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Attorney in Rockville, MD

Public Interest • **Members Only** Rockville, MD

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Posted On Jul 26, 26
Full-time 1 views Experience : Min 12 yrs required
Job Tags:
Affirmative Action agreements child Code of Conduct domestic partner family FINRA Insurance invention Securities securities laws spouse
Job Tags:
Affirmative Action agreements child Code of Conduct domestic partner family FINRA Insurance invention Securities securities laws spouse

Title: Senior Advisor: Market Regulation & Regulatory Service Agreement (RSA) Job Responsibilities: Regulatory Intelligence & Strategic Advisory - Monitor, analyze, and interpret complex regulatory developments related to market structure and market regulation from exchanges, the organization, the SEC, and other regulatory bodies. - Provide...

Attorney in Rockville, MD

Public Interest • **Members Only** Rockville, MD

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Posted On Jul 05, 26
Full-time 2 views Experience : Min 12 yrs required
Job Tags:
Affirmative Action child Code of Conduct corporate compliance domestic partner family finance financial services regulation FINRA Government Insurance invention Litigation Media Securities special projects spouse
Job Tags:
Affirmative Action child Code of Conduct corporate compliance domestic partner family finance financial services regulation FINRA Government Insurance invention Litigation Media Securities special projects spouse

Title: Vice President, Enforcement Senior Advisor & Operations Job Responsibilities: The Vice President, Enforcement Senior Advisor & Operations is a senior leadership role reporting directly to the Executive Vice President (EVP) of Enforcement. This position is crucial for shaping the strategic direction...

Attorney in Rockville, MD

Public Interest • **Members Only** Rockville, MD

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Posted On Aug 19, 26
Full-time 1 views Experience : Min 10 yrs required
Job Tags:
Affirmative Action child Code of Conduct cryptocurrency domestic partner equity family finance FINRA fraud Insurance invention Securities spouse
Job Tags:
Affirmative Action child Code of Conduct cryptocurrency domestic partner equity family finance FINRA fraud Insurance invention Securities spouse

Title: Director, Transparency Services Equities Job Responsibilities: Market Strategy & Product Leadership: - Owns the P&L and business operations for the organization's OTC Equity products and facilities. - Analyzes market and industry trends to propose and prioritize product development strategies, balancing market needs with...

Attorney in Rockville, MD

Public Interest • **Members Only** Rockville, MD

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Posted On Aug 20, 26
Full-time 1 views Experience : 2-10 yrs required
Job Tags:
Affirmative Action blockchain child Code of Conduct cryptocurrency domestic partner evidence family finance FINRA fraud Insurance invention Money Laundering Partnership regulatory compliance Securities Securities Exchange Act of 1934 securities laws spouse
Job Tags:
Affirmative Action blockchain child Code of Conduct cryptocurrency domestic partner evidence family finance FINRA fraud Insurance invention Money Laundering Partnership regulatory compliance Securities Securities Exchange Act of 1934 securities laws spouse

Title: Director, Investigations - Crypto Exam and Regulatory Conduct Job Responsibilities: The Director of the Crypto Exam and Regulatory Conduct team is tasked with leading a team of investigators focusing on crypto-related investor protection risks, market conduct rules, and regulatory obligations. The...

Attorney in Rockville, MD

Public Interest • **Members Only** Rockville, MD

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Posted On Sep 15, 26
Full-time 1 views Experience : Min 10 yrs required
Job Tags:
Affirmative Action child Code of Conduct domestic partner family financial products FINRA Insurance invention Securities Software spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family financial products FINRA Insurance invention Securities Software spouse

Title: Vice President, Strategic and Threat Intelligence Job Responsibilities: - Serve as a key member of senior management, providing strategic direction on regulatory oversight, emerging risks, and intelligence-driven initiatives. - Lead intelligence operations to identify, analyze, and predict emerging risks, threats, regulatory trends,...

Attorney in Rockville, MD

Public Interest • **Members Only** Rockville, MD

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Posted On Sep 15, 26
Full-time 1 views Experience : Min 10 yrs required
Job Tags:
Affirmative Action child Code of Conduct domestic partner family financial products FINRA Insurance invention Securities Software spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family financial products FINRA Insurance invention Securities Software spouse

Title: Vice President, Trading and Product Risk Intelligence Job Responsibilities: - Serve as a key member of senior management and strategic advisor to business stakeholders, providing leadership and strategic direction on regulatory oversight, emerging risks, and intelligence-driven initiatives. - Drive strategic discussions and...

Posted On Jul 07, 26
Full-time 6 views Experience : Max 5 yrs required
Practice Area:
Franchise Law Employment Law - Litigation Plaintiffs & Class Actions Health Care - Compliance, Transactions, HIPAA Health Care - General Insurance Coverage Insurance - Regulatory & Compliance Employment Law - General
Job Tags:
Affordable Care Act Elder Law health insurance HIPAA Immigration Insurance Medicaid Medicare Partnership Privacy social security Social Security Disability Social Services Wills
Practice Area:
Franchise Law Employment Law - Litigation Plaintiffs & Class Actions Health Care - Compliance, Transactions, HIPAA Health Care - General Insurance Coverage Insurance - Regulatory & Compliance Employment Law - General
Job Tags:
Affordable Care Act Elder Law health insurance HIPAA Immigration Insurance Medicaid Medicare Partnership Privacy social security Social Security Disability Social Services Wills

Title: Staff Attorney I or Staff Attorney I-Bilingual Job Responsibilities: - Represent clients with legal issues related to discrimination based on HIV, sexual orientation, or gender identity. - Handle cases involving Social Security disability, Medicaid, Medicare, and other public benefits programs. - Work with...

Posted On Jul 07, 26
Full-time 7 views
Practice Area:
Health Care - Compliance, Transactions, HIPAA Health Care - General Business Immigration Family Immigration Elder Law Estate & Tax Planning Immigration - General Trusts and Estates - General
Job Tags:
Affordable Care Act Elder Law health insurance HIPAA Immigration Insurance Medicaid Medicare Partnership Privacy social security Social Security Disability Social Services Wills
Practice Area:
Health Care - Compliance, Transactions, HIPAA Health Care - General Business Immigration Family Immigration Elder Law Estate & Tax Planning Immigration - General Trusts and Estates - General
Job Tags:
Affordable Care Act Elder Law health insurance HIPAA Immigration Insurance Medicaid Medicare Partnership Privacy social security Social Security Disability Social Services Wills

Title Staff Attorney I or Staff Attorney I-Bilingual Job Responsibilities The Staff Attorney at the organization is responsible for representing clients on a variety of legal issues. These include discrimination based on HIV, sexual orientation, or gender identity; Social Security disability,...

Posted On Jul 08, 26
Full-time 3 views Experience : Min 5 yrs required
Practice Area:
Nonprofit / Charities Law
Job Tags:
agreements board of directors contracts corporate governance estates FCC fiduciary fiduciary litigation finance Litigation Media pleadings Probate regulatory compliance trusts
Practice Area:
Nonprofit / Charities Law
Job Tags:
agreements board of directors contracts corporate governance estates FCC fiduciary fiduciary litigation finance Litigation Media pleadings Probate regulatory compliance trusts

Title Attorney Job Responsibilities - Regulatory Oversight: Serve as a key legal advisor on federal and state nonprofit law and compliance. - IRS Compliance Monitoring: Monitor IRS regulations and provide timely, accurate legal counsel on implications for various business transactions....

Attorney in Washington, DC

Public Interest • **Members Only** Washington, DC

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Posted On Jul 26, 26
Full-time 2 views Experience : Min 12 yrs required
Job Tags:
Affirmative Action agreements child Code of Conduct domestic partner family FINRA Insurance invention Securities securities laws spouse
Job Tags:
Affirmative Action agreements child Code of Conduct domestic partner family FINRA Insurance invention Securities securities laws spouse

Title: Senior Advisor: Market Regulation & Regulatory Service Agreement (RSA) Job Responsibilities: Regulatory Intelligence & Strategic Advisory - Monitor, analyze, and interpret complex regulatory developments related to market structure and market regulation from exchanges, the organization, the SEC, and other regulatory bodies. - Provide...

Attorney in Washington, DC

Public Interest • **Members Only** Washington, DC

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Posted On Jun 25, 26
Full-time 6 views Experience : Min 15 yrs required
Job Tags:
Affirmative Action artificial intelligence child Code of Conduct domestic partner emerging technologies family financial services regulation FINRA fraud Insurance invention Machine Learning Securities spouse
Job Tags:
Affirmative Action artificial intelligence child Code of Conduct domestic partner emerging technologies family financial services regulation FINRA fraud Insurance invention Machine Learning Securities spouse

Title: Executive Vice President, Risk & Intelligence Job Responsibilities: Strategic Leadership - Establish and execute the strategic vision for Risk and Intelligence as the organization’s central hub for integrated risk assessment and intelligence operations. - Serve as a key advisor to executive leadership and...

Attorney in Washington, DC

Public Interest • **Members Only** Washington, DC

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Posted On Sep 15, 26
Full-time 3 views Experience : Min 10 yrs required
Job Tags:
Affirmative Action child Code of Conduct domestic partner family financial products FINRA Insurance invention Securities Software spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family financial products FINRA Insurance invention Securities Software spouse

Title: Vice President, Strategic and Threat Intelligence Job Responsibilities: 1. Strategic Planning, Leadership, and Stakeholder Engagement - Serve as a key member of senior management and strategic advisor to business stakeholders, providing leadership and strategic direction on regulatory oversight, emerging risks, and...

Attorney in Washington, DC

Public Interest • **Members Only** Washington, DC

Apply
Posted On Sep 15, 26
Full-time 2 views Experience : Min 10 yrs required
Job Tags:
Affirmative Action child Code of Conduct domestic partner family financial products FINRA Insurance invention Securities Software spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family financial products FINRA Insurance invention Securities Software spouse

Title: Vice President, Trading and Product Risk Intelligence Job Responsibilities: Strategic Planning, Leadership, and Stakeholder Engagement - Serve as a key member of senior management and strategic advisor to business stakeholders, partnering across departments to provide critical leadership and strategic direction on regulatory...

Attorney in Washington, DC

Public Interest • **Members Only** Washington, DC

Apply
Posted On Sep 22, 26
Full-time Experience : Min 10 yrs required
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Insurance invention Securities spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Insurance invention Securities spouse

Title: Director, Market Strategy & Research Job Responsibilities: - Provide leadership in proactive regulatory risk assessment and the development of regulatory strategy. - Conduct continuous qualitative research into market conditions and developments. - Manage an analyst to develop and deliver specialized reports concerning regulatory...

Posted On Sep 09, 26
Full-time 2 views Experience : 10-15 yrs required
Practice Area:
Corporate - Compliance Corporate - General
Job Tags:
agreements Bank Secrecy Act contracts lending OFAC regulatory compliance USA PATRIOT Act
Practice Area:
Corporate - Compliance Corporate - General
Job Tags:
agreements Bank Secrecy Act contracts lending OFAC regulatory compliance USA PATRIOT Act

We Are At a reputed firm, we prioritize our employees, acknowledging that their well-being and professional growth are crucial to our success. We cultivate a supportive and empowering work environment where employees are dedicated to assisting members in achieving long-term financial...

Attorney in Tysons Corner, VA

Public Interest • **Members Only** Tysons Corner, VA

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Posted On Jul 26, 26
Full-time 1 views Experience : Min 12 yrs required
Job Tags:
Affirmative Action agreements child Code of Conduct domestic partner family FINRA Insurance invention Securities securities laws spouse
Job Tags:
Affirmative Action agreements child Code of Conduct domestic partner family FINRA Insurance invention Securities securities laws spouse

Title: Senior Advisor: Market Regulation & Regulatory Service Agreement (RSA) Job Responsibilities: Regulatory Intelligence & Strategic Advisory: - Monitor, analyze, and interpret complex regulatory developments related to market structure and market regulation from exchanges, the organization, the SEC, and other regulatory bodies. - Provide...

Attorney in Tysons Corner, VA

Public Interest • **Members Only** Tysons Corner, VA

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Posted On Aug 12, 26
Full-time 3 views Experience : Min 10 yrs required
Job Tags:
Affirmative Action child Code of Conduct cryptocurrency domestic partner equity family finance FINRA fraud Insurance invention Securities spouse
Job Tags:
Affirmative Action child Code of Conduct cryptocurrency domestic partner equity family finance FINRA fraud Insurance invention Securities spouse

Title: Director, Transparency Services Equities Job Responsibilities: Market Strategy & Product Leadership - Own the P&L and business operations for the organization's OTC Equity products and facilities. - Analyze market and industry trends to propose and prioritize product development strategies, balancing market needs with...

Attorney in Tysons Corner, VA

Public Interest • **Members Only** Tysons Corner, VA

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Posted On Sep 15, 26
Full-time 1 views Experience : Min 10 yrs required
Job Tags:
Affirmative Action child Code of Conduct domestic partner family financial products FINRA Insurance invention Securities Software spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family financial products FINRA Insurance invention Securities Software spouse

Title: Vice President, Strategic and Threat Intelligence Job Responsibilities: - Lead and oversee a team of intelligence professionals focused on identifying, analyzing, and predicting risks, emerging threats, and regulatory trends affecting member firms, investors, and financial markets. - Develop finished intelligence products through...

Attorney in Tysons Corner, VA

Public Interest • **Members Only** Tysons Corner, VA

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Posted On Sep 15, 26
Full-time 2 views Experience : Min 10 yrs required
Job Tags:
Affirmative Action child Code of Conduct domestic partner family financial products FINRA Insurance invention Securities Software spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family financial products FINRA Insurance invention Securities Software spouse

Title: Vice President, Trading and Product Risk Intelligence Job Responsibilities: The Vice President, Trading and Product Risk Intelligence, serves as a pivotal member of the Intelligence leadership team, directly reporting to the Senior Vice President of Strategic Intelligence. This strategic leader oversees...

Attorney in Tysons Corner, VA

Public Interest • **Members Only** Tysons Corner, VA

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Posted On Sep 22, 26
Full-time Experience : Min 10 yrs required
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Insurance invention Securities spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Insurance invention Securities spouse

Title: Director, Market Strategy & Research Job Responsibilities: - Provide leadership in proactive regulatory risk assessment and development of regulatory strategy. - Conduct continuous qualitative research into market conditions and developments in collaboration with Surveillance Operations leadership. - Manage an analyst to produce specialized...

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