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Posted On Aug 26, 26
Full-time Experience : Min 10 yrs required

Title: Director, Financial Crimes Intelligence Job Responsibilities: The Director of Financial Crimes Intelligence is responsible for leading a team within the Strategic Intelligence division of the organization. This role involves critical functions aimed at supporting the organization's mission by providing strategic and...

Posted On Jun 21, 26
Full-time 6 views Experience : 5-10 yrs required

Title: Principal Analyst, Risk Monitoring Job Responsibilities: As a Principal Risk Monitoring Analyst, the candidate will play a crucial role in protecting the integrity of . securities markets. The responsibilities include: - Leading risk assessments by conducting sophisticated risk monitoring of member firms,...

Posted On Jul 05, 26
Full-time 3 views Experience : Min 12 yrs required

Title: Vice President, Enforcement Senior Advisor & Operations Job Responsibilities: - Serve as a strategic partner and thought leader to the EVP, providing expert advice on significant matters related to Enforcement and the organization's regulatory mission. - Exercise sound judgment and independent decision-making...

Posted On Jul 07, 26
Full-time 3 views Experience : Min 10 yrs required

Title: Senior Paralegal, Employment Job Responsibilities: - Serve as a strategic partner to Legal, People, Compliance, and business teams to design, implement, and lead employment legal initiatives. - Support and coordinate employment investigations, pre-litigation matters, employee agency matters, and litigation matters. - Partner with...

Full-time 2 views Experience : Min 12 yrs required

Title: Senior Lawyer - Infrastructure Transactions Job Responsibilities: - Own commercial legal strategy and risk management for the organization's infrastructure transactions. - Draft, negotiate, and advise on complex agreements with infrastructure suppliers, manufacturers, distributors, and technology partners. - Support strategic partnerships involving AI infrastructure...

Posted On Aug 12, 26
Full-time 1 views

Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Lead risk monitoring activities for complex and elevated-risk member firms, exercising independent judgment with the support of a Risk Monitoring Director. - Identify emerging and existing risks across assigned firms, coordinating with specialists and internal...

Posted On Aug 20, 26
Full-time 1 views Experience : 2-10 yrs required

Title: Director, Investigations - Crypto Exam and Regulatory Conduct Job Responsibilities: The Director of the Crypto Exam and Regulatory Conduct team is tasked with leading a team of investigators focusing on crypto-related investor protection risks, market conduct rules, and regulatory obligations. The...

Posted On Aug 20, 26
Full-time 1 views Experience : 2-10 yrs required

Title: Director, Investigations - Crypto Fraud and Market Abuse Job Responsibilities: The Director of the Crypto Fraud & Market Abuse team is tasked with leading a team of investigators focused on detecting, investigating, and mitigating crypto-related fraud and market abuse within the...

Posted On Aug 26, 26
Full-time 1 views Experience : Min 10 yrs required

Title: Director, Emerging Technology Intelligence Job Responsibilities: The Director of Strategic Intelligence plays a pivotal role in the Strategic Intelligence team, part of the Risk & Intelligence department within the organization. This position involves providing leadership to a team of analysts who...

Full-time 2 views

ATTORNEY (INTAKE & STRATEGIC INTERVENTION) Job Announcement Join the Intake and Strategic Intervention team at organization! This position provides a vital service, focusing on assisting tenants who are seniors or have disabilities and are at risk of losing their homes. A significant...

Posted On Sep 22, 26
Full-time Experience : Min 10 yrs required

Title: Director, Market Strategy & Research Job Responsibilities: - Provide leadership in proactive regulatory risk assessment and the development of regulatory strategy. - Conduct continuous qualitative research into market conditions and developments in collaboration with Surveillance Operations leadership. - Manage an analyst to develop...

Posted On Jun 18, 26
Full-time 8 views

Sponsorship for Debtors’ Prison Project Legal Fellowship Job Responsibilities... The Debtors’ Prison Project Legal Fellowship offers an... with the Debtors' Prison Project (DPP) attorneys and reporting... to the Director of DPP. Key responsibilities include: - Developing litigation and advocacy strategies...

Posted On Sep 06, 26
Full-time 2 views Experience : 6-6 yrs required

Title: Manager, Compliance Job Responsibilities: - Manage compliance activities by collaborating with both internal and external stakeholders. - Oversee strategic compliance initiatives and ensure continued regulatory compliance across multiple business functions. - Handle compliance reporting efforts, manage compliance investigations, and ensure...

Posted On Aug 25, 26
Full-time 1 views Experience : Min 4 yrs required

TITLE Pro Bono Manager (Managing Attorney – Pro Bono Programs) JOB RESPONSIBILITIES The Pro Bono Manager at the organization will be responsible for overseeing and managing the recruitment, training, supervision, retention, and support of pro bono attorneys, law clerks, and...

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