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United States
Attorney in Los Angeles, CA

Public Interest • **Members Only** Los Angeles, CA

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Posted On Jul 26, 26
Full-time 2 views Experience : Min 12 yrs required
Job Tags:
Affirmative Action agreements child Code of Conduct domestic partner family FINRA Insurance invention Securities securities laws spouse
Job Tags:
Affirmative Action agreements child Code of Conduct domestic partner family FINRA Insurance invention Securities securities laws spouse

Title: Senior Advisor: Market Regulation & Regulatory Service Agreement... Responsibilities: The Senior Advisor: Market Regulation and Regulatory Service Agreement... on market structure, market regulation, and RSA matters. The... primary responsibilities include: Regulatory Intelligence & Strategic Advisory: - Monitoring, analyzing, and interpreting complex regulatory...

Attorney in Los Angeles, CA

Public Interest • **Members Only** Los Angeles, CA

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Posted On Sep 07, 26
Full-time 1 views Experience : Min 6 yrs required
Job Tags:
Affirmative Action Alternative Dispute Resolution child Code of Conduct domestic partner family FINRA Insurance invention Securities spouse
Job Tags:
Affirmative Action Alternative Dispute Resolution child Code of Conduct domestic partner family FINRA Insurance invention Securities spouse

Principal Analyst, Dispute Resolution Services Training Job Responsibilities: The Principal Analyst... for Dispute Resolution Services (DRS) Training is tasked... with the development, maintenance, and updating of training modules for key DRS regional job categories. Responsibilities include: - Training new regional hires. - Creating and...

Attorney in Los Angeles, CA

Public Interest • **Members Only** Los Angeles, CA

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Posted On Jul 05, 26
Full-time 3 views Experience : 7-7 yrs required
Job Tags:
contracts deportation directors employee benefits Government Immigration Insurance Media Social Services
Job Tags:
contracts deportation directors employee benefits Government Immigration Insurance Media Social Services

the programs and staff associated with the organization. This role involves overseeing all aspects of operations including program development, revenue generation, financial management, contracts, resource development,... strategic planning, quality improvement, service delivery, personnel development, and stakeholder relationships. The Program Directo...

Attorney in Los Angeles, CA

Public Interest • **Members Only** Los Angeles, CA

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Posted On Sep 15, 26
Full-time 2 views Experience : Min 10 yrs required
Job Tags:
Affirmative Action child Code of Conduct domestic partner family financial products FINRA Insurance invention Securities Software spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family financial products FINRA Insurance invention Securities Software spouse

Title: Vice President, Strategic and Threat Intelligence Job Responsibilities: 1. Strategic Planning, Leadership, and Stakeholder Engagement: - Serve as a key member of senior management and strategic advisor to business stakeholders. - Partner across departments to provide leadership and strategic direction on...

Attorney in Los Angeles, CA

Public Interest • **Members Only** Los Angeles, CA

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Posted On Sep 15, 26
Full-time 1 views Experience : Min 10 yrs required
Job Tags:
Affirmative Action child Code of Conduct domestic partner family financial products FINRA Insurance invention Securities Software spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family financial products FINRA Insurance invention Securities Software spouse

Title: Vice President, Trading and Product Risk Intelligence Job Responsibilities: Strategic Planning, Leadership, and Stakeholder Engagement - Serve as a key member of senior management and strategic advisor to business stakeholders, partnering across departments to provide critical leadership and strategic direction on regulatory...

Attorney in Los Angeles, CA

Public Interest • **Members Only** Los Angeles, CA

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Posted On Jul 26, 26
Full-time 3 views
Job Tags:
Affirmative Action blockchain child Code of Conduct Cybersecurity domestic partner family FINRA fraud Insurance invention Money Laundering Securities spouse
Job Tags:
Affirmative Action blockchain child Code of Conduct Cybersecurity domestic partner family FINRA fraud Insurance invention Money Laundering Securities spouse

Title: Senior Principal Investigator, Crypto Asset Investigations - Blockchain Technology Job Responsibilities: - Independently lead investigations concerning tokenized securities and other crypto asset activities of organization member firms and associated persons. - Document investigative strategies, findings, and results in a timely...

Attorney in Los Angeles, CA

Public Interest • **Members Only** Los Angeles, CA

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Posted On Aug 12, 26
Full-time 2 views Experience : 3-5 yrs required
Job Tags:
Affirmative Action child Code of Conduct domestic partner family finance FINRA fraud Insurance invention Money Laundering Securities special projects spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family finance FINRA fraud Insurance invention Money Laundering Securities special projects spouse

Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Lead risk monitoring activities for complex and elevated-risk member firms, utilizing independent judgment with the guidance of a Risk Monitoring Director. - Identify emerging and existing risks across assigned firms, coordinating with specialists and internal...

Attorney in Los Angeles, CA

Public Interest • **Members Only** Los Angeles, CA

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Posted On Aug 20, 26
Full-time Experience : 2-10 yrs required
Job Tags:
Affirmative Action blockchain child Code of Conduct cryptocurrency domestic partner evidence family finance FINRA fraud Insurance invention Money Laundering Partnership regulatory compliance Securities Securities Exchange Act of 1934 securities laws spouse
Job Tags:
Affirmative Action blockchain child Code of Conduct cryptocurrency domestic partner evidence family finance FINRA fraud Insurance invention Money Laundering Partnership regulatory compliance Securities Securities Exchange Act of 1934 securities laws spouse

Title: Director, Investigations - Crypto Exam and Regulatory Conduct Job Responsibilities: The Director of the Crypto Exam and Regulatory Conduct team is tasked with leading a team of investigators focused on crypto-related investor protection risks, market conduct rules, and regulatory obligations. Key...

Attorney in Los Angeles, CA

Public Interest • **Members Only** Los Angeles, CA

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Posted On Aug 20, 26
Full-time 1 views Experience : 2-10 yrs required
Job Tags:
abuse Affirmative Action blockchain child Code of Conduct cryptocurrency domestic partner evidence family finance FINRA fraud Insurance invention Money Laundering Partnership regulatory compliance Securities Securities Exchange Act of 1934 securities laws spouse
Job Tags:
abuse Affirmative Action blockchain child Code of Conduct cryptocurrency domestic partner evidence family finance FINRA fraud Insurance invention Money Laundering Partnership regulatory compliance Securities Securities Exchange Act of 1934 securities laws spouse

Title: Director, Investigations - Crypto Fraud and Market Abuse Job Responsibilities: The Director of the Crypto Fraud & Market Abuse team is responsible for leading a highly skilled team of investigators focused on detecting, investigating, and mitigating crypto-related fraud and market...

Attorney in Los Angeles, CA

Public Interest • **Members Only** Los Angeles, CA

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Posted On Aug 31, 26
Full-time 1 views Experience : Min 10 yrs required
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Government Insurance invention partnerships Securities securities laws Software spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Government Insurance invention partnerships Securities securities laws Software spouse

Title: Director, Emerging Technology Intelligence Job Responsibilities: - Serve as a senior partner to internal and external stakeholders, leading cross-departmental efforts to identify emerging threats and drive intelligence-driven initiatives with measurable impact on Strategic Intelligence results. - Lead a team of intelligence analysts...

Attorney in Los Angeles, CA

Public Interest • **Members Only** Los Angeles, CA

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Posted On Sep 01, 26
Full-time 1 views
Job Tags:
Affirmative Action child Code of Conduct domestic partner family finance Financial Industry Regulatory Authority FINRA fraud Insurance invention Money Laundering Securities special projects spouse Trademark
Job Tags:
Affirmative Action child Code of Conduct domestic partner family finance Financial Industry Regulatory Authority FINRA fraud Insurance invention Money Laundering Securities special projects spouse Trademark

Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of FINRA members, reporting to a Risk Monitoring Director. - Identify existing and emerging risks, and interact with internal and external parties under minimal supervision. - Collaborate with...

Posted On Sep 21, 26
Full-time 3 views Experience : Min 10 yrs required
Practice Area:
Nonprofit / Charities Law Employment Law - Management (Compliance & Counseling) Employment Law - General Employment Law - Litigation Employer Defense
Job Tags:
board of directors bylaws contracts Employment Law equity fiduciary finance Government health benefits Insurance Labor Relations Litigation lobbying partnerships professional liability
Practice Area:
Nonprofit / Charities Law Employment Law - Management (Compliance & Counseling) Employment Law - General Employment Law - Litigation Employer Defense
Job Tags:
board of directors bylaws contracts Employment Law equity fiduciary finance Government health benefits Insurance Labor Relations Litigation lobbying partnerships professional liability

Title General Counsel Job Responsibilities Strategic Leadership and Counsel - Serve as the primary legal advisor to the CEO, Board of Directors, Human Resources, Finance, and leadership team. - Provide practical legal advice to support organizational goals and strategic initiatives. -...

Attorney in Los Angeles, CA

Public Interest • **Members Only** Los Angeles, CA

Apply
Posted On Sep 29, 26
Full-time
Job Tags:
Affirmative Action child Code of Conduct domestic partner family finance FINRA Insurance invention Securities special projects spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family finance FINRA Insurance invention Securities special projects spouse

Title: Director, Risk Monitoring Job Responsibilities: - Supervise the activities of Risk Monitoring Analysts, ensuring timeliness, precision, and quality in risk assessments, reports, intelligence, and regulatory responses for a portfolio of firms within an Organizational Business Model or Business Segment. - Oversee the...

Posted On Oct 07, 26
Full-time 1 views Experience : Min 10 yrs required
Practice Area:
Corporate - General Corporate - Compliance Government Contracts Government and Government Relations Government - General
Job Tags:
contracts Corporation Cybersecurity data privacy Ethics Government Intellectual Property Labor and Employment Labor Law Litigation partnerships regulatory compliance satellite
Practice Area:
Corporate - General Corporate - Compliance Government Contracts Government and Government Relations Government - General
Job Tags:
contracts Corporation Cybersecurity data privacy Ethics Government Intellectual Property Labor and Employment Labor Law Litigation partnerships regulatory compliance satellite

Title: Deputy General Counsel Job Responsibilities: - Serve as a trusted advisor on legal and compliance matters impacting the organization. - Partner closely with senior management to support the legal and business needs of the organization and further its mission. - Support the General...

Posted On Sep 18, 26
Full-time 3 views Experience : 4-4 yrs required
Practice Area:
Electric Power - Transactional Energy - Renewables - Transactional Government / Public Law Administrative Law Energy and Oil & Gas - General Government - General
Job Tags:
Agency Law agreements board of directors Brown Act CEQA contracts Deferred Compensation easements electricity employee benefits Energy energy law finance Government Insurance Litigation municipal law project development Public Finance purchase and sale agreements
Practice Area:
Electric Power - Transactional Energy - Renewables - Transactional Government / Public Law Administrative Law Energy and Oil & Gas - General Government - General
Job Tags:
Agency Law agreements board of directors Brown Act CEQA contracts Deferred Compensation easements electricity employee benefits Energy energy law finance Government Insurance Litigation municipal law project development Public Finance purchase and sale agreements

Provide legal advice and services to the organization Board... compliance with applicable federal, state, and local laws, regulations, and policies. - Draft, review, negotiate, and analyze contracts and project-related agreements, including power purchase agreements, purchase and sale agreements, professional services a...

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