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United States
Posted On Aug 28, 26
Full-time 1 views
Practice Area:
Finance Finance - Banking Finance - Financial Services Regulation Finance - General Finance - Project Finance Finance - Public Finance Finance - Structured Finance Finance - Transportation Finance Fintech & Blockchain Nonprofit / Charities Law Tax Tax - Controversy and Dispute Resolution Tax - Employee Benefits & Executive Compensation Tax - Exempt Organization Tax - Federal
Practice Area:
Finance Finance - Banking Finance - Financial Services Regulation Finance - General Finance - Project Finance Finance - Public Finance Finance - Structured Finance Finance - Transportation Finance Fintech & Blockchain Nonprofit / Charities Law Tax Tax - Controversy and Dispute Resolution Tax - Employee Benefits & Executive Compensation Tax - Exempt Organization Tax - Federal

system will generate no profit for participants or the organization implementing the model. We have been developing a Section 3(c)(10)(A)(i) Investment Company Act no-action request... directed to the Division of Investment Management, Chief Counsel's Office.... The current draft is...

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President and Associate General Counsel, Broker-Dealer/Investment Adviser Group The candidate will develop, direct and manage the OGC's program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/investment advisers (BD/IAs), including rendering independent expert advice in this area. Provide high quality and timely legal and advisory support to the organization's business units, including Member Supervision and Enforcem... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Associate General Counsel, Broker-Dealer/Investment Advisor Group The candidate will work with the Vice President, Broker-Dealer/Investment Adviser Group, to develop and direct OGC's program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/investment advisers (BD/IAs), including rendering independent expert advice in this area. Demonstrate expertise with respect to the Exchange Act and Investment Advisers Act, their rules,...... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Associate General Counsel, Broker-Dealer/Investment Advisor Group ### Overview The Associate General Counsel, Broker-Dealer/Investment Advisor Group is primarily responsible for working with the Vice President, Broker-Dealer/Investment Adviser Group, to develop and direct OGC’s program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/investment advisers (BD/IAs). This position is responsible for providing high qual... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Summer Internship Program Intern will work in Member Regulation, department. The Summer Internship Program runs from May 8, 2015 through August 7, 2015. Will obtain an understanding of company and how company interrelates with the securities industry. This is an introductory-level position in which incumbents are training for assigned roles, training to learn job related skills, and working under direct supervision. Assist examiners in preparing for examinations of memb... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Intern - Member Regulation Sales Practice - Kansas City, MO( Job Number: 004807) Description We Work to Protect Investors. Join our Team. 2016 Summer Internship Program FINRA is dedicated to providing you with an internship opportunity to gain knowledge and experience in the securities industry with an employer that places a high value on the professional and personal growth of our employees. We set the bar high – we are... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Internship About Internships FINRA’s Corporate Internship Program offers practical, hands-on experience with the largest independent regulator for all securities firms doing business in the United States. Our program offers interns opportunities to build their career—and supplement what they've learned in the classroom—by meeting and working with employees throughout our organization. Our program runs from late May to mid-August. Interns work a maximum o... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Internship About Internships FINRA’s Corporate Internship Program offers practical, hands-on experience with the largest independent regulator for all securities firms doing business in the United States. Our program offers interns opportunities to build their career—and supplement what they've learned in the classroom—by meeting and working with employees throughout our organization. Our program runs from August to December. Interns work a maximum of 40 h... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Aid of Western Missouri seeks an executive director to lead the organization in its mission of improving the lives of people in need through quality legal assistance.  Legal Aid provides critical legal counsel in the areas of domestic violence protection, access to public benefits, housing assistance, foreclosure prevention, consumer issues, immigration and more; our work provides access to justice, breaks the cycle of poverty, restores fairness and gets results... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Summer Track Analyst Fellowship Law students in the final year of study will be considered for the June - August 2017 fellowships working in school districts, charter management organizations, nonprofits and other... leading education leaders. The Fellowship equips them to discuss education reform and key issues credibly and skillfully, advance their professional skills, understand key leadership career paths in education, and develop individual leadership styles to create chan... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

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Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

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