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United States
Full-time 4 views Experience : Min 5 yrs required

Title: Part-Time Commercial Transactions Attorney Job Responsibilities: The Part-Time Commercial Transactions Attorney at the reputed firm will play a critical role in supporting the legal department by managing a diverse array of contractual matters organization-wide. The role will focus particularly on service-oriented...

Posted On Jul 26, 26
Full-time 1 views Experience : Min 12 yrs required

Advisor: Market Regulation & Regulatory Service Agreement (RSA) Job Responsibilities: Regulatory... analyze, and interpret complex regulatory developments related to market... the SEC, and other regulatory bodies. - Provide expert guidance... strategic, and policy implications of new and emerging regulatory requirements. - Direct the pre......

Posted On Aug 20, 26
Full-time 1 views Experience : 2-10 yrs required

- Crypto Exam and Regulatory Conduct Job Responsibilities: The Director of... the Crypto Exam and Regulatory Conduct team is tasked... market conduct rules, and regulatory obligations. Key responsibilities include: -... Leading and managing investigations: Provide leadership, oversight, and day-to-day management of a team...

Posted On Aug 12, 26
Full-time 1 views Experience : Min 10 yrs required

Job Title: Director, Transparency Services Equities Job Responsibilities: 1. Market Strategy... industry trends to develop and prioritize product development strategies, aligning them with market needs, regulatory objectives, and the organization's... strategic initiatives. - Develop business plans and oversee execution from inception thro...

Full-time 1 views Experience : Min 10 yrs required

Title: Director, Enforcement Job Responsibilities: The Director of Enforcement is responsible for managing a team of 5-8 enforcement attorneys, overseeing the development and resolution of enforcement cases from inception to completion. The Director ensures that all cases are supported by complete, accurate,...

Posted On Aug 11, 26
Full-time

independent judgment with the support of a Risk Monitoring Director. - Identify emerging and existing risks across assigned firms and coordinate with specialists and internal teams to execute a comprehensive monitoring strategy. - Collaborate cross-functionally with internal departments to analyze regulatory developments,...

Posted On Aug 20, 26
Full-time 1 views Experience : 2-10 yrs required

Title: Director, Investigations - Crypto Fraud and Market Abuse Job Responsibilities: The Director of the Crypto Fraud & Market Abuse team is tasked with the leadership and management of a specialized group of investigators focused on identifying, investigating, and mitigating...

Posted On Sep 15, 26
Full-time 2 views Experience : Min 10 yrs required

senior management and strategic advisor to business stakeholders, providing critical leadership and strategic direction on regulatory oversight, emerging risks, and... intelligence-driven initiatives. - Drive strategic discussions, decisions, and cross-departmental initiatives; engage senior leadership on priorities, opportunities, and gaps; and make recommendations...

Posted On Jul 26, 26
Full-time 1 views

serves as an expert in the organization, applying specialized knowledge of crypto assets, blockchains, smart contracts, and other onchain technologies to address complex regulatory challenges. This role involves:... - Leading investigations related to tokenized securities and other crypto asset a...

Posted On Jul 26, 26
Full-time 2 views

Asset Investigations is responsible for conducting high-complexity investigations into crypto asset activities of organization member firms and their associated persons. This role involves providing subject matter expertise to Regulatory Operations staff on crypto... asset matters and initiatives, assisting in the...

Posted On Sep 01, 26
Full-time 1 views Experience : 3-7 yrs required

Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of organization members, reporting to a Risk Monitoring Director. - Identify existing and emerging risks, supporting the direct manager in interactions with internal and external parties. - Conduct...

Posted On Sep 08, 26
Full-time 1 views Experience : Min 12 yrs required

Title: Senior Director, Trading and Product Risk Intelligence Job Responsibilities: - Serve as a senior strategic partner to internal and external stakeholders, providing guidance on cross-departmental efforts to identify emerging threats and drive intelligence-led initiatives with measurable impact across the...

Posted On Sep 15, 26
Full-time 1 views Experience : Min 10 yrs required

key member of senior management and a strategic advisor to business stakeholders, providing leadership and direction on regulatory oversight, emerging risks, and... intelligence-driven initiatives. - Facilitate strategic discussions and decisions, engage senior leadership on priorities, and recommend improvements to su...

Posted On Sep 29, 26
Full-time

firms within an Organizational Business Model or Business Segment. - Oversee the development of risk-based Regulatory Responses, addressing identified risks... and evaluating the adequacy of firm corrective actions. - Implement and direct the goals and objectives for a risk monitoring program speci...

Posted On Jul 26, 26
Full-time 1 views Experience : Min 12 yrs required

Advisor: Market Regulation & Regulatory Service Agreement (RSA) Job Responsibilities:... serves as a strategic regulatory advisor and subject matter... structure, market regulation, and Regulatory Services Agreement (RSA) matters.... Key... responsibilities include: - Regulatory Intelligence & Strategic Advisory: ... analyze, and interpret complex regulatory developments related to market......

Posted On Jul 31, 26
Full-time 3 views

Provide full and advice services to clients seeking assistance... tenant rights, benefits, etc. - Maintain accurate and comprehensive electronic and physical case files. - Conduct field visits as needed to complete intake, assessment, or case follow-up services for homebound clients. - Assist... clie...

Posted On Aug 20, 26
Full-time Experience : 2-10 yrs required

- Crypto Exam and Regulatory Conduct Job Responsibilities: The Director of... the Crypto Exam and Regulatory Conduct team is entrusted... market conduct rules, and regulatory obligations. The role involves... overseeing investigations related to these areas, employing both onchain and traditional investigative techniques....

Full-time 1 views Experience : 1-3 yrs required

Title: Attorney - Enforcement Unit Job Responsibilities: The Attorney for the Enforcement Unit at the organization is responsible for independently handling a variety of challenging and interesting cases across all levels of City government. The role involves: - Administering and enforcing the City's...

Posted On Aug 10, 26
Full-time 1 views Experience : Min 10 yrs required

Job Title: Director, Transparency Services Equities Job Responsibilities: Market Strategy &... industry trends to propose and prioritize product development strategies, balancing market needs with regulatory objectives and the organization's... strategic initiatives. - Develop business plans and oversee execution from inception through product l...

Full-time 1 views Experience : Min 10 yrs required

Job Title: Director of Regulatory Policy Job Responsibilities: The Director of... Regulatory Policy is responsible for... cycle of adopting new regulatory requirements. This role involves... legally, and politically complex regulatory initiatives and rule changes.... Recognized by FINRA and the industry as a...

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