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Attorney in Philadelphia, PA

Public Interest • **Members Only** Philadelphia, PA

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Posted On Jul 26, 26

Full-time 2 views Experience : Min 12 yrs required

Job Tags:

Affirmative Action agreements child Code of Conduct domestic partner family FINRA Insurance invention Securities securities laws spouse

Advisor: Market Regulation & Regulatory Service Agreement (RSA) Job Responsibilities: 1.... Regulatory Intelligence & Strategic Advisory: ... analyze, and interpret complex regulatory developments related to market... the SEC, and other regulatory bodies. - Provide expert... policy implications of new and emerging regulatory re...

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Attorney in Philadelphia, PA

Public Interest • **Members Only** Philadelphia, PA

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Posted On Aug 20, 26

Full-time 1 views Experience : 2-10 yrs required

Job Tags:

Affirmative Action blockchain child Code of Conduct cryptocurrency domestic partner evidence family finance FINRA fraud Insurance invention Money Laundering Partnership regulatory compliance Securities Securities Exchange Act of 1934 securities laws spouse

- Crypto Exam and Regulatory Conduct Job Responsibilities: The Director of... the Crypto Exam and Regulatory Conduct team is tasked... market conduct rules, and regulatory obligations. The role involves... overseeing the complete process of investigations related to these areas, employing a variety...

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Attorney in Philadelphia, PA

Public Interest • **Members Only** Philadelphia, PA

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Posted On Jun 21, 26

Full-time 8 views

Job Tags:

Affirmative Action child Code of Conduct domestic partner family finance FINRA fraud Insurance invention Money Laundering Securities special projects spouse

Title: Principal Analyst, Risk Monitoring Job Responsibilities: As a Principal Risk Monitoring Analyst, you will play a critical role in maintaining the integrity of . securities markets by identifying emerging risks and assessing complex member firms. Your responsibilities include: - Leading sophisticated risk...

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Attorney in Philadelphia, PA

Public Interest • **Members Only** Philadelphia, PA

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Posted On Jul 05, 26

Full-time 3 views Experience : Min 12 yrs required

Job Tags:

Affirmative Action child Code of Conduct corporate compliance domestic partner family finance financial services regulation FINRA Government Insurance invention Litigation Media Securities special projects spouse

of Enforcement, offering expert advice on operational, policy, and regulatory matters. - Exercise sound judgment... and independent decision-making authority on matters within delegated scope, establishing decision frameworks and protocols for escalation when EVP involvement is required. - Lead strategic analysis and problem-solvi...

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Attorney in Philadelphia, PA

Public Interest • **Members Only** Philadelphia, PA

Apply

Posted On Aug 20, 26

Full-time 1 views Experience : 2-10 yrs required

Job Tags:

abuse Affirmative Action blockchain child Code of Conduct cryptocurrency domestic partner evidence family finance FINRA fraud Insurance invention Money Laundering Partnership regulatory compliance Securities Securities Exchange Act of 1934 securities laws spouse

Title: Director, Investigations - Crypto Fraud and Market Abuse Job Responsibilities: The Director of the Crypto Fraud & Market Abuse team is responsible for leading a team of investigators focused on the detection, investigation, and mitigation of crypto-related fraud and market abuse...

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Attorney in Philadelphia, PA

Public Interest • **Members Only** Philadelphia, PA

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Posted On Sep 15, 26

Full-time 1 views Experience : Min 10 yrs required

Job Tags:

Affirmative Action child Code of Conduct domestic partner family financial products FINRA Insurance invention Securities Software spouse

leadership team, reporting directly to the Senior Vice President of Strategic Intelligence. The responsibilities include: - Leading a team of product and market intelligence experts to identify, analyze, and predict regulatory trends and their potential... impact on member firms, customers, and...

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Attorney in Philadelphia, PA

Public Interest • **Members Only** Philadelphia, PA

Apply

Posted On Jul 26, 26

Full-time 1 views

Job Tags:

Affirmative Action blockchain child Code of Conduct Cybersecurity domestic partner family FINRA fraud Insurance invention Money Laundering Securities spouse

in crypto assets, blockchains, smart contracts, and other onchain technologies to address complex regulatory challenges. - Conduct investigations into... potential issues such as money laundering, onchain vulnerabilities, cybersecurity incidents, fraud, and related supervisory and operational control deficiencies. - Lead onchain transaction tr...

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Attorney in Philadelphia, PA

Public Interest • **Members Only** Philadelphia, PA

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Posted On Aug 12, 26

Full-time 3 views Experience : 3-5 yrs required

Job Tags:

Affirmative Action child Code of Conduct domestic partner family finance FINRA fraud Insurance invention Money Laundering Securities special projects spouse

exercising independent judgment with the support of a Risk Monitoring Director. - Identify emerging and existing risks across assigned firms, coordinating with specialists and internal teams to execute a comprehensive monitoring strategy. - Collaborate cross-functionally with internal departments to analyze regulatory developments,...

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Attorney in Philadelphia, PA

Public Interest • **Members Only** Philadelphia, PA

Apply

Posted On Aug 26, 26

Full-time 1 views Experience : Min 10 yrs required

Job Tags:

Affirmative Action agreements Case Law child Code of Conduct directors domestic partner family FINRA Insurance invention Litigation Partnership Securities Securities Exchange Act of 1934 securities laws spouse trials

Title: Director, Enforcement Job Responsibilities: The Enforcement Director is responsible for managing a team of 5-8 Enforcement attorneys to develop and resolve Enforcement cases from inception to completion. The Director oversees a diverse docket of cases, ensuring outcomes are based on accurate...

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Attorney in Philadelphia, PA

Public Interest • **Members Only** Philadelphia, PA

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Posted On Sep 01, 26

Full-time 1 views

Job Tags:

Affirmative Action child Code of Conduct domestic partner family finance Financial Industry Regulatory Authority FINRA fraud Insurance invention Money Laundering Securities special projects spouse Trademark

Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of FINRA members, reporting to a Risk Monitoring Director. - This senior-level position involves identifying existing and emerging risks and interacting with internal and external parties. - Perform...

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Attorney in Philadelphia, PA

Public Interest • **Members Only** Philadelphia, PA

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Posted On Sep 08, 26

Full-time 1 views Experience : Min 12 yrs required

Job Tags:

Affirmative Action child Code of Conduct domestic partner family FINRA Government Insurance invention partnerships Securities securities laws Software spouse

Title: Senior Director, Trading and Product Risk Intelligence Job Responsibilities: - Serve as a senior strategic partner to internal and external stakeholders, providing guidance on cross-departmental efforts to identify emerging threats and driving intelligence-led initiatives with measurable impact across the organization....

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Attorney in Philadelphia, PA

Public Interest • **Members Only** Philadelphia, PA

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Posted On Sep 22, 26

Full-time Experience : Min 10 yrs required

Job Tags:

Affirmative Action child Code of Conduct domestic partner family FINRA Insurance invention Securities spouse

for providing leadership in regulatory risk assessment and the... development of regulatory strategy. Key responsibilities include: -... research into market conditions and developments in collaboration with Surveillance Operations leadership. - Managing an analyst to develop and deliver specialized reports on regulatory is...

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Attorney in Philadelphia, PA

Public Interest • **Members Only** Philadelphia, PA

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Posted On Sep 29, 26

Full-time

Job Tags:

Affirmative Action child Code of Conduct domestic partner family finance FINRA Insurance invention Securities special projects spouse

Business Segment. - Supervise Risk Monitoring Analysts, ensuring timeliness, precision, and quality of risk assessments and related reports. - Oversee development of risk-based Regulatory Responses and evaluate the... adequacy of firm corrective actions. - Implement and direct goals and objectives for a...

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Health Care - Compliance, Transactions, HIPAA Attorney / Health Care - General Attorney in Wilmington, DE

Public Interest • **Members Only** Wilmington, DE

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Posted On Jul 23, 26

Full-time 3 views Experience : Min 5 yrs required

Practice Area:

Health Care - Compliance, Transactions, HIPAA Health Care - General

Job Tags:

agreements finance healthcare regulatory healthcare transactions hospitals Joint Ventures Mergers and Acquisitions physicians Stark Law

Arrangements, the candidate will be responsible for serving as the primary legal advisor on various physician-related transactions, including physician employment, professional services agreements, independent contractor agreements,... affiliations, joint ventures, mergers, and acquisitions. The role involves drafting, reviewing, negotiating, and inte...

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