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United States
Posted On Jul 03, 26
Full-time 3 views Experience : Min 5 yrs required

responsible for a variety of tasks that support operational, compliance, transactional, and administrative matters. The main responsibilities include: - Collecting, organizing, submitting, and tracking government licensing and regulatory notices and... filings. - Managing, organizing, and administering business contracts. -...

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Posted On Jul 03, 26
Full-time 2 views Experience : Min 5 yrs required

of the General Counsel and is responsible for supporting operational, compliance, transactional, and administrative matters. Key responsibilities include: - Collecting, organizing, submitting, and tracking government licensing and regulatory notices and... filings. - Managing, organizing, and administering business contracts. - Preparing, administering, and mainta...

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Full-time Experience : Min 10 yrs required

Title: Director, Enforcement Job Responsibilities: The Enforcement Director is tasked with managing a team of 5-8 enforcement attorneys who are responsible for developing and resolving enforcement cases from inception to completion. The Director oversees a diverse docket of cases, ensuring each outcome...

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Full-time 7 views Experience : Min 6 yrs required

Title: Counsel, Enforcement Job Responsibilities: The Enforcement Counsel is tasked with resolving non-complex enforcement matters and contributing high-quality work to larger, complex cases. Key responsibilities include: - Resolving non-complex enforcement matters through rigorous assessment and effective advocacy. - Executing a risk-based...

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Posted On Jun 21, 26
Full-time 7 views

Title: Principal Analyst, Risk Monitoring Job Responsibilities: As a Principal Risk Monitoring Analyst at the organization, you will be a vital part of safeguarding the integrity of the . securities markets. The role involves identifying emerging risks, assessing complex member firms, and...

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Posted On Aug 12, 26
Full-time 1 views

Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Lead risk monitoring activities for complex and elevated-risk member firms, exercising independent judgment with the support of a Risk Monitoring Director. - Identify emerging and existing risks across assigned firms, coordinating with specialists and internal...

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Posted On Jul 03, 26
Full-time 2 views Experience : Min 8 yrs required

Title: Legal Assistant/Paralegal Job Responsibilities: - Act as a crucial resource for attorneys and staff under the guidance of the General Counsel and Deputy General Counsels, utilizing advanced problem-solving and exercising professional judgment on legal matters. - Exhibit integrity and a strong commitment...

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Posted On Jul 03, 26
Full-time 2 views Experience : Max 3 yrs required

Title Legal Assistant Job Responsibilities - Act as an integral resource for attorneys and staff on activities directed by the General Counsel and Deputy General Counsels. - Demonstrate integrity, discretion, and commitment to maintaining confidentiality and legal privileges. - Exhibit impeccable attention to detail, document...

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Posted On Jul 06, 26
Full-time 4 views Experience : Max 3 yrs required

Title: Legal Assistant Job Responsibilities: - Act as a vital resource for attorneys and staff on activities directed by the General Counsel and Deputy General Counsels. - Demonstrate integrity, discretion, and commitment to maintaining confidentiality and legal privileges. - Exhibit impeccable attention to detail,...

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