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United States
Posted On Jul 26, 26
Full-time 1 views Experience : Min 12 yrs required

Advisor: Market Regulation & Regulatory Service Agreement (RSA) Job Responsibilities: Regulatory... analyze, and interpret complex regulatory developments related to market... the SEC, and other regulatory bodies. - Provide expert guidance... the operational, strategic, and policy implications of new and emerging regulatory requirements. - Dir...

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Posted On Aug 20, 26
Full-time 1 views Experience : 2-10 yrs required

- Crypto Exam and Regulatory Conduct Job Responsibilities: The Director of... the Crypto Exam and Regulatory Conduct team is tasked... market conduct rules, and regulatory obligations. This role involves... utilizing a combination of onchain and traditional investigative techniques, including blockchain analytics, smart...

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Posted On Aug 12, 26
Full-time 2 views Experience : Min 10 yrs required

Job Title: Director, Transparency Services Equities Job Responsibilities: Market Strategy &... industry trends to propose and prioritize product development strategies, balancing market needs with regulatory objectives and the organization's... strategic initiatives. - Develop business plans and oversee execution from inception through product l...

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Full-time 1 views Experience : Min 10 yrs required

Title: Director, Enforcement Job Responsibilities: The Director of Enforcement is responsible for managing a team of 5-8 Enforcement attorneys, overseeing the development and resolution of enforcement cases from inception to completion. The Director ensures that each case is supported by accurate and...

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Posted On Jun 21, 26
Full-time 10 views

several core responsibilities aimed at safeguarding the integrity of . securities markets. The primary duties include: - Leading sophisticated risk assessments of member firms, including those with complex or elevated risks, with minimal supervision. - Driving strategic intelligence by analyzing regulatory developmen...

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Posted On Jun 25, 26
Full-time 5 views Experience : Min 15 yrs required

the organization's central hub for integrated risk assessment and intelligence operations. - Serve as a key advisor to executive leadership and the Board on systemic risks, emerging threats, and regulatory priorities. - Drive collaboration across... Regulatory Operations departments to ensure... risk intellig...

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Posted On Jul 05, 26
Full-time 1 views

the EVP of Enforcement, providing expert advice on operational, policy, and regulatory matters. - Exercise independent decision-making... authority within delegated areas and establish decision frameworks for escalation. - Lead strategic analysis and problem-solving on complex issues, providing actionable recommendations and strategic op...

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Posted On Aug 20, 26
Full-time 1 views Experience : 2-10 yrs required

Title: Director, Investigations - Crypto Fraud and Market Abuse Job Responsibilities: - Lead & Manage Investigations: The Director is responsible for providing leadership, oversight, direction, and day-to-day management of a team of investigators focused on crypto-related fraud and market abuse within the...

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Posted On Sep 15, 26
Full-time 1 views Experience : Min 10 yrs required

senior management and strategic advisor to business stakeholders, providing critical leadership and strategic direction on regulatory oversight, emerging risks, and... intelligence-driven initiatives. - Drive strategic discussions, decisions, and cross-departmental initiatives; engage senior leadership on priorities, opportunities, and gaps; and make recommendations...

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Posted On Aug 12, 26
Full-time 1 views Experience : 3-5 yrs required

exercising independent judgment with the support of a Risk Monitoring Director. - Identify emerging and existing risks across assigned firms, coordinating with specialists and internal teams to execute a comprehensive monitoring strategy. - Collaborate cross-functionally with internal departments to analyze regulatory developments,...

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Posted On Sep 01, 26
Full-time 1 views

reporting to a Risk Monitoring Director. - Identify existing and emerging risks, supporting interactions with internal and external parties. - Collaborate with internal departments to analyze, communicate, and make recommendations regarding regulatory intelligence. - Mentor and coach... junior level risk monitoring staff. - Lead...

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Posted On Sep 08, 26
Full-time 1 views Experience : Min 12 yrs required

providing guidance on cross-departmental efforts to identify emerging threats and drive intelligence-led initiatives with measurable impact across the organization. - Provide guidance and leadership to teams identifying, analyzing, and predicting a broad and complex range of emerging risks, threats, regulatory tr...

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Posted On Sep 15, 26
Full-time 2 views Experience : Min 10 yrs required

leadership and direction on regulatory oversight, emerging risks, and... intelligence-driven initiatives. - Lead strategic discussions, make recommendations for improvements, and engage senior leadership on priorities, opportunities, and gaps to support investor protection and market i...

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Posted On Sep 22, 26
Full-time Experience : Min 10 yrs required

with providing leadership in regulatory risk assessment and strategy... Collaborating with Surveillance Operations leadership to conduct continuous qualitative research on market conditions and developments. - Managing an analyst to deliver specialized reports on critical regulatory issues and trends for... senior man...

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