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Attorney in Dallas, TX

Public Interest • **Members Only** Dallas, TX

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Posted On Jun 21, 26
Full-time 12 views
Job Tags:
Affirmative Action child Code of Conduct domestic partner family finance FINRA fraud Insurance invention Money Laundering Securities special projects spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family finance FINRA fraud Insurance invention Money Laundering Securities special projects spouse

Title Principal Analyst, Risk Monitoring Job Responsibilities As a Principal Risk Monitoring Analyst at the organization, you will play a crucial role in maintaining the integrity of . securities markets by identifying emerging risks and assessing complex member firms. Your...

Attorney in Dallas, TX

Public Interest • **Members Only** Dallas, TX

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Posted On Jul 05, 26
Full-time 2 views Experience : Min 12 yrs required
Job Tags:
Affirmative Action child Code of Conduct corporate compliance domestic partner family finance financial services regulation FINRA Government Insurance invention Litigation Media Securities special projects spouse
Job Tags:
Affirmative Action child Code of Conduct corporate compliance domestic partner family finance financial services regulation FINRA Government Insurance invention Litigation Media Securities special projects spouse

Title: Vice President, Enforcement Senior Advisor & Operations Job Responsibilities: - Serve as a strategic partner and thought leader to the EVP, acting as a trusted advisor on significant matters related to Enforcement and the organization's regulatory mission. - Exercise sound judgment and...

Attorney in Dallas, TX

Public Interest • **Members Only** Dallas, TX

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Posted On Jul 14, 26
Full-time 1 views Experience : Min 5 yrs required
Job Tags:
artificial intelligence finance fraud
Job Tags:
artificial intelligence finance fraud

Title: Audit and Advisory Lead Job Responsibilities: - Lead and execute audit and advisory procedures to identify root causes of issues, define risk exposures, and recommend solutions that align with the organization's strategic objectives. - Develop and present comprehensive audit reports that include...

Attorney in Dallas, TX

Public Interest • **Members Only** Dallas, TX

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Posted On Aug 12, 26
Full-time 2 views
Job Tags:
Affirmative Action child Code of Conduct domestic partner family finance FINRA fraud Insurance invention Money Laundering Securities special projects spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family finance FINRA fraud Insurance invention Money Laundering Securities special projects spouse

Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Lead risk monitoring activities for complex and elevated-risk member firms, utilizing independent judgment with the support of a Risk Monitoring Director. - Identify emerging and existing risks across assigned firms, coordinating with specialists and internal...

Attorney in Dallas, TX

Public Interest • **Members Only** Dallas, TX

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Posted On Aug 20, 26
Full-time 1 views Experience : 2-10 yrs required
Job Tags:
abuse Affirmative Action blockchain child Code of Conduct cryptocurrency domestic partner evidence family finance FINRA fraud Insurance invention Money Laundering Partnership regulatory compliance Securities Securities Exchange Act of 1934 securities laws spouse
Job Tags:
abuse Affirmative Action blockchain child Code of Conduct cryptocurrency domestic partner evidence family finance FINRA fraud Insurance invention Money Laundering Partnership regulatory compliance Securities Securities Exchange Act of 1934 securities laws spouse

Title: Director, Investigations - Crypto Fraud and Market Abuse Job Responsibilities: - Lead and manage a team of investigators focusing on crypto-related fraud and market abuse within the securities industry. - Oversee investigations using both onchain techniques (such as blockchain analytics, smart contract...

Attorney in Dallas, TX

Public Interest • **Members Only** Dallas, TX

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Posted On Aug 31, 26
Full-time 1 views Experience : Min 10 yrs required
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Government Insurance invention partnerships Securities securities laws Software spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Government Insurance invention partnerships Securities securities laws Software spouse

Title: Director, Emerging Technology Intelligence Job Responsibilities: - Serve as a senior partner to internal and external stakeholders, leading cross-departmental efforts to identify emerging threats and drive intelligence-driven initiatives with measurable impact on Strategic Intelligence results. - Lead a team of intelligence analysts...

Posted On Sep 07, 26
Full-time 3 views Experience : 5-10 yrs required
Practice Area:
Litigation - Commercial Litigation - eDiscovery General Litigation - Document Review Professional Liability Defense Litigation - Health Care - Defense
Job Tags:
agreements commercial litigation directors finance general liability Litigation Mediation pleadings professional liability trials
Practice Area:
Litigation - Commercial Litigation - eDiscovery General Litigation - Document Review Professional Liability Defense Litigation - Health Care - Defense
Job Tags:
agreements commercial litigation directors finance general liability Litigation Mediation pleadings professional liability trials

Title: Litigation Attorney Job Responsibilities: - Manage all stages of litigation and claims management from service of process through to case resolution. - Direct supervision of a paralegal and a claims coordinator. - Oversee low to middle level risk claims and manage the work...

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