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United States
Posted On Jul 03, 26
Full-time 5 views Experience : 2-5 yrs required
Practice Area:
Corporate - Contract Law Corporate - Technology Transactions Corporate - Compliance Corporate - M&A Government Contracts Administrative Law Corporate - General Government - General
Job Tags:
agreements Biotechnology construction corporate governance Government Insurance licensing Litigation special projects
Practice Area:
Corporate - Contract Law Corporate - Technology Transactions Corporate - Compliance Corporate - M&A Government Contracts Administrative Law Corporate - General Government - General
Job Tags:
agreements Biotechnology construction corporate governance Government Insurance licensing Litigation special projects

Deadline: 10 April 2026 Department: Legal and Compliance Employment Type: Full Time Job Title: Assistant General Counsel (AGC) Reporting To: General Counsel Compensation: $200,000 - $275,000 / year Job Responsibilities: The Assistant General Counsel (AGC) will be a vital part of a small in-house legal team, navigating...

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Posted On Sep 09, 26
Full-time 5 views Experience : Min 8 yrs required
Practice Area:
Corporate - M&A Corporate - General
Job Tags:
acquisitions corporate transactions Joint Ventures M&A mergers
Practice Area:
Corporate - M&A Corporate - General
Job Tags:
acquisitions corporate transactions Joint Ventures M&A mergers

Title: Senior Corporate Counsel, M&A Job Responsibilities: - Support and lead mergers, acquisitions, joint ventures, investments, warrants, infrastructure financings, and other corporate transactions through the full lifecycle. - Provide strategic advice to the business on a broad range of transactional matters. - Collaborate with...

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Posted On Jul 17, 26
Full-time 2 views Experience : Min 8 yrs required
Practice Area:
Corporate - M&A Corporate - General
Job Tags:
acquisitions agreements artificial intelligence confidentiality agreements corporate governance equity Joint Ventures letters of intent M&A mergers partnerships
Practice Area:
Corporate - M&A Corporate - General
Job Tags:
acquisitions agreements artificial intelligence confidentiality agreements corporate governance equity Joint Ventures letters of intent M&A mergers partnerships

Title: Senior Counsel, Corporate (M&A) Job Responsibilities: - Lead and support mergers, acquisitions, joint ventures, investments, partnerships, and other strategic transactions for the organization. - Draft, review, and negotiate transaction documents, including definitive agreements, letters of intent, and confidentiality agreements. - Provide strategic advice...

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Posted On Jun 01, 26
Full-time 14 views Experience : Min 6 yrs required
Practice Area:
Finance - Financial Services Regulation Finance - General
Job Tags:
Affirmative Action child Code of Conduct domestic partner evidence family FINRA Insurance invention Litigation Securities spouse
Practice Area:
Finance - Financial Services Regulation Finance - General
Job Tags:
Affirmative Action child Code of Conduct domestic partner evidence family FINRA Insurance invention Litigation Securities spouse

Title: Counsel, Enforcement Job Responsibilities: The Enforcement Counsel is responsible for resolving non-complex Enforcement matters and contributing high-quality work for larger, complex matters. Key responsibilities include: - Resolving non-complex Enforcement matters through rigorous assessment and effective advocacy. - Executing a...

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Attorney in San Francisco, CA

Public Interest • **Members Only** San Francisco, CA

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Posted On Jun 10, 26
Full-time 11 views Experience : Min 10 yrs required
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Insurance invention Securities spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Insurance invention Securities spouse

Title: Senior Director, Market Strategy & Research Job Responsibilities: The Senior Director, Market Strategy & Research is responsible for providing critical leadership in proactive regulatory risk assessment and the development of regulatory strategy. This role is essential for enabling Surveillance to effectively...

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Attorney in San Francisco, CA

Public Interest • **Members Only** San Francisco, CA

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Posted On Jul 05, 26
Full-time 2 views Experience : Min 12 yrs required
Job Tags:
Affirmative Action child Code of Conduct corporate compliance domestic partner family finance financial services regulation FINRA Government Insurance invention Litigation Media Securities special projects spouse
Job Tags:
Affirmative Action child Code of Conduct corporate compliance domestic partner family finance financial services regulation FINRA Government Insurance invention Litigation Media Securities special projects spouse

Title: Vice President, Enforcement Senior Advisor & Operations Job Responsibilities: - Serve as a strategic partner and thought leader to the EVP, providing expert advice on significant matters related to Enforcement and the organization's regulatory mission. - Exercise sound judgment and independent decision-making...

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Attorney in San Francisco, CA

Public Interest • **Members Only** San Francisco, CA

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Posted On Jul 26, 26
Full-time 1 views
Job Tags:
Affirmative Action blockchain child Code of Conduct Cybersecurity domestic partner family FINRA fraud Insurance invention Money Laundering Securities spouse
Job Tags:
Affirmative Action blockchain child Code of Conduct Cybersecurity domestic partner family FINRA fraud Insurance invention Money Laundering Securities spouse

Title: Senior Principal Investigator, Crypto Asset Investigations - Blockchain Technology Job Responsibilities: The Senior Principal Investigator in Crypto Asset Investigations for Blockchain Technology acts as an expert within the organization, utilizing specialized knowledge in crypto assets, blockchains, smart contracts, and other...

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Attorney in San Francisco, CA

Public Interest • **Members Only** San Francisco, CA

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Posted On Jul 26, 26
Full-time Experience : Min 12 yrs required
Job Tags:
Affirmative Action agreements child Code of Conduct domestic partner family FINRA Insurance invention Securities securities laws spouse
Job Tags:
Affirmative Action agreements child Code of Conduct domestic partner family FINRA Insurance invention Securities securities laws spouse

Title: Senior Advisor: Market Regulation & Regulatory Service Agreement (RSA) Job Responsibilities: Regulatory Intelligence & Strategic Advisory - Monitor, analyze, and interpret complex regulatory developments related to market structure and market regulation from exchanges, the organization, the SEC, and other regulatory bodies. - Provide...

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Attorney in San Francisco, CA

Public Interest • **Members Only** San Francisco, CA

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Posted On Jul 26, 26
Full-time 1 views
Job Tags:
Affirmative Action blockchain child Code of Conduct domestic partner family FINRA Insurance invention Securities spouse
Job Tags:
Affirmative Action blockchain child Code of Conduct domestic partner family FINRA Insurance invention Securities spouse

Title: Senior Principal Investigator, Crypto Asset Investigations - Tokenized Securities Markets Job Responsibilities: - Conduct high-complexity investigations into crypto asset activities of organization member firms and their associated persons. - Provide subject matter expertise to Regulatory Operations staff on crypto asset matters and...

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Attorney in San Francisco, CA

Public Interest • **Members Only** San Francisco, CA

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Posted On Aug 12, 26
Full-time 1 views
Job Tags:
Affirmative Action child Code of Conduct domestic partner family finance FINRA fraud Insurance invention Money Laundering Securities special projects spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family finance FINRA fraud Insurance invention Money Laundering Securities special projects spouse

Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Lead risk monitoring activities for complex and elevated-risk member firms, exercising independent judgment with the support of a Risk Monitoring Director. - Identify emerging and existing risks across assigned firms, coordinating with specialists and internal...

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Attorney in San Francisco, CA

Public Interest • **Members Only** San Francisco, CA

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Posted On Aug 20, 26
Full-time 1 views Experience : 2-10 yrs required
Job Tags:
Affirmative Action blockchain child Code of Conduct cryptocurrency domestic partner evidence family finance FINRA fraud Insurance invention Money Laundering Partnership regulatory compliance Securities Securities Exchange Act of 1934 securities laws spouse
Job Tags:
Affirmative Action blockchain child Code of Conduct cryptocurrency domestic partner evidence family finance FINRA fraud Insurance invention Money Laundering Partnership regulatory compliance Securities Securities Exchange Act of 1934 securities laws spouse

Title: Director, Investigations - Crypto Exam and Regulatory Conduct Job Responsibilities: The Director of the Crypto Exam and Regulatory Conduct team is tasked with leading a team of investigators focusing on crypto-related investor protection risks, market conduct rules, and regulatory obligations. The...

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Attorney in San Francisco, CA

Public Interest • **Members Only** San Francisco, CA

Apply
Posted On Aug 20, 26
Full-time Experience : 2-10 yrs required
Job Tags:
abuse Affirmative Action blockchain child Code of Conduct cryptocurrency domestic partner evidence family finance FINRA fraud Insurance invention Money Laundering Partnership regulatory compliance Securities Securities Exchange Act of 1934 securities laws spouse
Job Tags:
abuse Affirmative Action blockchain child Code of Conduct cryptocurrency domestic partner evidence family finance FINRA fraud Insurance invention Money Laundering Partnership regulatory compliance Securities Securities Exchange Act of 1934 securities laws spouse

Title: Director, Investigations - Crypto Fraud and Market Abuse Job Responsibilities: The Director of the Crypto Fraud & Market Abuse team is tasked with leading a team of investigators focused on detecting, investigating, and mitigating crypto-related fraud and market abuse within the...

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Posted On Aug 25, 26
Full-time Experience : Min 10 yrs required
Practice Area:
Administrative Law Government - General
Job Tags:
Affirmative Action agreements Case Law child Code of Conduct directors domestic partner family FINRA Insurance invention Litigation Partnership Securities Securities Exchange Act of 1934 securities laws spouse trials
Practice Area:
Administrative Law Government - General
Job Tags:
Affirmative Action agreements Case Law child Code of Conduct directors domestic partner family FINRA Insurance invention Litigation Partnership Securities Securities Exchange Act of 1934 securities laws spouse trials

Title: Director, Enforcement Job Responsibilities: The Director of Enforcement is responsible for managing a team of 5-8 Enforcement attorneys throughout all stages of Enforcement cases, from inception to completion. The role includes overseeing a large and diverse docket of cases, ensuring outcomes...

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Attorney in San Francisco, CA

Public Interest • **Members Only** San Francisco, CA

Apply
Posted On Aug 26, 26
Full-time 1 views
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Government Insurance invention partnerships Securities securities laws Software spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Government Insurance invention partnerships Securities securities laws Software spouse

Title: Senior Director, Trading and Product Risk Intelligence Job Responsibilities: - Serve as a senior strategic partner to internal and external stakeholders, providing guidance on cross-departmental efforts to identify emerging threats and driving intelligence-led initiatives with measurable impact across the organization. - Provide...

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Attorney in San Francisco, CA

Public Interest • **Members Only** San Francisco, CA

Apply
Posted On Aug 26, 26
Full-time 1 views Experience : Min 10 yrs required
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Government Insurance invention partnerships Securities securities laws Software spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Government Insurance invention partnerships Securities securities laws Software spouse

Title: Director, Emerging Technology Intelligence Job Responsibilities: The Director of Strategic Intelligence plays a pivotal role in the Strategic Intelligence team, part of the Risk & Intelligence department within the organization. This position involves providing leadership to a team of analysts who...

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Attorney in San Francisco, CA

Public Interest • **Members Only** San Francisco, CA

Apply
Posted On Aug 26, 26
Full-time Experience : Min 10 yrs required
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Government Insurance invention partnerships Securities securities laws Software spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Government Insurance invention partnerships Securities securities laws Software spouse

Title: Director, Financial Crimes Intelligence Job Responsibilities: The Director of Financial Crimes Intelligence is responsible for leading a team within the Strategic Intelligence division of the organization. This role involves critical functions aimed at supporting the organization's mission by providing strategic and...

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