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Attorney in New York City, NY

Public Interest • **Members Only** New York City, NY

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Posted On Jun 25, 26

Full-time 7 views Experience : Min 15 yrs required

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Affirmative Action artificial intelligence child Code of Conduct domestic partner emerging technologies family financial services regulation FINRA fraud Insurance invention Machine Learning Securities spouse

Title: Executive Vice President, Risk & Intelligence Job Responsibilities: Strategic Leadership - Establish and execute the strategic vision for Risk and Intelligence as the organization's central hub for integrated risk assessment and intelligence operations. - Serve as a key advisor to executive leadership and...

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Attorney in New York City, NY

Public Interest • **Members Only** New York City, NY

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Posted On Jul 02, 26

Full-time 4 views Experience : Min 12 yrs required

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Affirmative Action child Code of Conduct corporate compliance domestic partner family finance financial services regulation FINRA Government Insurance invention Litigation Media Securities special projects spouse

Title: Vice President, Enforcement Senior Advisor & Operations Job Responsibilities: - Serve as a strategic partner and thought leader to the EVP of Enforcement, acting as a trusted advisor on significant matters related to Enforcement and the organization's regulatory mission. - Exercise sound...

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Government and Government Relations Attorney / Government / Public Law Attorney / Administrative Law Attorney / Government - General Attorney in New York City, NY

Public Interest • **Members Only** New York City, NY

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Posted On Jul 10, 26

Full-time 3 views Experience : Min 6 yrs required

Practice Area:

Government and Government Relations Government / Public Law Administrative Law Government - General

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Affirmative Action child Code of Conduct domestic partner family FINRA Insurance invention Securities spouse

Title: Principal Counsel, Regulatory Job Responsibilities: - Provide legal advice and support throughout the life cycle of new regulatory initiatives. - Serve as a subject matter resource in one or more areas of legal expertise within the organization. - Assist in advising the Board...

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Attorney in New York City, NY

Public Interest • **Members Only** New York City, NY

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Posted On Jul 26, 26

Full-time 1 views

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Affirmative Action blockchain child Code of Conduct Cybersecurity domestic partner family FINRA fraud Insurance invention Money Laundering Securities spouse

Title: Senior Principal Investigator, Crypto Asset Investigations - Blockchain Technology Job Responsibilities: - Serve as an expert for the organization, applying specialized knowledge of crypto assets, blockchains, smart contracts, and other onchain technologies to address complex regulatory challenges. - Conduct investigations into potential...

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Attorney in New York City, NY

Public Interest • **Members Only** New York City, NY

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Posted On Jul 26, 26

Full-time 1 views

Job Tags:

Affirmative Action blockchain child Code of Conduct domestic partner family FINRA Insurance invention Securities spouse

Title: Senior Principal Investigator, Crypto Asset Investigations - Tokenized Securities Markets Job Responsibilities: - Conduct high-complexity investigations into crypto asset activities of organization member firms and their associated persons. - Provide subject matter expertise to Regulatory Operations staff on crypto asset matters and...

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Government and Government Relations Attorney / Government / Public Law Attorney / Government - General Attorney in New York City, NY

Public Interest • **Members Only** New York City, NY

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Posted On Jul 30, 26

Full-time 3 views Experience : Min 10 yrs required

Practice Area:

Government and Government Relations Government / Public Law Government - General

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Affirmative Action Capital Markets child Code of Conduct domestic partner family Financial Industry Regulatory Authority FINRA Insurance invention Media Securities special projects spouse Trademark

Title: Associate General Counsel, Capital Markets Job Responsibilities: - Direct and manage the complete life cycle of adopting new regulatory requirements. - Provide expert knowledge to the Board of Governors and senior management, advising on high-impact, legally and politically complex regulatory initiatives and...

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Attorney in New York City, NY

Public Interest • **Members Only** New York City, NY

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Posted On Aug 12, 26

Full-time 2 views Experience : 3-5 yrs required

Job Tags:

Affirmative Action child Code of Conduct domestic partner family finance FINRA fraud Insurance invention Money Laundering Securities special projects spouse

Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Lead risk monitoring activities for complex and elevated-risk member firms, exercising independent judgment with support from a Risk Monitoring Director. - Identify emerging and existing risks across assigned firms, coordinating with specialists and internal teams...

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Government and Government Relations Attorney / Government / Public Law Attorney / Government - General Attorney in New York City, NY

Public Interest • **Members Only** New York City, NY

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Posted On Aug 17, 26

Full-time 1 views Experience : Min 10 yrs required

Practice Area:

Government and Government Relations Government / Public Law Government - General

Job Tags:

Affirmative Action Capital Markets child Code of Conduct domestic partner family Financial Industry Regulatory Authority FINRA Insurance invention Media Securities special projects spouse Trademark

Title: Director of Regulatory Policy Job Responsibilities: The Director of Regulatory Policy is responsible for directing and managing the complete life cycle of adopting new regulatory requirements. This role involves providing expert knowledge and advice to the Board of Governors and senior...

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Attorney in New York City, NY

Public Interest • **Members Only** New York City, NY

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Posted On Aug 20, 26

Full-time 1 views Experience : 2-10 yrs required

Job Tags:

abuse Affirmative Action blockchain child Code of Conduct cryptocurrency domestic partner evidence family finance FINRA fraud Insurance invention Money Laundering Partnership regulatory compliance Securities Securities Exchange Act of 1934 securities laws spouse

Title: Director, Investigations - Crypto Fraud and Market Abuse Job Responsibilities: - Lead and manage a team of investigators focusing on crypto-related fraud and market abuse within the securities industry, ensuring thorough and strategic investigations using reliable methodologies. - Drive...

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Litigation - Regulatory Enforcement (SEC, Telecom, Energy, etc.) Attorney / Litigation - Securities Litigation - Plaintiffs Attorney in New York City, NY

Public Interest • **Members Only** New York City, NY

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Posted On Aug 25, 26

Full-time 5 views Experience : Min 10 yrs required

Practice Area:

Litigation - Regulatory Enforcement (SEC, Telecom, Energy, etc.) Litigation - Securities Litigation - Plaintiffs

Job Tags:

Affirmative Action agreements Case Law child Code of Conduct directors domestic partner family FINRA Insurance invention Litigation Partnership Securities Securities Exchange Act of 1934 securities laws spouse trials

Title: Director, Enforcement Job Responsibilities: The Director of Enforcement is responsible for managing a team of 5-8 Enforcement attorneys to develop and resolve Enforcement cases from inception to completion. This role involves overseeing a diverse docket of cases, ensuring outcomes are supported...

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Attorney in New York City, NY

Public Interest • **Members Only** New York City, NY

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Posted On Sep 08, 26

Full-time Experience : Min 6 yrs required

Job Tags:

Affirmative Action Alternative Dispute Resolution child Code of Conduct domestic partner family FINRA Insurance invention Securities spouse

Title: Principal Analyst, Dispute Resolution Services Training Job Responsibilities: - The Principal Analyst is tasked with creating, maintaining, and updating training modules for key Dispute Resolution Services (DRS) regional job categories. - Responsible for training new regional hires and delivering just-in-time, customized training...

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Attorney in New York City, NY

Public Interest • **Members Only** New York City, NY

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Posted On Sep 08, 26

Full-time 1 views Experience : Min 12 yrs required

Job Tags:

Affirmative Action child Code of Conduct domestic partner family FINRA Government Insurance invention partnerships Securities securities laws Software spouse

Title: Senior Director, Trading and Product Risk Intelligence Job Responsibilities: - Serve as a senior strategic partner to internal and external stakeholders, providing guidance on cross-departmental efforts to identify emerging threats and driving intelligence-led initiatives with measurable impact across the organization. - Provide...

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Attorney in New York City, NY

Public Interest • **Members Only** New York City, NY

Apply

Posted On Sep 21, 26

Full-time Experience : Min 10 yrs required

Job Tags:

Affirmative Action child Code of Conduct domestic partner family FINRA Insurance invention Securities spouse

Title: Director, Market Strategy & Research Job Responsibilities: The Director, Market Strategy & Research is responsible for leading proactive regulatory risk assessment and developing regulatory strategies to ensure the Surveillance department effectively aligns with market conditions and developments. Key responsibilities include:...

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Attorney in New York City, NY

Public Interest • **Members Only** New York City, NY

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Posted On Sep 29, 26

Full-time

Job Tags:

Affirmative Action child Code of Conduct domestic partner family finance FINRA Insurance invention Securities special projects spouse

Title: Director, Risk Monitoring Job Responsibilities: - Supervise Risk Monitoring Analysts in conducting risk monitoring activities, ensuring timeliness, precision, and quality of risk assessments, related reports, intelligence, and regulatory responses for a portfolio of firms within an Organizational Business Model or Business...

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Attorney in Jersey City, NJ

Public Interest • **Members Only** Jersey City, NJ

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Posted On Jul 26, 26

Full-time 1 views

Job Tags:

Affirmative Action blockchain child Code of Conduct Cybersecurity domestic partner family FINRA fraud Insurance invention Money Laundering Securities spouse

Title: Senior Principal Investigator, Crypto Asset Investigations - Blockchain Technology Job Responsibilities: The Senior Principal Investigator in Crypto Asset Investigations serves as an expert in the organization, applying specialized knowledge of crypto assets, blockchains, smart contracts, and other onchain technologies...

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Attorney in Jersey City, NJ

Public Interest • **Members Only** Jersey City, NJ

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Posted On Jul 26, 26

Full-time 2 views

Job Tags:

Affirmative Action blockchain child Code of Conduct domestic partner family FINRA Insurance invention Securities spouse

Title: Senior Principal Investigator, Crypto Asset Investigations - Tokenized Securities Markets Job Responsibilities: The Senior Principal Investigator in Crypto Asset Investigations is responsible for conducting high-complexity investigations into crypto asset activities of organization member firms and their associated persons. This role involves...

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Attorney in Jersey City, NJ

Public Interest • **Members Only** Jersey City, NJ

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Posted On Aug 11, 26

Full-time

Job Tags:

Affirmative Action child Code of Conduct domestic partner family finance FINRA fraud Insurance invention Money Laundering Securities special projects spouse

Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Lead risk monitoring activities for complex and elevated-risk member firms, utilizing independent judgment with the support of a Risk Monitoring Director. - Identify emerging and existing risks across assigned firms and coordinate with specialists and...

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Attorney in Jersey City, NJ

Public Interest • **Members Only** Jersey City, NJ

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Posted On Aug 12, 26

Full-time 1 views Experience : Min 10 yrs required

Job Tags:

Affirmative Action child Code of Conduct cryptocurrency domestic partner equity family finance FINRA fraud Insurance invention Securities spouse

Title: Director, Transparency Services Equities Job Responsibilities: 1. Market Strategy & Product Leadership: - Own the P&L and business operations for the organization's OTC Equity products and facilities. - Analyze market and industry trends to develop and prioritize product development strategies, aligning...

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Attorney in Jersey City, NJ

Public Interest • **Members Only** Jersey City, NJ

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Posted On Aug 20, 26

Full-time 1 views Experience : 2-10 yrs required

Job Tags:

Affirmative Action blockchain child Code of Conduct cryptocurrency domestic partner evidence family finance FINRA fraud Insurance invention Money Laundering Partnership regulatory compliance Securities Securities Exchange Act of 1934 securities laws spouse

Title: Director, Investigations - Crypto Exam and Regulatory Conduct Job Responsibilities: The Director of the Crypto Exam and Regulatory Conduct team is tasked with leading a team of investigators focused on crypto-related investor protection risks, market conduct rules, and regulatory obligations. Key...

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Attorney in Jersey City, NJ

Public Interest • **Members Only** Jersey City, NJ

Apply

Posted On Aug 20, 26

Full-time 1 views Experience : 2-10 yrs required

Job Tags:

abuse Affirmative Action blockchain child Code of Conduct cryptocurrency domestic partner evidence family finance FINRA fraud Insurance invention Money Laundering Partnership regulatory compliance Securities Securities Exchange Act of 1934 securities laws spouse

Title: Director, Investigations - Crypto Fraud and Market Abuse Job Responsibilities: The Director of the Crypto Fraud & Market Abuse team is tasked with the leadership and management of a specialized group of investigators focused on identifying, investigating, and mitigating...

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