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Attorney in Washington, DC

Public Interest • **Members Only** Washington, DC

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Posted On Jul 26, 26

Full-time 2 views Experience : Min 12 yrs required

Job Tags:

Affirmative Action agreements child Code of Conduct domestic partner family FINRA Insurance invention Securities securities laws spouse

Title: Senior Advisor: Market Regulation & Regulatory Service Agreement (RSA) Job Responsibilities: Regulatory Intelligence & Strategic Advisory - Monitor, analyze, and interpret complex regulatory developments related to market structure and market regulation from exchanges, the organization, the SEC, and other regulatory bodies. - Provide...

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Corporate - Securities and Capital Markets Attorney / Corporate - General Attorney in Washington, DC

Public Interest • **Members Only** Washington, DC

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Posted On Jul 30, 26

Full-time 1 views Experience : Min 10 yrs required

Practice Area:

Corporate - Securities and Capital Markets Corporate - General

Job Tags:

Affirmative Action Capital Markets child Code of Conduct domestic partner family Financial Industry Regulatory Authority FINRA Insurance invention Media Securities special projects spouse Trademark

Title: Associate General Counsel, Capital Markets Job Responsibilities: - Direct and manage the complete life cycle of adopting new regulatory requirements. - Provide expert knowledge to the Board of Governors and senior management on high-impact, legally and politically complex regulatory initiatives and rule...

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Attorney in Washington, DC

Public Interest • **Members Only** Washington, DC

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Posted On Jul 05, 26

Full-time 4 views Experience : Min 12 yrs required

Job Tags:

Affirmative Action child Code of Conduct corporate compliance domestic partner family finance financial services regulation FINRA Government Insurance invention Litigation Media Securities special projects spouse

Title: Vice President, Enforcement Senior Advisor & Operations Job Responsibilities: - Serve as a strategic partner and thought leader to the EVP of Enforcement, acting as a trusted advisor on significant matters related to Enforcement and the regulatory mission. - Exercise sound judgment...

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Attorney in Washington, DC

Public Interest • **Members Only** Washington, DC

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Posted On Jul 06, 26

Full-time 2 views Experience : 5-20 yrs required

Job Tags:

Energy evidence Government Media partnerships

Title: Mid-Career and Senior Fellows Job Responsibilities: - Conceive and design research projects and produce original research suitable for publication in peer-reviewed literature, policy publications, and organization publications. - Provide analysis of policy issues and engage with decision-makers and stakeholders. - Lead and participate...

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Government and Government Relations Attorney / Government / Public Law Attorney / Administrative Law Attorney / Corporate - Securities and Capital Markets Attorney / Government - General Attorney / Corporate - General Attorney in Washington, DC

Public Interest • **Members Only** Washington, DC

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Posted On Jul 09, 26

Full-time 4 views Experience : Min 6 yrs required

Practice Area:

Government and Government Relations Government / Public Law Administrative Law Corporate - Securities and Capital Markets Government - General Corporate - General

Job Tags:

Affirmative Action child Code of Conduct domestic partner family FINRA Insurance invention Securities spouse

Title: Principal Counsel, Regulatory Job Responsibilities: The Principal Counsel in the Office of General Counsel (OGC), Regulatory Policy, is responsible for providing legal advice and support throughout the life cycle of new regulatory initiatives. This role serves as a subject matter resource...

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Corporate - Securities and Capital Markets Attorney / Corporate - Compliance Attorney / Corporate - General Attorney in Washington, DC

Public Interest • **Members Only** Washington, DC

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Posted On Jul 10, 26

Full-time 3 views Experience : Min 6 yrs required

Practice Area:

Corporate - Securities and Capital Markets Corporate - Compliance Corporate - General

Job Tags:

Affirmative Action child Code of Conduct domestic partner family Financial Industry Regulatory Authority FINRA Insurance invention Securities spouse Trademark

Title: Principal Counsel in Office of General Counsel (OGC), Regulatory Policy Job Responsibilities: The Principal Counsel in the Office of General Counsel (OGC), Regulatory Policy at the organization is tasked with providing legal advice and support throughout the life cycle of new...

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Attorney in Washington, DC

Public Interest • **Members Only** Washington, DC

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Posted On Jul 26, 26

Full-time 1 views

Job Tags:

Affirmative Action blockchain child Code of Conduct Cybersecurity domestic partner family FINRA fraud Insurance invention Money Laundering Securities spouse

Title: Senior Principal Investigator, Crypto Asset Investigations - Blockchain Technology Job Responsibilities: The Senior Principal Investigator, Crypto Asset Investigations - Blockchain Technology, is tasked with serving as an expert within the organization, applying specialized knowledge of crypto assets, blockchain technology, smart contracts,...

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Attorney in Washington, DC

Public Interest • **Members Only** Washington, DC

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Posted On Jul 26, 26

Full-time 2 views Experience : Min 5 yrs required

Job Tags:

Affirmative Action blockchain child Code of Conduct domestic partner family FINRA Insurance invention Securities spouse

Title: Senior Principal Investigator, Crypto Asset Investigations - Tokenized Securities Markets Job Responsibilities: - Conduct high-complexity investigations into crypto asset activities of organization member firms and their associated persons. - Provide subject matter expertise to Regulatory Operations staff on crypto asset matters and...

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Litigation - Appellate Attorney / Litigation - Securities Litigation - Defense Attorney in Washington, DC

Public Interest • **Members Only** Washington, DC

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Posted On Jul 26, 26

Full-time 2 views Experience : Min 15 yrs required

Practice Area:

Litigation - Appellate Litigation - Securities Litigation - Defense

Job Tags:

Affirmative Action appeals appellate child Code of Conduct domestic partner employment litigation family Financial Industry Regulatory Authority FINRA Insurance invention Litigation Securities special projects spouse Trademark

Title: Vice President and Associate General Counsel - Litigation Job Responsibilities: - Direct and manage the organization's most significant and complex corporate litigation, including class actions, employment litigation, and other high-stakes matters. - Oversee and manage the organization's representation in significant administrative proceedings...

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Attorney in Washington, DC

Public Interest • **Members Only** Washington, DC

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Posted On Aug 12, 26

Full-time 3 views

Job Tags:

Affirmative Action child Code of Conduct domestic partner family finance FINRA fraud Insurance invention Money Laundering Securities special projects spouse

Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Lead risk monitoring activities for complex and elevated-risk member firms, exercising independent judgment with the support of a Risk Monitoring Director. - Identify emerging and existing risks across assigned firms, coordinating with specialists and internal...

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Administrative Law Attorney / Government and Government Relations Attorney / Government / Public Law Attorney / Government - General Attorney in Washington, DC

Public Interest • **Members Only** Washington, DC

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Posted On Aug 17, 26

Full-time 1 views Experience : Min 10 yrs required

Practice Area:

Administrative Law Government and Government Relations Government / Public Law Government - General

Job Tags:

Capital Markets FINRA Media Securities special projects

Title: Associate General Counsel, Capital Markets Job Responsibilities: The Associate General Counsel in Capital Markets is tasked with managing the complete life cycle of adopting new regulatory requirements. They provide expert legal knowledge to the Board of Governors and senior management, advising...

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Attorney in Washington, DC

Public Interest • **Members Only** Washington, DC

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Posted On Aug 20, 26

Full-time 1 views Experience : 2-10 yrs required

Job Tags:

Affirmative Action blockchain child Code of Conduct cryptocurrency domestic partner evidence family finance FINRA fraud Insurance invention Money Laundering Partnership regulatory compliance Securities Securities Exchange Act of 1934 securities laws spouse

Title: Director, Investigations - Crypto Exam and Regulatory Conduct Job Responsibilities: - Lead a team of skilled investigators focusing on crypto-related investor protection risks, market conduct rules, and regulatory obligations. - Oversee investigations employing onchain investigative techniques such as blockchain analytics, smart contract...

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Attorney in Washington, DC

Public Interest • **Members Only** Washington, DC

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Posted On Aug 20, 26

Full-time 1 views Experience : 2-10 yrs required

Job Tags:

abuse Affirmative Action blockchain child Code of Conduct cryptocurrency domestic partner evidence family finance FINRA fraud Insurance invention Money Laundering Partnership regulatory compliance Securities Securities Exchange Act of 1934 securities laws spouse

Title: Director, Investigations - Crypto Fraud and Market Abuse Job Responsibilities: The Director of the Crypto Fraud & Market Abuse team is tasked with leading a team of investigators dedicated to identifying, investigating, and mitigating crypto-related fraud and market abuse in the...

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Litigation - Regulatory Enforcement (SEC, Telecom, Energy, etc.) Attorney / Litigation - Securities Litigation - Plaintiffs Attorney / Administrative Law Attorney / Government / Public Law Attorney / Government - General Attorney in Washington, DC

Public Interest • **Members Only** Washington, DC

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Posted On Aug 25, 26

Full-time 2 views Experience : Min 10 yrs required

Practice Area:

Litigation - Regulatory Enforcement (SEC, Telecom, Energy, etc.) Litigation - Securities Litigation - Plaintiffs Administrative Law Government / Public Law Government - General

Job Tags:

Affirmative Action agreements Case Law child Code of Conduct directors domestic partner family FINRA Insurance invention Litigation Partnership Securities Securities Exchange Act of 1934 securities laws spouse trials

Title: Director, Enforcement Job Responsibilities: The Director of Enforcement manages a team of 5-8 enforcement attorneys to develop and resolve enforcement cases from inception to completion. The Director is responsible for managing a large and diverse docket of cases, ensuring that each...

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Attorney in Washington, DC

Public Interest • **Members Only** Washington, DC

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Posted On Aug 31, 26

Full-time 1 views Experience : Min 10 yrs required

Job Tags:

Affirmative Action child Code of Conduct domestic partner family FINRA Government Insurance invention partnerships Securities securities laws Software spouse

Title: Director, Emerging Technology Intelligence Job Responsibilities: - Serve as a senior partner to internal and external stakeholders, leading cross-departmental efforts to identify emerging threats and drive intelligence-driven initiatives with measurable impact on Strategic Intelligence results. - Lead a team of intelligence analysts...

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Attorney in Washington, DC

Public Interest • **Members Only** Washington, DC

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Posted On Sep 01, 26

Full-time Experience : 5-10 yrs required

Job Tags:

Affirmative Action child Code of Conduct domestic partner family finance Financial Industry Regulatory Authority FINRA fraud Insurance invention Money Laundering Securities special projects spouse Trademark

Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of **Members Only,** members, reporting to a Risk Monitoring Director. - Support Risk Monitoring Director in identifying existing and emerging risks, and manage interactions with internal and external...

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Attorney in Washington, DC

Public Interest • **Members Only** Washington, DC

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Posted On Sep 08, 26

Full-time 1 views Experience : Min 6 yrs required

Job Tags:

Affirmative Action Alternative Dispute Resolution child Code of Conduct domestic partner family FINRA Insurance invention Securities spouse

Title: Principal Analyst, Dispute Resolution Services Training Job Responsibilities: The Principal Analyst is primarily responsible for creating, maintaining, and updating training modules for key Dispute Resolution Services (DRS) regional job categories. This role involves training new regional hires and delivering just-in-time, customized...

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Attorney in Washington, DC

Public Interest • **Members Only** Washington, DC

Apply

Posted On Sep 08, 26

Full-time 1 views Experience : Min 12 yrs required

Job Tags:

Affirmative Action child Code of Conduct domestic partner family FINRA Government Insurance invention partnerships Securities securities laws Software spouse

Title: Senior Director, Trading and Product Risk Intelligence Job Responsibilities: - Serve as a senior strategic partner to both internal and external stakeholders, providing guidance on cross-departmental efforts to identify emerging threats and driving intelligence-led initiatives with measurable impact across...

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Attorney in Washington, DC

Public Interest • **Members Only** Washington, DC

Apply

Posted On Sep 15, 26

Full-time 3 views Experience : Min 10 yrs required

Job Tags:

Affirmative Action child Code of Conduct domestic partner family financial products FINRA Insurance invention Securities Software spouse

Title: Vice President, Strategic and Threat Intelligence Job Responsibilities: 1. Strategic Planning, Leadership, and Stakeholder Engagement - Serve as a key member of senior management and strategic advisor to business stakeholders, providing leadership and strategic direction on regulatory oversight, emerging risks, and...

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Attorney in Washington, DC

Public Interest • **Members Only** Washington, DC

Apply

Posted On Sep 15, 26

Full-time 2 views Experience : Min 10 yrs required

Job Tags:

Affirmative Action child Code of Conduct domestic partner family financial products FINRA Insurance invention Securities Software spouse

Title: Vice President, Trading and Product Risk Intelligence Job Responsibilities: Strategic Planning, Leadership, and Stakeholder Engagement - Serve as a key member of senior management and strategic advisor to business stakeholders, partnering across departments to provide critical leadership and strategic direction on regulatory...

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