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Attorney in Chicago, IL

Public Interest • **Members Only** Chicago, IL

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Posted On Jul 26, 26
Full-time 1 views Experience : Min 12 yrs required
Job Tags:
Affirmative Action agreements child Code of Conduct domestic partner family FINRA Insurance invention Securities securities laws spouse
Job Tags:
Affirmative Action agreements child Code of Conduct domestic partner family FINRA Insurance invention Securities securities laws spouse

Advisor: Market Regulation & Regulatory Service Agreement (RSA) Job Responsibilities: Regulatory... analyze, and interpret complex regulatory developments related to market... the SEC, and other regulatory bodies. - Provide expert guidance... on the operational, strategic, and policy implications of new and emerging regulatory requirem...

Attorney in Chicago, IL

Public Interest • **Members Only** Chicago, IL

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Posted On Aug 20, 26
Full-time Experience : 2-10 yrs required
Job Tags:
Affirmative Action blockchain child Code of Conduct cryptocurrency domestic partner evidence family finance FINRA fraud Insurance invention Money Laundering Partnership regulatory compliance Securities Securities Exchange Act of 1934 securities laws spouse
Job Tags:
Affirmative Action blockchain child Code of Conduct cryptocurrency domestic partner evidence family finance FINRA fraud Insurance invention Money Laundering Partnership regulatory compliance Securities Securities Exchange Act of 1934 securities laws spouse

- Crypto Exam and Regulatory Conduct Job Responsibilities: The Director of... the Crypto Exam and Regulatory Conduct team is tasked... market conduct rules and regulatory obligations. The role involves... overseeing the execution of comprehensive investigations using both onchain and traditional techniques, such...

Posted On Sep 29, 26
Full-time 1 views Experience : 12-20 yrs required
Practice Area:
Litigation - Regulatory Enforcement (SEC, Telecom, Energy, etc.) Professional Liability Plaintiffs
Job Tags:
Case Law depositions Ethics Litigation pleadings Practice of Law prosecuting cases
Practice Area:
Litigation - Regulatory Enforcement (SEC, Telecom, Energy, etc.) Professional Liability Plaintiffs
Job Tags:
Case Law depositions Ethics Litigation pleadings Practice of Law prosecuting cases

LITIGATION COUNSEL Job description: Are you looking for a challenging role within a public service organization that provides competitive compensation, an excellent benefits package, a hybrid work environment, and career growth opportunities? If so, the organization may be the place for you....

Posted On Sep 29, 26
Full-time 1 views Experience : 3-10 yrs required
Practice Area:
Government / Public Law Administrative Law Government - General
Job Tags:
Ethics Litigation Practice of Law
Practice Area:
Government / Public Law Administrative Law Government - General
Job Tags:
Ethics Litigation Practice of Law

Title: Intake Counsel Job Responsibilities: - Analyze new complaints and reports to assess the necessity of an investigation. - Conduct thorough investigations into lawyer conduct and unauthorized practice of law. - Communicate effectively with complainants and lawyers regarding investigative matters both verbally and in...

Attorney in Chicago, IL

Public Interest • **Members Only** Chicago, IL

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Posted On Jun 21, 26
Full-time 7 views
Job Tags:
Affirmative Action child Code of Conduct domestic partner family finance FINRA fraud Insurance invention Money Laundering Securities special projects spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family finance FINRA fraud Insurance invention Money Laundering Securities special projects spouse

or elevated risks, with minimal supervision. - Analyze regulatory developments and market trends,... providing actionable recommendations for senior leadership. - Collaborate with internal departments to identify, communicate, and address emerging risks across the financial industry. - Mentor and develop... junior risk monitoring s...

Attorney in Chicago, IL

Public Interest • **Members Only** Chicago, IL

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Posted On Jun 25, 26
Full-time 7 views Experience : Min 15 yrs required
Job Tags:
Affirmative Action artificial intelligence child Code of Conduct domestic partner emerging technologies family financial services regulation FINRA fraud Insurance invention Machine Learning Securities spouse
Job Tags:
Affirmative Action artificial intelligence child Code of Conduct domestic partner emerging technologies family financial services regulation FINRA fraud Insurance invention Machine Learning Securities spouse

the organization's central hub for integrated risk assessment and intelligence operations. - Serve as a key advisor to executive leadership and the Board on systemic risks, emerging threats, and regulatory priorities. - Drive collaboration across... Regulatory Operations departments to ensure... risk intellig...

Attorney in Chicago, IL

Public Interest • **Members Only** Chicago, IL

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Posted On Jul 05, 26
Full-time 3 views Experience : Min 12 yrs required
Job Tags:
Affirmative Action child Code of Conduct corporate compliance domestic partner family finance financial services regulation FINRA Government Insurance invention Litigation Media Securities special projects spouse
Job Tags:
Affirmative Action child Code of Conduct corporate compliance domestic partner family finance financial services regulation FINRA Government Insurance invention Litigation Media Securities special projects spouse

the EVP, providing trusted advice on Enforcement and regulatory mission matters. - Exercise sound... judgment and independent decision-making within delegated scope, establishing decision frameworks for escalation when necessary. - Lead strategic analysis and problem-solving on complex, precedent-setting matters, assessing issues and deci...

Attorney in Chicago, IL

Public Interest • **Members Only** Chicago, IL

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Posted On Aug 20, 26
Full-time 1 views Experience : 2-10 yrs required
Job Tags:
abuse Affirmative Action blockchain child Code of Conduct cryptocurrency domestic partner evidence family finance FINRA fraud Insurance invention Money Laundering Partnership regulatory compliance Securities Securities Exchange Act of 1934 securities laws spouse
Job Tags:
abuse Affirmative Action blockchain child Code of Conduct cryptocurrency domestic partner evidence family finance FINRA fraud Insurance invention Money Laundering Partnership regulatory compliance Securities Securities Exchange Act of 1934 securities laws spouse

Title: Director, Investigations - Crypto Fraud and Market Abuse Job Responsibilities: - Lead & Manage Investigations: Provide leadership, oversight, direction, and active day-to-day management of a team of investigators handling misconduct matters. Ensure investigations are thorough, strategically sound, and supported...

Attorney in Chicago, IL

Public Interest • **Members Only** Chicago, IL

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Posted On Sep 15, 26
Full-time 2 views Experience : Min 10 yrs required
Job Tags:
Affirmative Action child Code of Conduct domestic partner family financial products FINRA Insurance invention Securities Software spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family financial products FINRA Insurance invention Securities Software spouse

management and strategic advisor to business stakeholders, providing critical leadership and strategic direction on regulatory oversight, emerging risks, and... intelligence-driven initiatives. - Drive strategic discussions, decisions, and cross-departmental initiatives; engage senior leadership on priorities, opportunities, and gaps; and make recommendations for...

Attorney in Chicago, IL

Public Interest • **Members Only** Chicago, IL

Apply
Posted On Sep 15, 26
Full-time 1 views Experience : Min 10 yrs required
Job Tags:
Affirmative Action child Code of Conduct domestic partner family financial products FINRA Insurance invention Securities Software spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family financial products FINRA Insurance invention Securities Software spouse

Stakeholder Engagement - Serve as a key member of senior management, providing leadership and strategic direction on regulatory oversight and intelligence-driven initiatives. -... Drive strategic discussions and cross-departmental initiatives, engaging senior leadership on priorities and opportunities. - Develop tactical and strategic solutions, optimizing...

Attorney in Chicago, IL

Public Interest • **Members Only** Chicago, IL

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Posted On Jul 26, 26
Full-time 1 views
Job Tags:
Affirmative Action blockchain child Code of Conduct Cybersecurity domestic partner family FINRA fraud Insurance invention Money Laundering Securities spouse
Job Tags:
Affirmative Action blockchain child Code of Conduct Cybersecurity domestic partner family FINRA fraud Insurance invention Money Laundering Securities spouse

serve as an expert in crypto assets, blockchains, smart contracts, and other on-chain technologies, addressing complex regulatory challenges. Key responsibilities include: -... Leading investigations related to tokenized securities and other crypto asset activities within organization member firms and associated persons. - D...

Attorney in Chicago, IL

Public Interest • **Members Only** Chicago, IL

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Posted On Jul 26, 26
Full-time 1 views Experience : 5-10 yrs required
Job Tags:
Affirmative Action blockchain child Code of Conduct domestic partner family FINRA Insurance invention Securities spouse
Job Tags:
Affirmative Action blockchain child Code of Conduct domestic partner family FINRA Insurance invention Securities spouse

of organization member firms and their associated persons. - Provide subject matter expertise to Regulatory Operations staff on crypto... asset matters and initiatives. - Assist in the development and delivery of crypto asset training for organization staff and the securities industry. -...

Attorney in Chicago, IL

Public Interest • **Members Only** Chicago, IL

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Posted On Aug 12, 26
Full-time 2 views Experience : 3-7 yrs required
Job Tags:
Affirmative Action child Code of Conduct domestic partner family finance FINRA fraud Insurance invention Money Laundering Securities special projects spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family finance FINRA fraud Insurance invention Money Laundering Securities special projects spouse

exercising independent judgment with the support of a Risk Monitoring Director. - Identify emerging and existing risks across assigned firms, coordinating with specialists and internal teams to execute a comprehensive monitoring strategy. - Collaborate cross-functionally with internal departments to analyze regulatory developments,...

Attorney in Chicago, IL

Public Interest • **Members Only** Chicago, IL

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Posted On Aug 31, 26
Full-time 1 views Experience : Min 10 yrs required
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Government Insurance invention partnerships Securities securities laws Software spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Government Insurance invention partnerships Securities securities laws Software spouse

Title: Director, Emerging Technology Intelligence Job Responsibilities: The Director, Emerging Technology Intelligence is responsible for leading a team within the Strategic Intelligence department of the organization, which is part of the Risk & Intelligence department. The role involves: - Serving...

Attorney in Chicago, IL

Public Interest • **Members Only** Chicago, IL

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Posted On Sep 01, 26
Full-time 1 views Experience : 5-10 yrs required
Job Tags:
Affirmative Action child Code of Conduct domestic partner family finance Financial Industry Regulatory Authority FINRA fraud Insurance invention Money Laundering Securities special projects spouse Trademark
Job Tags:
Affirmative Action child Code of Conduct domestic partner family finance Financial Industry Regulatory Authority FINRA fraud Insurance invention Money Laundering Securities special projects spouse Trademark

Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of FINRA members, reporting to a Risk Monitoring Director. - Support the Risk Monitoring Director in identifying existing and emerging risks, and facilitate interactions with internal and...

Attorney in Chicago, IL

Public Interest • **Members Only** Chicago, IL

Apply
Posted On Sep 08, 26
Full-time 1 views Experience : Min 12 yrs required
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Government Insurance invention partnerships Securities securities laws Software spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Government Insurance invention partnerships Securities securities laws Software spouse

offering guidance on cross-departmental efforts to identify emerging threats and driving intelligence-led initiatives with significant impact across the organization. - Provide leadership to teams in identifying, analyzing, and predicting a wide range of emerging risks, threats, regulatory trends, and critical e......

Attorney in Chicago, IL

Public Interest • **Members Only** Chicago, IL

Apply
Posted On Sep 22, 26
Full-time Experience : Min 10 yrs required
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Insurance invention Securities spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Insurance invention Securities spouse

providing leadership in proactive regulatory risk assessment and the... development of regulatory strategy. Key responsibilities include: -... Collaborating with the Surveillance Operations leadership to perform continuous qualitative research into market conditions and developments. - Managing an analyst to produce specialized reports on...

Attorney in Chicago, IL

Public Interest • **Members Only** Chicago, IL

Apply
Posted On Sep 29, 26
Full-time
Job Tags:
Affirmative Action child Code of Conduct domestic partner family finance FINRA Insurance invention Securities special projects spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family finance FINRA Insurance invention Securities special projects spouse

quality of risk assessments, related reports, intelligence, and regulatory responses shared with Risk... Monitoring, Examinations, and other departments for a portfolio of firms within an Organizational Business Model or Business Segment. - Oversee the development of risk-based Regulatory Responses to...

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