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Attorney in New York City, NY

Public Interest • **Members Only** New York City, NY

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Posted On Sep 15, 26

Full-time 2 views Experience : Min 10 yrs required

Job Tags:

Affirmative Action child Code of Conduct domestic partner family financial products FINRA Insurance invention Securities Software spouse

Title: Vice President, Trading and Product Risk Intelligence Job Responsibilities: Strategic Planning, Leadership, and Stakeholder Engagement - Serve as a key member of senior management and strategic advisor to business stakeholders, partnering across departments to provide critical leadership and strategic direction on regulatory...

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Attorney in New York City, NY

Public Interest • **Members Only** New York City, NY

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Posted On Sep 08, 26

Full-time 1 views Experience : Min 12 yrs required

Job Tags:

Affirmative Action child Code of Conduct domestic partner family FINRA Government Insurance invention partnerships Securities securities laws Software spouse

Title: Senior Director, Trading and Product Risk Intelligence Job Responsibilities: - Serve as a senior strategic partner to internal and external stakeholders, providing guidance on cross-departmental efforts to identify emerging threats and driving intelligence-led initiatives with measurable impact across the organization. - Provide...

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Corporate - M&A Attorney / Corporate - Contract Law Attorney / Corporate - General Attorney in New York City, NY

Public Interest • **Members Only** New York City, NY

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Posted On Jun 16, 26

Full-time 18 views

Practice Area:

Corporate - M&A Corporate - Contract Law Corporate - General

Job Tags:

acquisitions agreements Commercial Contracts contracts due diligence emerging technologies Employment Law finance Immigration Intellectual Property licensing Litigation M&A Partnership partnerships Privacy

General Counsel Job Title Associate General Counsel Job Responsibilities Lead M&A Legal Due Diligence (Primary Responsibility) - Own and coordinate the legal diligence workstream for acquisition targets from initiation through close. - Build and maintain diligence trackers that serve as the deal team’s source of truth...

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Litigation - Regulatory Enforcement (SEC, Telecom, Energy, etc.) Attorney / Litigation - Securities Litigation - Plaintiffs Attorney in New York City, NY

Public Interest • **Members Only** New York City, NY

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Posted On Aug 25, 26

Full-time 5 views Experience : Min 10 yrs required

Practice Area:

Litigation - Regulatory Enforcement (SEC, Telecom, Energy, etc.) Litigation - Securities Litigation - Plaintiffs

Job Tags:

Affirmative Action agreements Case Law child Code of Conduct directors domestic partner family FINRA Insurance invention Litigation Partnership Securities Securities Exchange Act of 1934 securities laws spouse trials

Title: Director, Enforcement Job Responsibilities: The Director of Enforcement is responsible for managing a team of 5-8 Enforcement attorneys to develop and resolve Enforcement cases from inception to completion. This role involves overseeing a diverse docket of cases, ensuring outcomes are supported...

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Attorney in New York City, NY

Public Interest • **Members Only** New York City, NY

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Posted On Aug 10, 26

Full-time 1 views Experience : Min 10 yrs required

Job Tags:

Affirmative Action child Code of Conduct cryptocurrency domestic partner equity family finance FINRA fraud Insurance invention Securities spouse

the organization's OTC Equity products and facilities. - Analyze market... and industry trends to propose and prioritize product development strategies, balancing market needs with regulatory objectives and the organization's strategic initiatives. - Develop business plans and oversee execution from inception through product...

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Attorney in New York City, NY

Public Interest • **Members Only** New York City, NY

Apply

Posted On Sep 15, 26

Full-time 3 views Experience : Min 10 yrs required

Job Tags:

Affirmative Action child Code of Conduct domestic partner family financial products FINRA Insurance invention Securities Software spouse

Title: Vice President, Strategic and Threat Intelligence Job Responsibilities: Strategic Planning, Leadership, and Stakeholder Engagement - Serve as a key member of senior management and strategic advisor to business stakeholders, providing critical leadership and strategic direction on regulatory oversight, emerging risks, and intelligence-driven...

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Attorney in New York City, NY

Public Interest • **Members Only** New York City, NY

Apply

Posted On Jun 21, 26

Full-time 9 views

Job Tags:

Affirmative Action child Code of Conduct domestic partner family finance FINRA fraud Insurance invention Money Laundering Securities special projects spouse

Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Lead Risk Assessments: Conduct sophisticated risk monitoring of member firms, including complex or elevated-risk organizations, with minimal supervision. - Drive Strategic Intelligence: Analyze regulatory developments and market trends, translating them into actionable recommendations for senior...

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Government Contracts Attorney / Government - General Attorney in New York City, NY

Public Interest • **Members Only** New York City, NY

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Posted On Jul 30, 26

Full-time 1 views Experience : 4-18 yrs required

Practice Area:

Government Contracts Government - General

Job Tags:

Administrative Law Civil Rights contracts Ethics finance Government Harassment Human Rights Law Labor Law Privacy special projects

Title: General Counsel Job Responsibilities: Executive Leadership and Cross-Functional Integration: - Serve as a core member of the Commissioner's senior leadership team, contributing to agency-wide strategy, decision-making, and execution. Ensure the legal function is fully integrated into program, procurement, finance, and operations, supporting...

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Attorney in New York City, NY

Public Interest • **Members Only** New York City, NY

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Posted On Aug 12, 26

Full-time 2 views Experience : 3-5 yrs required

Job Tags:

Affirmative Action child Code of Conduct domestic partner family finance FINRA fraud Insurance invention Money Laundering Securities special projects spouse

Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Lead risk monitoring activities for complex and elevated-risk member firms, exercising independent judgment with support from a Risk Monitoring Director. - Identify emerging and existing risks across assigned firms, coordinating with specialists and internal teams...

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Attorney in New York City, NY

Public Interest • **Members Only** New York City, NY

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Posted On Aug 20, 26

Full-time Experience : 2-10 yrs required

Job Tags:

Affirmative Action blockchain child Code of Conduct cryptocurrency domestic partner evidence family finance FINRA fraud Insurance invention Money Laundering Partnership regulatory compliance Securities Securities Exchange Act of 1934 securities laws spouse

Title: Director, Investigations - Crypto Exam and Regulatory Conduct Job Responsibilities: The Director of the Crypto Exam and Regulatory Conduct team is entrusted with leading a team of skilled investigators focused on crypto-related investor protection risks, market conduct rules, and regulatory obligations....

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Attorney in New York City, NY

Public Interest • **Members Only** New York City, NY

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Posted On Aug 31, 26

Full-time 2 views

Job Tags:

Affirmative Action child Code of Conduct domestic partner family finance FINRA fraud Insurance invention Money Laundering Securities special projects spouse

Title: Principal Analyst, Risk Monitoring Job Responsibilities: The Principal Analyst, Risk Monitoring is responsible for conducting risk monitoring activities and ongoing risk assessments of organization members, reporting to a Risk Monitoring Director. Key responsibilities include: - Conducting risk monitoring activities which may involve...

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Attorney in New York City, NY

Public Interest • **Members Only** New York City, NY

Apply

Posted On Aug 31, 26

Full-time 1 views Experience : Min 10 yrs required

Job Tags:

Affirmative Action child Code of Conduct domestic partner family FINRA Government Insurance invention partnerships Securities securities laws Software spouse

Title: Director, Emerging Technology Intelligence Job Responsibilities: The Director, Emerging Technology Intelligence is integral to the Strategic Intelligence team within the Risk & Intelligence department at the organization. The primary role involves providing leadership to a team of analysts engaged in intelligence...

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Attorney in New York City, NY

Public Interest • **Members Only** New York City, NY

Apply

Posted On Sep 21, 26

Full-time Experience : Min 10 yrs required

Job Tags:

Affirmative Action child Code of Conduct domestic partner family FINRA Insurance invention Securities spouse

Title: Director, Market Strategy & Research Job Responsibilities: The Director, Market Strategy & Research is responsible for leading proactive regulatory risk assessment and developing regulatory strategies to ensure the Surveillance department effectively aligns with market conditions and developments. Key responsibilities include:...

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Attorney in Jersey City, NJ

Public Interest • **Members Only** Jersey City, NJ

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Posted On Sep 15, 26

Full-time 2 views Experience : Min 10 yrs required

Job Tags:

Affirmative Action child Code of Conduct domestic partner family financial products FINRA Insurance invention Securities Software spouse

Title: Vice President, Trading and Product Risk Intelligence Job Responsibilities: - Serve as a key member of senior management and strategic advisor to business stakeholders, providing critical leadership and strategic direction on regulatory oversight, emerging risks, and intelligence-driven initiatives. - Drive strategic discussions,...

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Attorney in Jersey City, NJ

Public Interest • **Members Only** Jersey City, NJ

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Posted On Sep 08, 26

Full-time 1 views Experience : Min 12 yrs required

Job Tags:

Affirmative Action child Code of Conduct domestic partner family FINRA Government Insurance invention partnerships Securities securities laws Software spouse

Title: Senior Director, Trading and Product Risk Intelligence Job Responsibilities: - Serve as a senior strategic partner to internal and external stakeholders, providing guidance on cross-departmental efforts to identify emerging threats and drive intelligence-led initiatives with measurable impact across the...

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Attorney in Jersey City, NJ

Public Interest • **Members Only** Jersey City, NJ

Apply

Posted On Aug 12, 26

Full-time 1 views Experience : Min 10 yrs required

Job Tags:

Affirmative Action child Code of Conduct cryptocurrency domestic partner equity family finance FINRA fraud Insurance invention Securities spouse

the organization's OTC Equity products and facilities. - Analyze... market and industry trends to develop and prioritize product development strategies, aligning them with market needs, regulatory objectives, and the organization's strategic initiatives. - Develop business plans and oversee execution from...

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Attorney in Jersey City, NJ

Public Interest • **Members Only** Jersey City, NJ

Apply

Posted On Sep 15, 26

Full-time 1 views Experience : Min 10 yrs required

Job Tags:

Affirmative Action child Code of Conduct domestic partner family financial products FINRA Insurance invention Securities Software spouse

Title: Vice President, Strategic and Threat Intelligence Job Responsibilities: 1. Strategic Planning, Leadership, and Stakeholder Engagement: - Serve as a key member of senior management and a strategic advisor to business stakeholders, providing leadership and direction on regulatory oversight, emerging risks, and...

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Attorney in Jersey City, NJ

Public Interest • **Members Only** Jersey City, NJ

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Posted On Jun 21, 26

Full-time 12 views Experience : 3-7 yrs required

Job Tags:

Affirmative Action child Code of Conduct domestic partner family finance FINRA fraud Insurance invention Money Laundering Securities special projects spouse

Title: Principal Analyst, Risk Monitoring Job Responsibilities: As a Principal Risk Monitoring Analyst within the organization, you will play a critical role in ensuring the integrity and protection of . securities markets. Your primary responsibilities include: - Lead Risk Assessments: Conduct sophisticated risk...

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Attorney in Jersey City, NJ

Public Interest • **Members Only** Jersey City, NJ

Apply

Posted On Aug 11, 26

Full-time

Job Tags:

Affirmative Action child Code of Conduct domestic partner family finance FINRA fraud Insurance invention Money Laundering Securities special projects spouse

Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Lead risk monitoring activities for complex and elevated-risk member firms, utilizing independent judgment with the support of a Risk Monitoring Director. - Identify emerging and existing risks across assigned firms and coordinate with specialists and...

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Attorney in Jersey City, NJ

Public Interest • **Members Only** Jersey City, NJ

Apply

Posted On Aug 20, 26

Full-time 1 views Experience : 2-10 yrs required

Job Tags:

Affirmative Action blockchain child Code of Conduct cryptocurrency domestic partner evidence family finance FINRA fraud Insurance invention Money Laundering Partnership regulatory compliance Securities Securities Exchange Act of 1934 securities laws spouse

Title: Director, Investigations - Crypto Exam and Regulatory Conduct Job Responsibilities: The Director of the Crypto Exam and Regulatory Conduct team is tasked with leading a team of investigators focused on crypto-related investor protection risks, market conduct rules, and regulatory obligations. Key...

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