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United States
Posted On Aug 12, 26
Full-time Experience : Min 10 yrs required

Title: Director, Transparency Services Equities Job Responsibilities: 1. Market Strategy & Product Leadership: - Own the P&L and business operations for the organization's OTC Equity products and facilities. - Analyze market and industry trends to develop and prioritize product development strategies, aligning...

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Posted On Aug 10, 26
Full-time Experience : Min 10 yrs required

Title: Director, Transparency Services Equities Job Responsibilities: Market Strategy & Product Leadership - Own the P&L and business operations for the organization's OTC Equity products and facilities. - Analyze market and industry trends to propose and prioritize product development strategies, balancing market needs with...

Sign In or Sign Up in seconds to view this job on LawCrossing.

Archived Job Listings: Real Employers, Hidden Opportunities

The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.

  • ✅ LawCrossing has monitored employer hiring for 25+ years
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Intern - Member Regulation, Sales Practice Duties: To obtain an understanding of authority and how it interrelates with the securities industry. Learn how to gather information on member firms from rules, regulations guidelines, records, databases, SROs and regulatory agencies. Learn how to determine member firm regulatory compliance. Observe examination activity performed by more senior staff. Assist in reviewing and analyzing customer complaints an... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Intern - Member Regulation, Sales Practice - Woodbridge, NJ( Job Number: 004912) Description We Work to Protect Investors. Join our Team. 2016 Summer Internship Program FINRA is dedicated to providing you with an internship opportunity to gain knowledge and experience in the securities industry with an employer that places a high value on the professional and personal growth of our employees. We set the bar high – we are looki... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

/ Undergraduate Intern, Member Regulation The intern will achieve an understanding and working knowledge of organization's role and responsibilities in the securities industry with exposure to customer complaints, routine examinations, and the new member application process. Will learn how to gather information on member firms from rules, organization systems, firm records, databases, and regulatory agencies. Learn how to determine member firm regulatory compliance.... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Intern - Member Regulation, Sales Practice Duties: Learn how to gather information on member firms from rules, regulations guidelines, records, databases, SROs and regulatory agencies. Learn how to determine member firm regulatory compliance. Observe examination activity performed by more senior staff. Assist in reviewing and analyzing customer complaints and termination for cause investigations. Assist with reviewing, analyzing, and comparing document... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Intern Duties: Learn how to assess member firm compliance with the rules and regulations that govern their securities activities and their interaction with the investing public. Observe examination activity conducted by FINRA regulatory professionals. Assist in reviewing and analyzing customer complaints and termination for cause investigations. Assist in reviewing, analyzing, and comparing documents and information on firm finances, policies, procedur... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Summer Internship Program The candidate will learn how to gather information on member firms from rules, regulations guidelines, records, databases, SROs and regulatory agencies. Learn how to determine member firm regulatory compliance. Observe examination activity performed by more senior staff. Assist in reviewing and analyzing customer complaints and termination for cause investigations. Assist with reviewing, analyzing, and comparing documents and information on fir... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Internship Program, 2014 The intern will join the Member Regulation, Sales Practice department. Will learn how to gather information on member firms from rules, regulations guidelines, records, databases, SROs and regulatory agencies. Learn how to determine member firm regulatory compliance. Observe examination activity performed by more senior staff. Assist in reviewing and analyzing customer complaints and termination for cause investigations. Assist with reviewing,... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Intern - Member Regulation, Sales Practice Duties: To obtain an understanding of authority and how it interrelates with the securities industry. Learn how to gather information on member firms from rules, regulations guidelines, records, databases, SROs and regulatory agencies. Learn how to determine member firm regulatory compliance. Observe examination activity performed by more senior staff. Assist in reviewing and analyzing customer complaints an... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Intern - Member Regulation, Sales Practice - New York, NY( Job Number: 004915) Description We Work to Protect Investors. Join our Team. 2016 Summer Internship Program FINRA is dedicated to providing you with an internship opportunity to gain knowledge and experience in the securities industry with an employer that places a high value on the professional and personal growth of our employees. We set the bar high – we are... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

/ Undergraduate Intern - Member Regulation, Sales Practice The intern will achieve an understanding and working knowledge of organization's role and responsibilities in the securities industry with exposure to customer complaints, routine examinations, and the new member application process. Will learn how to gather information on member firms from rules, organization systems, firm records, databases, and regulatory agencies. Learn how to determine member firm regul... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

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