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Posted On Jul 26, 26
Full-time 1 views Experience : Min 12 yrs required

Advisor: Market Regulation & Regulatory Service Agreement (RSA) Job Responsibilities: Regulatory... analyze, and interpret complex regulatory developments related to market... the SEC, and other regulatory bodies. - Provide expert guidance... leadership on operational, strategic, and policy implications of new and emerging regulatory requirements...

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Posted On Aug 20, 26
Full-time 1 views Experience : 2-10 yrs required

- Crypto Exam and Regulatory Conduct Job Responsibilities: The Director of... the Crypto Exam and Regulatory Conduct team is tasked... market conduct rules, and regulatory obligations. Key responsibilities include: -... Lead and manage a team of investigators, ensuring thorough and strategically sound investigations...

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Full-time 1 views Experience : Min 10 yrs required

Title: Director, Enforcement Job Responsibilities: The Enforcement Director is tasked with managing a team of 5-8 Enforcement attorneys. This role involves overseeing and resolving Enforcement cases from inception to completion while ensuring that each case outcome is supported by thorough factual findings...

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Posted On Aug 12, 26
Full-time 1 views Experience : 3-5 yrs required

exercising independent judgment with the support of a Risk Monitoring Director. - Identify emerging and existing risks across assigned firms, coordinating with specialists and internal teams to execute a comprehensive monitoring strategy. - Collaborate cross-functionally with internal departments to analyze regulatory developments,...

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Posted On Aug 20, 26
Full-time Experience : 2-10 yrs required

Title: Director, Investigations - Crypto Fraud and Market Abuse Job Responsibilities: The Director of the Crypto Fraud & Market Abuse team is primarily responsible for leading a highly skilled team of investigators focused on detecting, investigating, and mitigating crypto-related fraud and market...

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Posted On Jun 25, 26
Full-time 7 views Experience : Min 15 yrs required

directly to the Chief Regulatory Operations Officer and is... key member of the Regulatory Operations Senior Leadership Team.... This role is responsible for overseeing four departments related to risk monitoring, intelligence, collection and dissemination, and emerging risk identification to enhance...

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Posted On Jul 05, 26
Full-time 2 views Experience : Min 12 yrs required

trusted advisor on significant matters related to Enforcement and the organization's regulatory mission. Exercise sound judgment... and independent decision-making authority on matters within the delegated scope and establish decision frameworks for escalation when EVP involvement is necessary. - Lead strategic analy...

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Posted On Jul 26, 26
Full-time 1 views

Asset Investigations serves as an expert within the organization, utilizing specialized knowledge in crypto assets, blockchains, smart contracts, and other onchain technologies. The role involves addressing complex regulatory challenges related to crypto... assets and compliance. Key responsibilities include: -... Leading...

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Posted On Sep 22, 26
Full-time 1 views Experience : Min 10 yrs required

for providing leadership in regulatory risk assessment and strategy... organization. Key responsibilities include: - Collaborating with Surveillance Operations leadership to conduct qualitative research on market conditions and developments. - Managing an analyst to deliver specialized reports on regulatory issues for senior manag......

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Full-time 2 views Experience : 1-3 yrs required

Title Juvenile Rights Practice Staff Attorney – Entry Level Fall 2027 Job Responsibilities - Represent clients in Family Court litigation, including fact-finding, dispositional, and post-dispositional hearings. - Conduct direct client representation and institutional assignments including intake and case coverage. -...

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Full-time 1 views Experience : Min 10 yrs required

Title: Director, Enforcement Job Responsibilities: The Director of Enforcement is responsible for managing a team of 5-8 enforcement attorneys, overseeing the development and resolution of enforcement cases from inception to completion. The Director ensures that all cases are supported by complete, accurate,...

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Posted On Jul 26, 26
Full-time 1 views Experience : Min 12 yrs required

Advisor: Market Regulation & Regulatory Service Agreement (RSA) Job Responsibilities: Regulatory... analyze, and interpret complex regulatory developments related to market... the SEC, and other regulatory bodies. - Provide expert guidance... strategic, and policy implications of new and emerging regulatory requirements. - Direct the pre......

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Posted On Aug 20, 26
Full-time 1 views Experience : 2-10 yrs required

- Crypto Exam and Regulatory Conduct Job Responsibilities: The Director of... the Crypto Exam and Regulatory Conduct team is tasked... market conduct rules, and regulatory obligations. Key responsibilities include: -... Leading and managing investigations: Provide leadership, oversight, and day-to-day management of a team...

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Posted On Aug 20, 26
Full-time 1 views Experience : 2-10 yrs required

Title: Director, Investigations - Crypto Fraud and Market Abuse Job Responsibilities: The Director of the Crypto Fraud & Market Abuse team is tasked with the leadership and management of a specialized group of investigators focused on identifying, investigating, and mitigating...

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Posted On Jul 26, 26
Full-time 2 views

Asset Investigations is responsible for conducting high-complexity investigations into crypto asset activities of organization member firms and their associated persons. This role involves providing subject matter expertise to Regulatory Operations staff on crypto... asset matters and initiatives, assisting in the...

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Posted On Aug 11, 26
Full-time

independent judgment with the support of a Risk Monitoring Director. - Identify emerging and existing risks across assigned firms and coordinate with specialists and internal teams to execute a comprehensive monitoring strategy. - Collaborate cross-functionally with internal departments to analyze regulatory developments,...

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Posted On Aug 12, 26
Full-time 1 views Experience : Min 10 yrs required

OTC Equity products and facilities. - Analyze market and industry trends to develop and prioritize product development strategies, aligning them with market needs, regulatory objectives, and the organization's... strategic initiatives. - Develop business plans and oversee execution from inception thro...

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Posted On Sep 15, 26
Full-time 2 views Experience : Min 10 yrs required

senior management and strategic advisor to business stakeholders, providing critical leadership and strategic direction on regulatory oversight, emerging risks, and... intelligence-driven initiatives. - Drive strategic discussions, decisions, and cross-departmental initiatives; engage senior leadership on priorities, opportunities, and gaps; and make recommendations...

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Posted On Sep 22, 26
Full-time 1 views Experience : Min 10 yrs required

responsible for leading proactive regulatory risk assessments and developing... regulatory strategies. The role involves... and developments and managing an analyst to produce specialized reports on regulatory issues and trends for... senior management and business lines within Regulatory Ops. Key responsib...

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Full-time 3 views Experience : Min 10 yrs required

Legal Counsel Corporate And Regulatory Affairs - Transactions Job Responsibilities: -... Serve as lead counsel for a wide array of healthcare transactions and commercial agreements, including mergers, acquisitions, joint ventures, strategic affiliations, physician employment, and professional services agreements. - Draft, review, negotiate, and...

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