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Posted On Jul 26, 26
Full-time 1 views Experience : Min 12 yrs required

Advisor: Market Regulation & Regulatory Service Agreement (RSA) Job Responsibilities:... serves as a strategic regulatory advisor and subject matter... structure, market regulation, and Regulatory Services Agreement (RSA) matters.... Key... responsibilities include: - Regulatory Intelligence & Strategic Advisory: ... analyze, and interpret complex regulatory developments related to market......

Posted On Jul 31, 26
Full-time 3 views

Provide full and advice services to clients seeking assistance... tenant rights, benefits, etc. - Maintain accurate and comprehensive electronic and physical case files. - Conduct field visits as needed to complete intake, assessment, or case follow-up services for homebound clients. - Assist... clie...

Posted On Aug 20, 26
Full-time Experience : 2-10 yrs required

- Crypto Exam and Regulatory Conduct Job Responsibilities: The Director of... the Crypto Exam and Regulatory Conduct team is entrusted... market conduct rules, and regulatory obligations. The role involves... overseeing investigations related to these areas, employing both onchain and traditional investigative techniques....

Full-time 1 views Experience : 1-3 yrs required

Title: Attorney - Enforcement Unit Job Responsibilities: The Attorney for the Enforcement Unit at the organization is responsible for independently handling a variety of challenging and interesting cases across all levels of City government. The role involves: - Administering and enforcing the City's...

Posted On Aug 10, 26
Full-time 1 views Experience : Min 10 yrs required

Job Title: Director, Transparency Services Equities Job Responsibilities: Market Strategy &... industry trends to propose and prioritize product development strategies, balancing market needs with regulatory objectives and the organization's... strategic initiatives. - Develop business plans and oversee execution from inception through product l...

Full-time 1 views Experience : Min 10 yrs required

Job Title: Director of Regulatory Policy Job Responsibilities: The Director of... Regulatory Policy is responsible for... cycle of adopting new regulatory requirements. This role involves... legally, and politically complex regulatory initiatives and rule changes.... Recognized by FINRA and the industry as a...

Full-time 5 views Experience : Min 10 yrs required

Title: Director, Enforcement Job Responsibilities: The Director of Enforcement is responsible for managing a team of 5-8 Enforcement attorneys to develop and resolve Enforcement cases from inception to completion. This role involves overseeing a diverse docket of cases, ensuring outcomes are supported...

Full-time 3 views Experience : 1-3 yrs required

Title: Agency Attorney - 30087 Job Responsibilities: The Agency Attorney role is primarily focused on enforcing New York City’s campaign finance laws and rules, and includes opportunities for legal research, analysis, and writing related to the functions of the general counsel’s office....

Posted On Jun 25, 26
Full-time 7 views Experience : Min 15 yrs required

the organization's central hub for integrated risk assessment and intelligence operations. - Serve as a key advisor to executive leadership and the Board on systemic risks, emerging threats, and regulatory priorities. - Drive collaboration across... Regulatory Operations departments to ensure... risk intellig...

Posted On Jul 02, 26
Full-time 4 views Experience : Min 12 yrs required

acting as a trusted advisor on significant matters related to Enforcement and the organization's regulatory mission. - Exercise sound judgment... and independent decision-making authority on delegated matters; establish decision frameworks and protocols for escalation when EVP involvement is needed. - Lead strategi...

Posted On Aug 20, 26
Full-time 1 views Experience : 2-10 yrs required

Title: Director, Investigations - Crypto Fraud and Market Abuse Job Responsibilities: - Lead and manage a team of investigators focusing on crypto-related fraud and market abuse within the securities industry, ensuring thorough and strategic investigations using reliable methodologies. - Drive...

Posted On Sep 15, 26
Full-time 2 views Experience : Min 10 yrs required

Engagement - Serve as a key member of senior management and strategic advisor to business stakeholders, partnering across departments to provide critical leadership and strategic direction on regulatory oversight, emerging risks, and... intelligence-driven initiatives. - Drive strategic discussions, decisions, and cross-departmental initiatives...

Posted On Jul 03, 26
Full-time 2 views Experience : Min 7 yrs required

Title: Associate General Counsel, Advocacy and Political Law Job Responsibilities: The Associate General Counsel, Advocacy and Political Law, is a critical role within the organization's Office of the General Counsel (OGC). This position is responsible for ensuring that the National Office adheres...

Posted On Jul 26, 26
Full-time 1 views

for the organization, applying specialized knowledge of crypto assets, blockchains, smart contracts, and other onchain technologies to address complex regulatory challenges. - Conduct investigations into... potential issues such as money laundering, onchain vulnerabilities, cybersecurity incidents, fraud, and related supervisory and operation...

Posted On Jul 26, 26
Full-time 1 views

of organization member firms and their associated persons. - Provide subject matter expertise to Regulatory Operations staff on crypto... asset matters and initiatives. - Assist in the development and delivery of crypto asset training for organization staff and the securities industry. -...

Full-time 1 views Experience : 4-18 yrs required

Title: General Counsel Job Responsibilities: Executive Leadership and Cross-Functional Integration: - Serve as a core member of the Commissioner's senior leadership team, contributing to agency-wide strategy, decision-making, and execution. Ensure the legal function is fully integrated into program, procurement, finance, and operations, supporting...

Posted On Aug 12, 26
Full-time 2 views Experience : 3-5 yrs required

exercising independent judgment with support from a Risk Monitoring Director. - Identify emerging and existing risks across assigned firms, coordinating with specialists and internal teams to execute a comprehensive monitoring strategy. - Collaborate cross-functionally with internal departments to analyze regulatory developments, c...

Posted On Aug 31, 26
Full-time 2 views

Title: Principal Analyst, Risk Monitoring Job Responsibilities: The Principal Analyst, Risk Monitoring is responsible for conducting risk monitoring activities and ongoing risk assessments of organization members, reporting to a Risk Monitoring Director. Key responsibilities include: - Conducting risk monitoring activities which may involve...

Posted On Sep 08, 26
Full-time 1 views Experience : Min 12 yrs required

providing guidance on cross-departmental efforts to identify emerging threats and driving intelligence-led initiatives with measurable impact across the organization. - Provide guidance and leadership to teams identifying, analyzing, and predicting a broad and complex range of emerging risks, threats, regulatory...

Posted On Sep 21, 26
Full-time Experience : Min 10 yrs required

responsible for leading proactive regulatory risk assessment and developing... regulatory strategies to ensure the... Surveillance department effectively aligns with market conditions and developments. Key responsibilities include: - Collaborating with Surveillance Operations leadership to conduct continuous qualitative research into market conditions...

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