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United States
Posted On Jul 05, 26
Full-time 4 views Experience : Min 12 yrs required

acting as a trusted advisor on significant matters related to Enforcement and the regulatory mission. - Exercise sound judgment... and independent decision-making authority within delegated scope, establishing... decision frameworks and protocols for escalation when EVP involvement is required. - Lead strategic analy...

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Assistant Responsibilities: Provides high-level legal support duties associated with all legal matters; OFAC compliance; and intellectual property. Organize and maintain electronic and paper filing system for all legal matters. Conduct first level review and draft Powers of Attorney and review Leases. Conduct legal research on various legal and compliance issues and draft legal memoranda. Responsible for managing export license filings with the US Department of the Tre... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Privacy Director Duties: Reports to AVP Compliance. Will be responsible for system-wide implementation of company's Privacy activities including the analysis and evaluation of industry standards and best practices... in the area of health care privacy and information security. Responsible for the development, implementation, maintenance, and revision to the company's notice of privacy practices, and all system privacy policies and procedures, as needed, to maintain an effective... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Privacy Director The candidate will be responsible for system-wide implementation of company's Privacy activities including the analysis and evaluation of industry standards and best practices... in the area of health care privacy and information security. Responsible for the development, implementation, maintenance, and revision to the company Health Notice of Privacy Practices, and all system privacy policies and procedures, as needed, to maintain an effective privacy program... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Would working for a mission driven organization give you meaning and purpose in your work? Does the idea of working for a regulator speak to your moral compass? FINRA, the Financial Industry Regulatory Authority, has... a critical mission- investor protection and market integrity. If this sounds intriguing, keep reading and apply today. FINRA is hiring an Associate Principal Analyst. As an analyst you will review member (broker-dea... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

SVP of Market Regulation Enforcement (“SVP-Market Reg”) supervises the specialized attorneys and managers who are dedicated to counseling Market Regulation staff and resolving disciplinary matters arising from surveillance and examinations by the Department of Market Regulation. The SVP-Market Reg provides senior level guidance on the appropriate resolution of Market Regulation matters, and facilitates an ongoing dialogue about decision-making to achieve ti... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

(Omega)   NYC (Brookfield Place) Apply     The Appellate Director works under the Vice President, Litigation to manage and execute the Enforcement Department’s national appellate program.   &n... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Intern-Technology-Rockville, MD Requisition ID 2654 Full/Part Time Full-time Location Rockville MD Description We Work to Protect Investors. Join our Team. 2010 Summer Internship Program We are dedicated to providing you an opportunity to gain real-life exposure to the securities industry with an employer that... places a high value on the professional and personal growth of our employees. We set the bar high we expect you... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Regulatory Analyst - OFDMI/Whistleblower -... Rockville, MD( Job Number: 000634) Description We Work to Protect Investors. Join our Team. read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Investigator - OFDMI - Insider Trading - Rockville, MD(Job Number: 006994) Description We Work to Protect Investors. Join our Team. The Financial Industry Regulatory Authority (FINRA)... is seeking a well-qualified individual for our Investigator opening in Rockville, MD. To be considered for this position, please submit your resume through our career site at – no phone calls, please. Job Summary: The Associate Investigator conducts routi... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Investigator - OFDMI - Office of Whistleblower - Rockville, MD(Job Number: 006985) Description We Work to Protect Investors. Join our Team. The Financial Industry Regulatory Authority (FINRA)... is seeking a well-qualified individual for our Investigator opening in Rockville, MD. To be considered for this position, please submit your resume through our career site at – no phone calls, please. Job Summary: The Senior Investigator conducts... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

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