oversee development of risk-based Regulatory Responses and evaluate......

Attorney in Philadelphia, PA

Public Interest • **Members Only** Philadelphia, PA

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Posted On Aug 20, 26
Full-time 1 views Experience : 2-10 yrs required
Job Tags:
abuse Affirmative Action blockchain child Code of Conduct cryptocurrency domestic partner evidence family finance FINRA fraud Insurance invention Money Laundering Partnership regulatory compliance Securities Securities Exchange Act of 1934 securities laws spouse
Job Tags:
abuse Affirmative Action blockchain child Code of Conduct cryptocurrency domestic partner evidence family finance FINRA fraud Insurance invention Money Laundering Partnership regulatory compliance Securities Securities Exchange Act of 1934 securities laws spouse

Title: Director, Investigations - Crypto Fraud and Market Abuse Job Responsibilities: The Director of the Crypto Fraud & Market Abuse team is responsible for leading a team of investigators focused on the detection, investigation, and mitigation of crypto-related fraud and market abuse...

Attorney in Philadelphia, PA

Public Interest • **Members Only** Philadelphia, PA

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Posted On Aug 20, 26
Full-time 1 views Experience : 2-10 yrs required
Job Tags:
Affirmative Action blockchain child Code of Conduct cryptocurrency domestic partner evidence family finance FINRA fraud Insurance invention Money Laundering Partnership regulatory compliance Securities Securities Exchange Act of 1934 securities laws spouse
Job Tags:
Affirmative Action blockchain child Code of Conduct cryptocurrency domestic partner evidence family finance FINRA fraud Insurance invention Money Laundering Partnership regulatory compliance Securities Securities Exchange Act of 1934 securities laws spouse

Title: Director, Investigations - Crypto Exam and Regulatory Conduct Job Responsibilities: The Director of the Crypto Exam and Regulatory Conduct team is tasked with leading a proficient team of investigators focusing on crypto-related investor protection risks, market conduct rules, and regulatory obligations....

Attorney in Philadelphia, PA

Public Interest • **Members Only** Philadelphia, PA

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Posted On Jul 05, 26
Full-time 3 views Experience : Min 12 yrs required
Job Tags:
Affirmative Action child Code of Conduct corporate compliance domestic partner family finance financial services regulation FINRA Government Insurance invention Litigation Media Securities special projects spouse
Job Tags:
Affirmative Action child Code of Conduct corporate compliance domestic partner family finance financial services regulation FINRA Government Insurance invention Litigation Media Securities special projects spouse

Title: Vice President, Enforcement Senior Advisor & Operations Job Responsibilities: - Serve as a strategic partner and thought leader to the EVP of Enforcement, offering expert advice on operational, policy, and regulatory matters. - Exercise sound judgment and independent decision-making authority on matters...

Posted On Jul 07, 26
Full-time 2 views Experience : Min 4 yrs required
Practice Area:
Education - Districts, School Boards, Teachers Education - Defense Education - General
Job Tags:
appeals children Civil Rights Common Law Environmental Litigation evidence Government Litigation Parental Rights regulatory compliance Social Services Software special projects title
Practice Area:
Education - Districts, School Boards, Teachers Education - Defense Education - General
Job Tags:
appeals children Civil Rights Common Law Environmental Litigation evidence Government Litigation Parental Rights regulatory compliance Social Services Software special projects title

Assistant General Counsel, Compliance and Diverse Initiatives Job Responsibilities: The Assistant General Counsel, Compliance and Diverse Initiatives, provides legal advice and representation to the Board of Education and **Members Only.**, focusing on federal litigation, investigatory responses, regulatory compliance, and...

Attorney in Philadelphia, PA

Public Interest • **Members Only** Philadelphia, PA

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Posted On Aug 26, 26
Full-time 1 views Experience : Min 10 yrs required
Job Tags:
Affirmative Action agreements Case Law child Code of Conduct directors domestic partner family FINRA Insurance invention Litigation Partnership Securities Securities Exchange Act of 1934 securities laws spouse trials
Job Tags:
Affirmative Action agreements Case Law child Code of Conduct directors domestic partner family FINRA Insurance invention Litigation Partnership Securities Securities Exchange Act of 1934 securities laws spouse trials

Title: Director, Enforcement Job Responsibilities: The Enforcement Director is responsible for managing a team of 5-8 Enforcement attorneys to develop and resolve Enforcement cases from inception to completion. The Director oversees a diverse docket of cases, ensuring outcomes are based on accurate...

Attorney in Philadelphia, PA

Public Interest • **Members Only** Philadelphia, PA

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Posted On Aug 31, 26
Full-time 1 views Experience : Min 10 yrs required
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Government Insurance invention partnerships Securities securities laws Software spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Government Insurance invention partnerships Securities securities laws Software spouse

Title: Director, Emerging Technology Intelligence Job Responsibilities: The Director, Strategic Intelligence is responsible for leading a team of intelligence analysts within the Strategic Intelligence department. The role involves: - Serving as a senior partner to internal and external stakeholders, leading cross-departmental efforts to...

Attorney in Philadelphia, PA

Public Interest • **Members Only** Philadelphia, PA

Apply
Posted On Sep 15, 26
Full-time 2 views Experience : Min 10 yrs required
Job Tags:
Affirmative Action child Code of Conduct domestic partner family financial products FINRA Insurance invention Securities Software spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family financial products FINRA Insurance invention Securities Software spouse

as a key member of senior management and strategic advisor to... business stakeholders. - Partner across departments to provide critical leadership and strategic direction on regulatory oversight, emerging risks, and intelligence-driven initiatives. - Drive strategic discussions, decisions, and cross-departmental initiativ...

Attorney in Philadelphia, PA

Public Interest • **Members Only** Philadelphia, PA

Apply
Posted On Sep 22, 26
Full-time Experience : Min 10 yrs required
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Insurance invention Securities spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Insurance invention Securities spouse

providing leadership in regulatory risk assessment and the development... of regulatory strategy. Key responsibilities include: - Conducting continuous qualitative research into market conditions and developments in collaboration with Surveillance Operations leadership. - Managing an analyst to develop and deliver specialized reports on...

Posted On Sep 29, 26
Full-time Experience : Min 5 yrs required
Practice Area:
Health Care - Compliance, Transactions, HIPAA Health Care - General
Job Tags:
agreements artificial intelligence confidentiality agreements higher education hospitals Insurance Intellectual Property Privacy regulatory compliance
Practice Area:
Health Care - Compliance, Transactions, HIPAA Health Care - General
Job Tags:
agreements artificial intelligence confidentiality agreements higher education hospitals Insurance Intellectual Property Privacy regulatory compliance

requires collaboration with business partners to ensure that legal guidance is in alignment with business objectives and the organization's approved risk tolerance. Job Description Summary The... individual in this role will offer daily legal counsel and operational support within a specif...

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