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Full-time 2 views Experience : Min 8 yrs required

Senior Attorney REPORTS TO: Supervising Senior Attorney SECTION: Training and Technical Assistance (TTA) STATUS: Exempt, Bargaining, Remote SALARY RANGE: $87,000-93,000 Summary Description: The Senior Attorney within the Training and Technical Assistance (TTA) team is primarily tasked with conducting both in-person and online trainings, providing technical...

Full-time 2 views Experience : Min 6 yrs required

Title: Principal Counsel, Regulatory Job Responsibilities: The Principal Counsel in the Office of General Counsel (OGC), Regulatory Policy provides legal advice and support throughout the life cycle of new regulatory initiatives and acts as a subject matter resource in specific areas of...

Full-time 1 views Experience : Min 10 yrs required

Title: Director, Enforcement Job Responsibilities: The Director of Enforcement is responsible for managing a team of 5-8 Enforcement attorneys. This role involves overseeing the development and resolution of Enforcement cases through all stages, from inception to completion. The Director is tasked with...

Posted On Jul 26, 26
Full-time 1 views Experience : Min 12 yrs required

Title: Senior Advisor: Market Regulation & Regulatory Service Agreement (RSA) Job Responsibilities: Regulatory Intelligence & Strategic Advisory - Monitor, analyze, and interpret complex regulatory developments related to market structure and market regulation from exchanges, the organization, the SEC, and other regulatory bodies. - Provide...

Posted On Jul 26, 26
Full-time 1 views Experience : 5-10 yrs required

Title: Senior Principal Investigator, Crypto Asset Investigations - Tokenized Securities Markets Job Responsibilities: The Senior Principal Investigator in Crypto Asset Investigations (CAI) is responsible for conducting high-complexity investigations into crypto asset activities of organization member firms and their associated persons. This role...

Posted On Aug 19, 26
Full-time 1 views

Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Lead risk monitoring activities for complex and elevated-risk member firms, exercising independent judgment with the support of a Risk Monitoring Director. - Identify emerging and existing risks across assigned firms, coordinating with specialists and internal...

Posted On Aug 19, 26
Full-time 1 views Experience : Min 10 yrs required

Title: Director, Transparency Services Equities Job Responsibilities: Market Strategy & Product Leadership: - Owns the P&L and business operations for the organization's OTC Equity products and facilities. - Analyzes market and industry trends to propose and prioritize product development strategies, balancing market needs with...

Posted On Aug 31, 26
Full-time 1 views Experience : Min 10 yrs required

Title: Director, Emerging Technology Intelligence Job Responsibilities: - Serve as a senior partner to internal and external stakeholders, leading cross-departmental efforts to identify emerging threats and drive intelligence-driven initiatives with measurable impact on Strategic Intelligence results. - Lead a team of intelligence analysts...

Posted On Sep 01, 26
Full-time

Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Conduct risk monitoring activities and perform ongoing risk assessments of FINRA members, reporting findings to a Risk Monitoring Director. - Support the Risk Monitoring Director in identifying existing and emerging risks and engage with both...

Full-time 6 views Experience : Min 8 yrs required

Title Senior Litigation Counsel Job Responsibilities - Lead and support the organization's litigation and advocacy efforts focused on accountability, transparency, and ethics in government. - Perform core litigation tasks including legal research, fact development, drafting pleadings and briefs, and participating in...

Full-time 2 views Experience : Min 15 yrs required

Title** Special Counsel to the Division of Enforcement and Investigations (DEI) **Job Responsibilities** The Special Counsel to the DEI at the organization is responsible for a wide range of duties that are critical to the success of the division. These duties include: - Providing...

Full-time 1 views Experience : Min 20 yrs required

SUMMARY – EXECUTIVE DIRECTOR – CENTER FOR LEGAL INNOVATION Position Overview This leadership position at a reputed firm involves spearheading the Center for Legal Innovation, an initiative dedicated to combating anti-Semitism and promoting civil rights. The Executive Director is tasked with building...

Full-time 2 views Experience : Min 10 yrs required

Title: Director, Enforcement Job Responsibilities: The Director of Enforcement manages a team of 5-8 enforcement attorneys to develop and resolve enforcement cases from inception to completion. The Director is responsible for managing a large and diverse docket of cases, ensuring that each...

Full-time 2 views Experience : Min 10 yrs required

Title: Senior Counsel, Legal Initiatives Position Summary A reputed firm seeks an experienced, collaborative, and mission-driven Senior Counsel to join its Legal Initiatives team. Reporting to the Director of Legal Initiatives, the Senior Attorney will play a key role in advancing the...

Full-time 2 views Experience : Min 15 yrs required

Title: Chief Legal Officer Job Responsibilities: The Chief Legal Officer (CLO) will report directly to the President & CEO and serve as a crucial member of the executive team at the organization. The CLO will be accountable for shaping, leading, and managing...

Full-time 3 views Experience : 2-6 yrs required

Title: Staff Attorney Job Responsibilities: The Staff Attorney plays a crucial role in supporting the pro-democracy community by addressing current and emerging threats to democratic institutions, people, and communities. Key responsibilities include: - Legal Research, Tracking & Analysis: - Track and...

Posted On Jul 07, 26
Full-time 2 views Experience : Max 2 yrs required

Title: Legal Assistant Job Responsibilities: - Perform all duties in alignment with the organization's values of integrity, inclusion, collaboration, innovation, and excellence. - Support the legal team in managing tasks and program logistics. - Manage and coordinate schedules, book and schedule meetings and events...

Full-time 2 views Experience : 5-8 yrs required

Title: Oversight Counsel Job Responsibilities: The Oversight Counsel is instrumental in advancing the mission of the organization by crafting and executing legal and oversight strategies aimed at safeguarding democratic institutions against executive branch overreach, civil rights and liberties threats, power abuses, and...

Full-time 2 views Experience : 2-6 yrs required

Title: Staff Attorney, Democracy 2025 Job Responsibilities: The Staff Attorney will play a crucial role in supporting the Democracy 2025 initiative, which serves as a strategic hub for the pro-democracy community in addressing rising authoritarianism. This role involves legal research, analysis, and...

Full-time 2 views Experience : 5-10 yrs required

Title: Counsel Job Responsibilities: - Develop and drive legal strategies to prevent the decline of democracy into authoritarianism. - Research and devise innovative legal arguments and potential litigation approaches, managing case outcomes from start to finish. - Recruit and retain clients and plaintiffs, and...

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