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United States
Attorney in San Francisco, CA

Public Interest • **Members Only** San Francisco, CA

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Posted On Jul 26, 26
Full-time 1 views Experience : Min 12 yrs required
Job Tags:
Affirmative Action agreements child Code of Conduct domestic partner family FINRA Insurance invention Securities securities laws spouse
Job Tags:
Affirmative Action agreements child Code of Conduct domestic partner family FINRA Insurance invention Securities securities laws spouse

Title: Senior Advisor: Market Regulation & Regulatory Service Agreement... market structure and market regulation from exchanges, the organization,... the SEC, and other regulatory bodies. - Provide expert guidance to senior leadership on the operational, strategic, and policy implications of new and...

Attorney in San Francisco, CA

Public Interest • **Members Only** San Francisco, CA

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Posted On Jul 05, 26
Full-time 3 views Experience : Min 12 yrs required
Job Tags:
Affirmative Action child Code of Conduct corporate compliance domestic partner family finance financial services regulation FINRA Government Insurance invention Litigation Media Securities special projects spouse
Job Tags:
Affirmative Action child Code of Conduct corporate compliance domestic partner family finance financial services regulation FINRA Government Insurance invention Litigation Media Securities special projects spouse

Title: Vice President, Enforcement Senior Advisor & Operations Job Responsibilities: - Serve as a strategic partner and thought leader to the EVP, providing expert advice on significant matters related to Enforcement and the organization's regulatory mission. - Exercise sound judgment and independent decision-making...

Attorney in San Francisco, CA

Public Interest • **Members Only** San Francisco, CA

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Posted On Jun 21, 26
Full-time 6 views Experience : 5-10 yrs required
Job Tags:
Affirmative Action child Code of Conduct domestic partner family finance FINRA fraud Insurance invention Money Laundering Securities special projects spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family finance FINRA fraud Insurance invention Money Laundering Securities special projects spouse

Title: Principal Analyst, Risk Monitoring Job Responsibilities: As a Principal Risk Monitoring Analyst, the candidate will play a crucial role in protecting the integrity of . securities markets. The responsibilities include: - Leading risk assessments by conducting sophisticated risk monitoring of member firms,...

Attorney in San Francisco, CA

Public Interest • **Members Only** San Francisco, CA

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Posted On Aug 20, 26
Full-time 1 views Experience : 2-10 yrs required
Job Tags:
abuse Affirmative Action blockchain child Code of Conduct cryptocurrency domestic partner evidence family finance FINRA fraud Insurance invention Money Laundering Partnership regulatory compliance Securities Securities Exchange Act of 1934 securities laws spouse
Job Tags:
abuse Affirmative Action blockchain child Code of Conduct cryptocurrency domestic partner evidence family finance FINRA fraud Insurance invention Money Laundering Partnership regulatory compliance Securities Securities Exchange Act of 1934 securities laws spouse

Title: Director, Investigations - Crypto Fraud and Market Abuse Job Responsibilities: The Director of the Crypto Fraud & Market Abuse team is tasked with leading a team of investigators focused on detecting, investigating, and mitigating crypto-related fraud and market abuse within the...

Attorney in San Francisco, CA

Public Interest • **Members Only** San Francisco, CA

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Posted On Sep 15, 26
Full-time Experience : Min 10 yrs required
Job Tags:
Affirmative Action child Code of Conduct domestic partner family financial products FINRA Insurance invention Securities Software spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family financial products FINRA Insurance invention Securities Software spouse

Title: Vice President, Trading and Product Risk Intelligence Job Responsibilities: The Vice President, Trading and Product Risk Intelligence, is a pivotal role within the intelligence leadership team, directly reporting to the Senior Vice President of Strategic Intelligence. This strategic leader is responsible...

Posted On Jul 07, 26
Full-time Experience : Min 10 yrs required
Practice Area:
International Trade Government - General
Job Tags:
Cybersecurity equity finance international trade IP Privacy
Practice Area:
International Trade Government - General
Job Tags:
Cybersecurity equity finance international trade IP Privacy

Collaborate with various teams across the organization to design and implement compliance strategies, ensuring adherence to international trade laws and regulations. - Advise cross-functional teams on compliance and legal requirements applicable to the organization's products and services, focusing on export c......

Attorney in San Francisco, CA

Public Interest • **Members Only** San Francisco, CA

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Posted On Aug 12, 26
Full-time 1 views
Job Tags:
Affirmative Action child Code of Conduct domestic partner family finance FINRA fraud Insurance invention Money Laundering Securities special projects spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family finance FINRA fraud Insurance invention Money Laundering Securities special projects spouse

Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Lead risk monitoring activities for complex and elevated-risk member firms, exercising independent judgment with the support of a Risk Monitoring Director. - Identify emerging and existing risks across assigned firms, coordinating with specialists and internal...

Posted On Aug 25, 26
Full-time Experience : Min 10 yrs required
Practice Area:
Administrative Law Government - General
Job Tags:
Affirmative Action agreements Case Law child Code of Conduct directors domestic partner family FINRA Insurance invention Litigation Partnership Securities Securities Exchange Act of 1934 securities laws spouse trials
Practice Area:
Administrative Law Government - General
Job Tags:
Affirmative Action agreements Case Law child Code of Conduct directors domestic partner family FINRA Insurance invention Litigation Partnership Securities Securities Exchange Act of 1934 securities laws spouse trials

Title: Director, Enforcement Job Responsibilities: The Director of Enforcement is responsible for managing a team of 5-8 Enforcement attorneys throughout all stages of Enforcement cases, from inception to completion. The role includes overseeing a large and diverse docket of cases, ensuring outcomes...

Attorney in San Francisco, CA

Public Interest • **Members Only** San Francisco, CA

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Posted On Sep 22, 26
Full-time Experience : Min 10 yrs required
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Insurance invention Securities spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Insurance invention Securities spouse

Title: Director, Market Strategy & Research Job Responsibilities: - Provide leadership in proactive regulatory risk assessment and the development of regulatory strategy. - Conduct continuous qualitative research into market conditions and developments in collaboration with Surveillance Operations leadership. - Manage an analyst to develop...

Posted On Sep 21, 26
Full-time 1 views Experience : Min 10 yrs required
Practice Area:
Nonprofit / Charities Law Employment Law - Management (Compliance & Counseling) Employment Law - Litigation Employer Defense Employment Law - General
Job Tags:
board of directors bylaws contracts Employment Law equity fiduciary finance Government health benefits Insurance Labor Relations Litigation lobbying partnerships professional liability
Practice Area:
Nonprofit / Charities Law Employment Law - Management (Compliance & Counseling) Employment Law - Litigation Employer Defense Employment Law - General
Job Tags:
board of directors bylaws contracts Employment Law equity fiduciary finance Government health benefits Insurance Labor Relations Litigation lobbying partnerships professional liability

Title General Counsel Job Responsibilities Strategic Leadership and Counsel - Serve as the primary legal advisor to the CEO, Board of Directors, Human Resources, Finance, and leadership team. - Provide... practical legal advice to support organizational goals and strategic initiatives. - Identify legal, regulatory, and operational...

Attorney in Vallejo, CA

Public Interest • **Members Only** Vallejo, CA

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Posted On Aug 25, 26
Full-time 1 views Experience : Min 4 yrs required
Job Tags:
Affirmative Action board of directors conflict resolution finance Fringe Benefits Litigation special projects title Women
Job Tags:
Affirmative Action board of directors conflict resolution finance Fringe Benefits Litigation special projects title Women

TITLE Pro Bono Manager (Managing Attorney – Pro Bono Programs) JOB RESPONSIBILITIES The Pro Bono Manager at the organization will be responsible for overseeing and managing the recruitment, training, supervision, retention, and support of pro bono attorneys, law clerks, and...

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