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United States
Attorney in Philadelphia, PA

Public Interest • **Members Only** Philadelphia, PA

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Posted On Jul 05, 26
Full-time 3 views Experience : Min 12 yrs required
Job Tags:
Affirmative Action child Code of Conduct corporate compliance domestic partner family finance financial services regulation FINRA Government Insurance invention Litigation Media Securities special projects spouse
Job Tags:
Affirmative Action child Code of Conduct corporate compliance domestic partner family finance financial services regulation FINRA Government Insurance invention Litigation Media Securities special projects spouse

of Enforcement, offering expert advice on operational, policy, and regulatory matters. - Exercise sound judgment... and independent decision-making authority on matters within delegated... scope, establishing decision frameworks and protocols for escalation when EVP involvement is required. - Lead strategic analysis and problem-solvi...

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Vice President, Member Supervision Regulatory Advisor and Stakeholder Engagement... The candidate will be a strategic leader and member of the MS Senior Management Team who is the primary liaison and advisor on behalf of Member Supervision to the Office of General Counsel (OGC) on rulemaking, regulatory policy, and governance. Lead... Member Supervision's engagement and relationships with the Board of Governors, Management Committee, Member Firm Committees, trade associations, ind... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Graduate/Undergraduate Intern - Member Regulation, Sales Practice - Philadelphia, PA( Job Number: 004908) Description We Work to Protect Investors. Join our Team. 2016 Summer Internship Program FINRA is dedicated to providing you with an internship opportunity to gain knowledge and experience in the securities industry with an employer that... places a high value on the professional and personal growth of our employees. We set the bar high – we are looki... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Graduate/Undergraduate Intern - Member Regulation, Sales Practice - Philadelphia, PA( Job Number: 004908) Description We Work to Protect Investors. Join our Team. 2016 Summer Internship Program FINRA is dedicated to providing you with an internship opportunity to gain knowledge and experience in the securities industry with an employer that... places a high value on the professional and personal growth of our employees. We set the bar high – we are looki... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Graduate/Undergraduate Intern - Member Regulation, Sales Practice Duties: To obtain an understanding of authority and how it interrelates... with the securities industry. Learn how to gather... information on member firms from rules, regulations guidelines, records, databases, SROs and regulatory agencies. Learn how to... determine member firm regulatory compliance. Observe examination activity... performed by more senior staff. Assist in reviewing and analyzing customer complaints an... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Graduate/Undergraduate Intern - Member Regulation, Sales Practice Duties: To obtain an understanding of Authority and how Authority interrelates... with the securities industry. Learn how to gather... information on member firms from rules, regulations guidelines, records, databases, SROs and regulatory agencies. Learn how to... determine member firm regulatory compliance. Observe examination activity... performed by more senior staff. Assist in reviewing and analyzing customer complain... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

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