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United States
Posted On Jul 26, 26
Full-time 1 views Experience : Min 12 yrs required

Title: Senior Advisor: Market Regulation & Regulatory Service Agreement (RSA) Job Responsibilities: Regulatory Intelligence & Strategic Advisory - Monitor, analyze, and interpret complex regulatory developments related to market structure and market regulation from exchanges, the organization, the SEC, and other regulatory bodies. - Provide...

Posted On Aug 12, 26
Full-time 1 views

Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Lead risk monitoring activities for complex and elevated-risk member firms, exercising independent judgment with the support of a Risk Monitoring Director. - Identify emerging and existing risks across assigned firms, coordinating with specialists and internal...

Posted On Aug 20, 26
Full-time 1 views Experience : 2-10 yrs required

Title: Director, Investigations - Crypto Exam and Regulatory Conduct Job Responsibilities: The Director of the Crypto Exam and Regulatory Conduct team is tasked with leading a team of investigators focusing on crypto-related investor protection risks, market conduct rules, and regulatory obligations. The...

Posted On Aug 20, 26
Full-time 1 views Experience : 2-10 yrs required

Title: Director, Investigations - Crypto Fraud and Market Abuse Job Responsibilities: The Director of the Crypto Fraud & Market Abuse team is tasked with leading a team of investigators focused on detecting, investigating, and mitigating crypto-related fraud and market abuse within the...

Posted On Aug 26, 26
Full-time Experience : Min 10 yrs required

Title: Director, Financial Crimes Intelligence Job Responsibilities: The Director of Financial Crimes Intelligence is responsible for leading a team within the Strategic Intelligence division of the organization. This role involves critical functions aimed at supporting the organization's mission by providing strategic and...

Posted On Sep 29, 26
Full-time

Title: Director, Risk Monitoring Job Responsibilities: - Supervise Risk Monitoring Analysts in conducting risk monitoring activities, ensuring timeliness, precision, and quality in risk assessments, reports, intelligence, and regulatory responses. - Oversee the development of risk-based Regulatory Responses addressing identified risks and evaluating the...

Contract, Full-time 2 views Experience : 3-6 yrs required

Title: Probate and Trust Administration Attorney Job Responsibilities: - Manage probate and trust administration processes, which include preparing petitions for letters of administration, statutory notifications, inventories, accountings, Heggstad petitions, and distributions. - Provide advisory services to trustees regarding their fiduciary duties and ensure...

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