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Posted On Jul 05, 26
Full-time 2 views Experience : Min 12 yrs required

Title: Vice President, Enforcement Senior Advisor & Operations Job Responsibilities: The Vice President, Enforcement Senior Advisor & Operations is a senior leadership role reporting directly to the Executive Vice President (EVP) of Enforcement. This position is crucial for shaping the strategic direction...

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Posted On Aug 19, 26
Full-time 1 views

Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Lead risk monitoring activities for complex and elevated-risk member firms, exercising independent judgment with the support of a Risk Monitoring Director. - Identify emerging and existing risks across assigned firms, coordinating with specialists and internal...

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Posted On Aug 19, 26
Full-time 1 views Experience : Min 10 yrs required

Title: Director, Transparency Services Equities Job Responsibilities: Market Strategy & Product Leadership: - Owns the P&L and business operations for the organization's OTC Equity products and facilities. - Analyzes market and industry trends to propose and prioritize product development strategies, balancing market needs with...

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Posted On Aug 20, 26
Full-time Experience : 2-10 yrs required

Title: Director, Investigations - Crypto Fraud and Market Abuse Job Responsibilities: The Director of the Crypto Fraud & Market Abuse team is responsible for leading a team of investigators focused on detecting, investigating, and mitigating crypto-related fraud and market abuse within the...

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Posted On Aug 20, 26
Full-time 1 views Experience : 2-10 yrs required

Title: Director, Investigations - Crypto Exam and Regulatory Conduct Job Responsibilities: The Director of the Crypto Exam and Regulatory Conduct team is tasked with leading a team of investigators focusing on crypto-related investor protection risks, market conduct rules, and regulatory obligations. The...

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Posted On Aug 31, 26
Full-time 1 views Experience : Min 10 yrs required

Title: Director, Emerging Technology Intelligence Job Responsibilities: - Serve as a senior partner to internal and external stakeholders, leading cross-departmental efforts to identify emerging threats and drive intelligence-driven initiatives with measurable impact on Strategic Intelligence results. - Lead a team of intelligence analysts...

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Posted On Sep 01, 26
Full-time

Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Conduct risk monitoring activities and perform ongoing risk assessments of FINRA members, reporting findings to a Risk Monitoring Director. - Support the Risk Monitoring Director in identifying existing and emerging risks and engage with both...

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Posted On Sep 22, 26
Full-time Experience : Min 10 yrs required

Title: Director, Market Strategy & Research Job Responsibilities: The Director, Market Strategy & Research is responsible for providing leadership in proactive regulatory risk assessment and the development of regulatory strategy. This role is crucial for enabling the Surveillance department to effectively develop...

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Posted On Sep 29, 26
Full-time 1 views

Title: Director, Risk Monitoring Job Responsibilities: - Supervise Risk Monitoring Analysts in their risk monitoring activities, ensuring timely, precise, and quality risk assessments, reports, intelligence, and regulatory responses for a portfolio of firms within an Organizational Business Model or Business Segment. - Oversee...

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Posted On Jul 14, 26
Full-time 1 views Experience : Min 5 yrs required

Support Associate Job Responsibilities: Support Blended Finance and Trust Funds: - Provide... internal clients for blended finance projects, which includes preparing,... reviewing, and negotiating transaction documentation. - Offer legal assistance to the Trust Funds unit, encompassing the preparation, review, and negotiation of trust fund...

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Posted On Jul 06, 26
Full-time 2 views Experience : 7-10 yrs required

Title: Risk and Compliance Manager Job Responsibilities: - Compliance Program Management: Implement and supervise compliance with the organization's Code of Ethics and internal policies. Develop and maintain the compliance framework for Gaza operations, including process checklists aligned with international standards. Develop and...

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Posted On Jul 03, 26
Full-time 3 views Experience : Min 4 yrs required

Title: Litigation Paralegal (“Paralegal”) Job Responsibilities: - Assist attorneys with conducting legal and factual research to support active or potential cases and legal advocacy efforts. - Provide general logistical and administrative support to attorneys, including maintaining dockets, scheduling meetings, and coordinating travel. - Maintain...

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Posted On Jul 05, 26
Full-time 4 views Experience : Min 12 yrs required

Title: Vice President, Enforcement Senior Advisor & Operations Job Responsibilities: - Serve as a strategic partner and thought leader to the EVP of Enforcement, acting as a trusted advisor on significant matters related to Enforcement and the regulatory mission. - Exercise sound judgment...

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Full-time 6 views Experience : Min 8 yrs required

Title Senior Litigation Counsel Job Responsibilities - Lead and support the organization's litigation and advocacy efforts focused on accountability, transparency, and ethics in government. - Perform core litigation tasks including legal research, fact development, drafting pleadings and briefs, and participating in...

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Full-time 2 views Experience : Min 15 yrs required

Title: Chief Legal Officer Job Responsibilities: The Chief Legal Officer (CLO) will report directly to the President & CEO and serve as a crucial member of the executive team at the organization. The CLO will be accountable for shaping, leading, and managing...

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Posted On Jul 07, 26
Full-time 4 views Experience : 8-10 yrs required

analyze documents related to USF program legal work, including appeals, memorandum, policies, agreements, and other documents. - Direct programmatic legal work with internal divisions such as Audit Division, Finance, Procurement, and Enterprise Portfolio... Management. - Advise Senior Leadership on proposed responses and...

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Posted On Jul 22, 26
Full-time 1 views Experience : Min 3 yrs required

Title: Senior Director, Regulatory Counsel Job Responsibilities: The Senior Director, Regulatory Counsel is responsible for representing a reputed firm and advocating its policy positions on consumer financial protection, competition, and innovation regulation and legislation primarily before financial regulatory agencies. Key responsibilities include: -...

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Full-time 2 views Experience : Min 15 yrs required

Title: Vice President and Associate General Counsel - Litigation Job Responsibilities: - Direct and manage the organization's most significant and complex corporate litigation, including class actions, employment litigation, and other high-stakes matters. - Oversee and manage the organization's representation in significant administrative proceedings...

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Full-time Experience : 10-15 yrs required

Title: VP, Senior Counsel and Strategic Advisor to the CEO Job Responsibilities: 1. Strategic Legal Counsel: - Serve as a legal advisor to executive and operational leadership on strategic and operational initiatives. - Provide business-focused legal guidance supporting the organization's mission, growth...

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Full-time 1 views Experience : Min 10 yrs required

Title: Associate General Counsel, Capital Markets Job Responsibilities: - Direct and manage the complete life cycle of adopting new regulatory requirements. - Provide expert knowledge to the Board of Governors and senior management on high-impact, legally and politically complex regulatory initiatives and rule...

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