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United States
Full-time 8 views Experience : Min 6 yrs required

Title: Counsel, Enforcement Job Responsibilities: - Resolve non-complex enforcement matters through rigorous assessment and effective advocacy. - Execute risk-based legal strategies to fairly assess cases, recommend outcomes, negotiate settlements, and assist in litigation preparation. - Achieve transparent enforcement outcomes, identify relevant considerations, recommend charges,...

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Posted On Jun 10, 26
Full-time 4 views Experience : Min 10 yrs required

Title: Senior Director, Market Strategy & Research Job Responsibilities: The Senior Director, Market Strategy & Research is tasked with providing critical leadership in regulatory risk assessment and the development of regulatory strategy. This role supports the Surveillance department in aligning regulatory strategies...

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Posted On Jun 18, 26
Full-time 13 views

Paralegal Employment and Consumer DAYS/HOURS: Monday-Friday, 8:30 AM– 4:30 PM with one unpaid hour for lunch, 35 hours per week (with occasional evening trainings and clinics) REPORTS TO: Employment Staff Attorney STATUS: Full-time, Non-Exempt SALARY: $55, SUMMARY OF POSITION: The employment and consumer unit paralegal supports...

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Posted On Jul 05, 26
Full-time 1 views

Title: Vice President, Enforcement Senior Advisor & Operations Job Responsibilities: - Serve as a strategic partner and thought leader to the EVP of Enforcement, providing expert advice on operational, policy, and regulatory matters. - Exercise independent decision-making authority within delegated areas and establish...

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Posted On Jul 26, 26
Full-time 1 views

Title: Senior Principal Investigator, Crypto Asset Investigations - Blockchain Technology Job Responsibilities: The Senior Principal Investigator will serve as an expert in the field of crypto assets and blockchain technology, applying specialized knowledge to tackle complex regulatory challenges. Key responsibilities include: -...

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Posted On Jul 26, 26
Full-time Experience : Min 12 yrs required

Title: Senior Advisor: Market Regulation & Regulatory Service Agreement (RSA) Job Responsibilities: Regulatory Intelligence & Strategic Advisory - Monitor, analyze, and interpret complex regulatory developments related to market structure and market regulation from exchanges, FINRA, the SEC, and other regulatory bodies. - Provide expert...

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Posted On Jul 26, 26
Full-time Experience : Min 5 yrs required

Title: Senior Principal Investigator, Crypto Asset Investigations - Tokenized Securities Markets Job Responsibilities: The Senior Principal Investigator in Crypto Asset Investigations is tasked with conducting high-complexity investigations into crypto asset activities of organization member firms and their associated persons. This role requires...

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Full-time 1 views Experience : 3-5 yrs required

Title: Advocacy Policy Counsel Job Responsibilities: Research, Analysis, and Drafting: - Conduct legal, policy, and legislative research to inform advocates about the civil rights and civil liberties implications of government actions in priority issue areas. - Review, analyze, and synthesize the implications of existing...

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Posted On Aug 12, 26
Full-time 1 views Experience : 3-5 yrs required

Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Lead risk monitoring activities for complex and elevated-risk member firms, exercising independent judgment with the support of a Risk Monitoring Director. - Identify emerging and existing risks across assigned firms, coordinating with specialists and internal...

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Posted On Aug 12, 26
Full-time 1 views Experience : Min 10 yrs required

Title: Director, Transparency Services Equities Job Responsibilities: Market Strategy & Product Leadership - Own the P&L and business operations for the organization's OTC Equity products and facilities. - Analyze market and industry trends to propose and prioritize product development strategies, balancing market needs with...

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Full-time 1 views Experience : Min 2 yrs required

Title: Supervising Attorney – Housing and Appeals Job Responsibilities: The Supervising Attorney for the Housing and Appeals units at the organization is responsible for providing general oversight and substantive supervision at both in-person and remote legal clinics. This includes managing staff Limited...

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Posted On Aug 20, 26
Full-time Experience : 2-10 yrs required

Title: Director, Investigations - Crypto Exam and Regulatory Conduct Job Responsibilities: The Director of the Crypto Exam and Regulatory Conduct team is tasked with overseeing the management and execution of investigations related to crypto-related investor protection risks, market conduct rules, and regulatory...

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Posted On Aug 20, 26
Full-time 1 views Experience : 2-10 yrs required

Title: Director, Investigations - Crypto Fraud and Market Abuse Job Responsibilities: - Lead & Manage Investigations: The Director is responsible for providing leadership, oversight, direction, and day-to-day management of a team of investigators focused on crypto-related fraud and market abuse within the...

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Full-time Experience : Min 10 yrs required

Title: Director, Enforcement Job Responsibilities: The Director of Enforcement is responsible for managing a team of 5-8 Enforcement attorneys, overseeing the development and resolution of enforcement cases from inception to completion. The Director ensures that each case is supported by accurate and...

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Posted On Aug 31, 26
Full-time Experience : Min 10 yrs required

Title: Director, Emerging Technology Intelligence Job Responsibilities: - Serve as a senior partner to internal and external stakeholders, leading cross-departmental efforts to identify emerging threats and drive intelligence-driven initiatives with measurable impact on Strategic Intelligence results. - Lead a team of intelligence analysts...

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Posted On Sep 01, 26
Full-time

Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of FINRA members, reporting to a Risk Monitoring Director. - Identify existing and emerging risks, supporting interactions with internal and external parties. - Collaborate with internal departments to...

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Posted On Sep 08, 26
Full-time Experience : Min 12 yrs required

Title: Senior Director, Trading and Product Risk Intelligence Job Responsibilities: - Serve as a senior strategic partner to internal and external stakeholders, providing guidance on cross-departmental efforts to identify emerging threats and drive intelligence-led initiatives with measurable impact across the organization. - Provide...

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Posted On Jun 12, 26
Full-time 16 views

Title: Language Access & Equity Fellowship Job Responsibilities: The Language Access & Equity Fellow will support the Language Access Project, focusing on improving access to justice for Limited English Proficient (LEP) and Deaf and Hard of Hearing (D/HH) communities in Massachusetts....

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Full-time 12 views Experience : Min 5 yrs required

Title: Affordable Housing Preservation Attorney Job Responsibilities: The Affordable Housing Preservation Attorney will join the Housing Practice Group at the organization and will advocate on behalf of low-income and marginalized individuals statewide. The primary responsibilities include: - Providing support to residents, legal aid...

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Full-time 10 views Experience : Min 5 yrs required

Title: Immigration/Immigrant Rights Litigation Senior Attorney Job Responsibilities: The Immigration/Immigrant Rights Litigation Senior Attorney will be responsible for leading and implementing the immigration and immigrant rights agenda of the organization. This role involves crafting and executing strategies for federal court litigation, as...

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