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Posted On Jul 26, 26
Full-time 1 views Experience : Min 12 yrs required

Title: Senior Advisor: Market Regulation & Regulatory Service Agreement... market structure and market regulation from exchanges, the SEC,... and other regulatory bodies. - Provide expert guidance to senior leadership on operational, strategic, and policy implications of new and emerging regulatory requirements. -...

Posted On Aug 12, 26
Full-time 1 views Experience : Min 10 yrs required

Job Title: Director, Transparency Services Equities Job Responsibilities: 1. Market Strategy... & Product Leadership: - Own the P&L and business operations for the organization's OTC Equity products and facilities. - Analyze market and industry trends to develop and prioritize product development strategies,...

Posted On Sep 08, 26
Full-time 1 views Experience : Min 6 yrs required

Principal Analyst, Dispute Resolution Services Training Job Responsibilities: The Principal Analyst... in the Dispute Resolution Services Training department is tasked... within the Dispute Resolution Services (DRS). The role includes... training new hires, delivering customized training sessions for all staff levels on new...

Posted On Aug 20, 26
Full-time 1 views Experience : 2-10 yrs required

Title: Director, Investigations - Crypto Exam and Regulatory Conduct Job Responsibilities: The Director of the Crypto Exam and Regulatory Conduct team is tasked with leading a team of investigators focused on crypto-related investor protection risks, market conduct rules, and regulatory obligations. Key...

Posted On Aug 20, 26
Full-time 1 views Experience : 2-10 yrs required

Title: Director, Investigations - Crypto Fraud and Market Abuse Job Responsibilities: The Director of the Crypto Fraud & Market Abuse team is tasked with the leadership and management of a specialized group of investigators focused on identifying, investigating, and mitigating...

Posted On Sep 15, 26
Full-time 2 views Experience : Min 10 yrs required

Title: Vice President, Trading and Product Risk Intelligence Job Responsibilities: - Serve as a key member of senior management and strategic advisor to business stakeholders, providing critical leadership and strategic direction on regulatory oversight, emerging risks, and intelligence-driven initiatives. - Drive strategic discussions,...

Posted On Jul 26, 26
Full-time 2 views

Title: Senior Principal Investigator, Crypto Asset Investigations - Tokenized Securities Markets Job Responsibilities: The Senior Principal Investigator in Crypto Asset Investigations is responsible for conducting high-complexity investigations into crypto asset activities of organization member firms and their associated persons. This role involves...

Posted On Aug 11, 26
Full-time

Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Lead risk monitoring activities for complex and elevated-risk member firms, utilizing independent judgment with the support of a Risk Monitoring Director. - Identify emerging and existing risks across assigned firms and coordinate with specialists and...

Full-time 1 views Experience : Min 10 yrs required

Title: Director, Enforcement Job Responsibilities: The Director of Enforcement is responsible for managing a team of 5-8 enforcement attorneys, overseeing the development and resolution of enforcement cases from inception to completion. The Director ensures that all cases are supported by complete, accurate,...

Posted On Sep 01, 26
Full-time 1 views Experience : 3-7 yrs required

Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of organization members, reporting to a Risk Monitoring Director. - Identify existing and emerging risks, supporting the direct manager in interactions with internal and external parties. - Conduct...

Posted On Sep 15, 26
Full-time 1 views Experience : Min 10 yrs required

Title: Vice President, Strategic and Threat Intelligence Job Responsibilities: 1. Strategic Planning, Leadership, and Stakeholder Engagement: - Serve as a key member of senior management and a strategic advisor to business stakeholders, providing leadership and direction on regulatory oversight, emerging risks, and...

Full-time 3 views Experience : Min 10 yrs required

array of healthcare transactions and commercial agreements, including mergers, acquisitions, joint ventures, strategic affiliations, physician employment, and professional services agreements. - Draft, review, negotiate,... and advise on complex contractual arrangements. - Provide timely and practical legal advice to executives, operational leaders,...

Full-time Experience : Min 10 yrs required

and commercial agreements, including mergers, acquisitions, joint ventures, strategic affiliations, physician employment, and professional services agreements, as well as... clinical and operational agreements such as information technology and SaaS agreements. - Draft, review, negotiate, and provide advice on complex contractual arrangements...

Posted On Jul 26, 26
Full-time 1 views Experience : Min 12 yrs required

Title: Senior Advisor: Market Regulation & Regulatory Service Agreement... on market structure, market regulation, and Regulatory Services Agreement... (RSA) matters. Key... & Strategic Advisory: - Monitor, analyze, and interpret complex regulatory developments related to market structure and market regulation fr...

Posted On Aug 10, 26
Full-time 1 views Experience : Min 10 yrs required

Job Title: Director, Transparency Services Equities Job Responsibilities: Market Strategy &... Product Leadership - Own the P&L and business operations for the organization's OTC Equity products and facilities. - Analyze market and industry trends to propose and prioritize product development strategies, balancing market needs...

Posted On Jun 25, 26
Full-time 7 views Experience : Min 15 yrs required

Title: Executive Vice President, Risk & Intelligence Job Responsibilities: Strategic Leadership - Establish and execute the strategic vision for Risk and Intelligence as the organization's central hub for integrated risk assessment and intelligence operations. - Serve as a key advisor to executive leadership and...

Posted On Jul 02, 26
Full-time 4 views Experience : Min 12 yrs required

Title: Vice President, Enforcement Senior Advisor & Operations Job Responsibilities: - Serve as a strategic partner and thought leader to the EVP of Enforcement, acting as a trusted advisor on significant matters related to Enforcement and the organization's regulatory mission. - Exercise sound...

Posted On Jul 31, 26
Full-time 3 views

Provide full and advice services to clients seeking assistance... tenant rights, benefits, etc. - Maintain accurate and comprehensive electronic and physical case files. - Conduct field visits as needed to complete intake, assessment, or case follow-up services for homebound clients. - Assist... clie...

Posted On Aug 20, 26
Full-time 1 views Experience : 2-10 yrs required

Title: Director, Investigations - Crypto Fraud and Market Abuse Job Responsibilities: - Lead and manage a team of investigators focusing on crypto-related fraud and market abuse within the securities industry, ensuring thorough and strategic investigations using reliable methodologies. - Drive...

Posted On Sep 15, 26
Full-time 2 views Experience : Min 10 yrs required

Title: Vice President, Trading and Product Risk Intelligence Job Responsibilities: Strategic Planning, Leadership, and Stakeholder Engagement - Serve as a key member of senior management and strategic advisor to business stakeholders, partnering across departments to provide critical leadership and strategic direction on regulatory...

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